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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Aug-24 2:53 PM View:  | AXT Inc. (AXTI) | 20-Aug-24 | Grant | 17,645 | -- | -- | 5% 356.62K to 374.26K | |
| 14-Nov-23 10:00 PM View: | AXT Inc. (AXTI) | 10-Nov-23 | Grant | 38,800 | -- | -- | 12% 317.82K to 356.62K | |
| 01-Nov-22 8:58 PM View: | AXT Inc. (AXTI) | 28-Oct-22 | Grant | 38,800 | -- | -- | 14% 279.02K to 317.82K | |
| 02-Aug-22 3:26 PM View: | AXT Inc. (AXTI) | 01-Aug-22 | Market Sale (Planned) | 40,000 | $9.19 | $367,600.00 | (13%) 319.02K to 279.02K | 3% |
| 02-Aug-22 3:26 PM View: | AXT Inc. (AXTI) | 29-Jul-22 | Market Sale (Planned) | 60,000 | $8.25 | $495,000.00 | (16%) 379.02K to 319.02K | (8%) |
| 16-Mar-22 5:47 PM View: | AXT Inc. (AXTI) | 14-Mar-22 | Grant | 38,475 | -- | -- | 11% 340.55K to 379.02K | |
| 12-Nov-21 2:31 PM View: | AXT Inc. (AXTI) | 10-Nov-21 | Grant | 22,050 | -- | -- | 7% 318.5K to 340.55K | |
| 07-Apr-21 1:54 PM View: | AXT Inc. (AXTI) | 05-Apr-21 | Market Sale (Planned) | 10,000 | $12.52 | $125,200.00 | (3%) 328.5K to 318.5K | 3% |
| 05-Apr-21 11:40 AM View: | AXT Inc. (AXTI) | 01-Apr-21 | Market Sale (Planned) | 10,000 | $12.03 | $120,300.00 | (3%) 338.5K to 328.5K | (2%) |
| 22-Feb-21 1:19 PM View: | AXT Inc. (AXTI) | 19-Feb-21 | Grant | 8,000 | -- | -- | 2% 330.5K to 338.5K | |
| 13-Nov-20 11:20 AM View: | AXT Inc. (AXTI) | 12-Nov-20 | Option Exercise | 10,000 | $2.18 | $21,800.00 | 3% 330.5K to 340.5K | |
| 13-Nov-20 11:20 AM View: | AXT Inc. (AXTI) | 12-Nov-20 | Market Option Sale | 10,000 | $7.14 | $71,400.00 | (3%) 340.5K to 330.5K | |
| 13-Nov-20 11:20 AM View: | AXT Inc. (AXTI) | 11-Nov-20 | Option Exercise | 10,000 | $2.18 | $21,800.00 | 3% 330.5K to 340.5K | |
| 13-Nov-20 11:20 AM View: | AXT Inc. (AXTI) | 11-Nov-20 | Market Option Sale (Planned) | 10,000 | $7.04 | $70,400.00 | (3%) 340.5K to 330.5K | |
| 10-Nov-20 2:39 PM View: | AXT Inc. (AXTI) | 09-Nov-20 | Option Exercise | 20,000 | $2.18 | $43,600.00 | 6% 330.5K to 350.5K | |
| 10-Nov-20 2:39 PM View: | AXT Inc. (AXTI) | 09-Nov-20 | Market Option Sale | 10,000 | $6.89 | $68,900.00 | (3%) 350.5K to 340.5K | |
| 10-Nov-20 2:39 PM View: | AXT Inc. (AXTI) | 09-Nov-20 | Market Option Sale (Planned) | 10,000 | $6.84 | $68,400.00 | (3%) 340.5K to 330.5K | |
| 09-Nov-20 7:31 PM View: | AXT Inc. (AXTI) | 05-Nov-20 | Grant | 25,650 | -- | -- | 8% 304.85K to 330.5K | |
| 23-Oct-20 4:18 PM View: | AXT Inc. (AXTI) | 22-Oct-20 | Option Exercise | 48,382 | $2.23 | $107,808.00 | 24% 200.46K to 248.84K | |
| 23-Oct-20 4:18 PM View: | AXT Inc. (AXTI) | 22-Oct-20 | Option Exercise | 56,004 | $2.29 | $128,249.00 | 23% 248.84K to 304.85K | |
| 07-Oct-20 12:56 PM View: | AXT Inc. (AXTI) | 05-Oct-20 | Option Exercise | 19,900 | $2.28 | $45,358.20 | 10% 200.46K to 220.36K | |
| 07-Oct-20 12:56 PM View: | AXT Inc. (AXTI) | 05-Oct-20 | Market Option Sale | 12,338 | $6.63 | $81,781.50 | (6%) 220.36K to 208.02K | |
| 07-Oct-20 12:56 PM View: | AXT Inc. (AXTI) | 05-Oct-20 | Market Option Sale (Planned) | 7,562 | $6.54 | $49,455.50 | (4%) 208.02K to 200.46K | |
| 05-Oct-20 1:31 PM View: | AXT Inc. (AXTI) | 02-Oct-20 | Option Exercise | 19,970 | $2.29 | $45,731.30 | 10% 200.46K to 220.43K | |
| 05-Oct-20 1:31 PM View: | AXT Inc. (AXTI) | 02-Oct-20 | Market Option Sale | 19,970 | $6.44 | $128,617.00 | (9%) 220.43K to 200.46K | |
| 05-Oct-20 1:31 PM View: | AXT Inc. (AXTI) | 01-Oct-20 | Option Exercise | 130 | $2.29 | $297.70 | < 1% 200.46K to 200.59K | |
| 05-Oct-20 1:31 PM View: | AXT Inc. (AXTI) | 01-Oct-20 | Market Option Sale (Planned) | 130 | $6.44 | $837.20 | (< 1%) 200.59K to 200.46K | |
| 01-Oct-20 11:42 AM View: | AXT Inc. (AXTI) | 29-Sep-20 | Option Exercise | 6,584 | $2.29 | $15,077.40 | 3% 233.88K to 240.46K | |
| 01-Oct-20 11:42 AM View: | AXT Inc. (AXTI) | 29-Sep-20 | Market Option Sale | 6,584 | $6.29 | $41,387.90 | (3%) 240.46K to 233.88K | |
| 01-Oct-20 11:42 AM View: | AXT Inc. (AXTI) | 29-Sep-20 | Market Sale | 26,832 | $6.29 | $168,670.00 | (11%) 233.88K to 207.04K | |
| 01-Oct-20 11:42 AM View: | AXT Inc. (AXTI) | 29-Sep-20 | Market Sale (Planned) | 6,584 | $6.34 | $41,742.60 | (3%) 207.04K to 200.46K | |
| 26-Feb-20 2:03 PM View: | AXT Inc. (AXTI) | 25-Feb-20 | Option Exercise | 100,000 | $2.29 | $229,000.00 | 75% 133.88K to 233.88K | |
| 08-Nov-19 11:53 AM View: | AXT Inc. (AXTI) | 06-Nov-19 | Grant | 43,940 | -- | -- | 49% 89.94K to 133.88K | |
| 08-Nov-18 1:30 PM View: | AXT Inc. (AXTI) | 05-Nov-18 | Grant | 25,420 | -- | -- | 39% 64.52K to 89.94K | |
| 16-Nov-17 7:59 PM View: | AXT Inc. (AXTI) | 16-Nov-17 | Option Exercise | 9,750 | $2.29 | $22,327.50 | 13% 74.77K to 84.52K | |
| 16-Nov-17 7:59 PM View: | AXT Inc. (AXTI) | 16-Nov-17 | Market Option Sale | 9,750 | $9.16 | $89,310.00 | (12%) 84.52K to 74.77K | 52% |
| 16-Nov-17 7:59 PM View: | AXT Inc. (AXTI) | 16-Nov-17 | Market Sale | 10,250 | $9.16 | $93,890.00 | (14%) 74.77K to 64.52K | 52% |
| 30-Oct-17 2:35 PM View: | AXT Inc. (AXTI) | 27-Oct-17 | Grant | 15,870 | -- | -- | 27% 58.9K to 74.77K | |
| 01-Nov-16 2:06 PM View: | AXT Inc. (AXTI) | 28-Oct-16 | Grant | 21,895 | -- | -- | 59% 37.0K to 58.9K | |
| 04-Nov-15 2:57 PM View: | AXT Inc. (AXTI) | 02-Nov-15 | Grant | 33,000 | -- | -- | 825% 4.0K to 37.0K | |
| 05-Nov-14 1:57 PM View: | AXT Inc. (AXTI) | 03-Nov-14 | Grant | 4,000 | -- | -- | 100% 0 to 4.0K | |
| 05-Oct-07 6:52 PM View: | Pericom Semiconductor Corp. (PSEM) | 03-Oct-07 | Option Exercise | 20,000 | $8.24 | $164,760.00 | 100% 0 to 20.0K | |
| 05-Oct-07 6:52 PM View: | Pericom Semiconductor Corp. (PSEM) | 03-Oct-07 | Market Option Sale | 20,000 | $11.70 | $234,000.00 | (100%) 20.0K to 0 | (6%) |
| 30-Apr-04 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 30-Apr-04 | Option Exercise | 9,489 | $7.52 | $71,355.00 | 34% 28.16K to 37.65K | |
| 30-Apr-04 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 30-Apr-04 | Market Option Sale | 9,489 | $14.14 | $134,174.00 | (25%) 37.65K to 28.16K | (71%) |
| 30-Apr-04 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 28-Apr-04 | Option Exercise | 44,273 | $6.57 | $290,802.00 | 157% 28.16K to 72.44K | |
| 30-Apr-04 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 28-Apr-04 | Market Option Sale | 44,273 | $15.17 | $671,621.00 | (61%) 72.44K to 28.16K | (59%) |
| 29-Jan-04 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 29-Jan-04 | Option Exercise | 25,000 | $4.16 | $104,067.00 | 89% 28.16K to 53.16K | |
| 29-Jan-04 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 29-Jan-04 | Market Option Sale | 25,000 | $15.63 | $390,845.00 | (47%) 53.16K to 28.16K | (54%) |
| 05-Nov-03 10:00 PM View: | Integrated Silicon Solution... (ISSI) | 04-Nov-03 | Option Exercise | 21,875 | $2.93 | $64,198.10 | 78% 28.16K to 50.04K |