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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Dec-17 9:11 AM View:  | Fifth Street Asset Manageme... (FSAM) | 29-Nov-17 | Option Exercise | 10,000 | $3.60 | $36,000.00 | 100% 0 to 10.0K | |
| 01-Dec-17 9:11 AM View: | Fifth Street Asset Manageme... (FSAM) | 29-Nov-17 | Option Sale | 8,905 | $4.09 | $36,456.40 | (89%) 10.0K to 1.09K |