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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Apr-19 4:25 PM View:  | Cerulean Pharma Inc. (DARE) | 11-Apr-19 | Market Purchase | 454,545 | $1.10 | $500,000.00 | 72% 630.41K to 1.08M | 39% |
| 02-Apr-19 5:12 PM View: | Zogenix, Inc. (ZGNX) | 29-Mar-19 | Option Exercise | 20,700 | $30.56 | $632,544.00 | 196% 10.57K to 31.27K | |
| 02-Apr-19 5:12 PM View: | Zogenix, Inc. (ZGNX) | 29-Mar-19 | Market Option Sale | 20,700 | $55.00 | $1,138,500.00 | (66%) 31.27K to 10.57K | 61% |
| 15-Mar-19 5:21 PM View: | Zogenix, Inc. (ZGNX) | 14-Mar-19 | Market Sale | 38,789 | $52.93 | $2,053,260.00 | (79%) 49.36K to 10.57K | 60% |
| 15-Mar-19 5:21 PM View: | Zogenix, Inc. (ZGNX) | 13-Mar-19 | Market Sale | 21,211 | $53.10 | $1,126,220.00 | (30%) 70.58K to 49.36K | 60% |
| 05-Mar-19 4:11 PM View: | Zogenix, Inc. (ZGNX) | 01-Mar-19 | Option Exercise | 4,300 | $32.52 | $139,856.00 | 6% 70.58K to 74.88K | |
| 05-Mar-19 4:11 PM View: | Zogenix, Inc. (ZGNX) | 01-Mar-19 | Market Option Sale | 4,300 | $50.00 | $215,000.00 | (6%) 74.88K to 70.58K | 58% |
| 17-Dec-18 4:13 PM View: | Zogenix, Inc. (ZGNX) | 14-Dec-18 | Market Sale | 20,000 | $41.35 | $826,910.00 | (22%) 90.58K to 70.58K | 49% |
| 12-Jun-18 6:30 PM View: | Cerulean Pharma Inc. (DARE) | 11-Jun-18 | Market Purchase | 140,000 | $1.45 | $203,378.00 | 29% 490.41K to 630.41K | (1%) |
| 14-Mar-18 4:15 PM View: | Zogenix, Inc. (ZGNX) | 13-Mar-18 | Option Exercise | 27,760 | $16.19 | $449,424.00 | 31% 90.58K to 118.33K | |
| 14-Mar-18 4:15 PM View: | Zogenix, Inc. (ZGNX) | 13-Mar-18 | Market Option Sale | 27,760 | $44.65 | $1,239,440.00 | (23%) 118.33K to 90.58K | 52% |
| 14-Mar-18 4:15 PM View: | Zogenix, Inc. (ZGNX) | 12-Mar-18 | Option Exercise | 7,240 | $28.00 | $202,720.00 | 8% 90.58K to 97.81K | |
| 14-Mar-18 4:15 PM View: | Zogenix, Inc. (ZGNX) | 12-Mar-18 | Market Option Sale | 7,240 | $44.97 | $325,550.00 | (7%) 97.81K to 90.58K | 53% |
| 11-Dec-17 8:13 PM View: | Zogenix, Inc. (ZGNX) | 11-Dec-17 | Option Exercise | 63,203 | $14.09 | $890,440.00 | 70% 90.58K to 153.78K | |
| 11-Dec-17 8:13 PM View: | Zogenix, Inc. (ZGNX) | 11-Dec-17 | Market Option Sale | 63,203 | $36.84 | $2,328,440.00 | (41%) 153.78K to 90.58K | 42% |
| 11-Dec-17 8:13 PM View: | Zogenix, Inc. (ZGNX) | 08-Dec-17 | Option Exercise | 11,797 | $15.04 | $177,427.00 | 13% 90.58K to 102.37K | |
| 11-Dec-17 8:13 PM View: | Zogenix, Inc. (ZGNX) | 08-Dec-17 | Market Option Sale | 11,797 | $37.02 | $436,704.00 | (12%) 102.37K to 90.58K | 43% |
| 11-Dec-17 8:13 PM View: | Zogenix, Inc. (ZGNX) | 07-Dec-17 | Option Exercise | 56,370 | $11.57 | $652,217.00 | 62% 90.58K to 146.94K | |
| 11-Dec-17 8:13 PM View: | Zogenix, Inc. (ZGNX) | 07-Dec-17 | Market Option Sale | 56,370 | $36.54 | $2,059,610.00 | (38%) 146.94K to 90.58K | 42% |
| 21-Jul-17 4:09 PM View: | Cerulean Pharma Inc. (DARE) | 19-Jul-17 | Grant | 182,697 | -- | -- | 100% 182.7K to 365.39K | |
| 21-Jul-17 4:09 PM View: | Cerulean Pharma Inc. (DARE) | 19-Jul-17 | Grant | 307,714 | -- | -- | 84% 365.39K to 673.11K | |
| 16-Dec-15 4:05 PM View: | Zogenix, Inc. (ZGNX) | 15-Dec-15 | Market Purchase | 10,000 | $13.74 | $137,431.00 | < 1% 1.39M to 1.4M | 54% |
| 17-Jun-15 4:05 PM View: | Zogenix, Inc. (ZGNX) | 16-Jun-15 | Grant | 50,000 | $1.59 | $79,495.00 | 4% 1.34M to 1.39M | 67% |
| 17-Mar-15 5:16 PM View: | Zogenix, Inc. (ZGNX) | 16-Mar-15 | Grant | 140,000 | $1.31 | $183,680.00 | 12% 1.2M to 1.34M | 102% |
| 04-Jun-14 4:29 PM View: | Zogenix, Inc. (ZGNX) | 03-Jun-14 | Market Sale | 1,934 | $2.03 | $3,921.07 | (< 1%) 1.21M to 1.2M | (31%) |
| 04-Jun-14 4:29 PM View: | Zogenix, Inc. (ZGNX) | 02-Jun-14 | Market Sale | 23,144 | $2.10 | $48,655.60 | (2%) 1.23M to 1.21M | (26%) |
| 20-Jun-13 7:00 PM View: | Zogenix, Inc. (ZGNX) | 18-Jun-13 | Grant | 60,000 | -- | -- | 15% 404.32K to 464.32K | |
| 21-Sep-11 7:03 PM View: | Zogenix, Inc. (ZGNX) | 21-Sep-11 | Market Purchase | 50,000 | $2.00 | $100,000.00 | 100% 0 to 50.0K | 33% |
| 06-Dec-10 8:29 PM View: | Zogenix, Inc. (ZGNX) | 06-Dec-10 | Market Purchase | 10,000 | $5.53 | $55,289.30 | 3% 310.0K to 320.0K | (51%) |
| 29-Nov-10 9:49 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Conversion | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 19-May-08 6:07 PM View: | Targeted Genetics Corp. (ARMP) | 15-May-08 | Grant | 10,000 | -- | -- | 100% 10.0K to 20.0K | |
| 13-Nov-07 11:48 AM View: | Cypress Bioscience, Inc. (CYPB) | 09-Nov-07 | Market Purchase | 10,000 | $11.69 | $116,900.00 | 100% 0 to 10.0K | (32%) |
| 21-May-07 6:43 PM View: | Targeted Genetics Corp. (ARMP) | 17-May-07 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 10-Feb-06 6:39 PM View: | InterMune Inc. (ITMN) | 08-Feb-06 | Market Sale | 30,000 | $18.23 | $546,840.00 | (89%) 33.71K to 3.71K | (301%) |
| 28-Feb-05 9:18 PM View: | InterMune Inc. (ITMN) | 25-Feb-05 | Market Purchase | 10,000 | $11.34 | $113,364.00 | 50% 20.0K to 30.0K | 545% |
| 15-Dec-04 1:47 PM View: | InterMune Inc. (ITMN) | 13-Dec-04 | Market Purchase | 14,014 | $12.76 | $178,754.00 | 298% 4.7K to 18.71K | 473% |
| 15-Dec-04 2:04 PM View: | InterMune Inc. (ITMN) | 13-Dec-04 | Market Purchase | 1,286 | $12.62 | $16,232.30 | 7% 18.71K to 20.0K | 479% |