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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Sep-17 4:11 PM View:  | Cyalume Technologies Holdin... (CYLU) | 08-Sep-17 | Disposition | 3,744,700 | -- | -- | (100%) 3.74M to 0 | |
| 23-Nov-16 6:05 PM View: | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 7,032 | $11.36 | $79,883.50 | (100%) 7.03K to 0 | |
| 10-Aug-16 6:01 PM View: | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 100% 0 to 7.03K | |
| 05-Jul-16 12:12 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Disposition (other) | 6,463 | -- | -- | (100%) 6.46K to 0 | |
| 05-Jul-16 12:12 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 100% 0 to 6.46K | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Acquisition (other) | 290 | -- | -- | 100% 0 to 0.29K | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Disposition (other) | 6,144 | -- | -- | (100%) 6.14K to 0 | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Option Exercise | 5,854 | -- | -- | 2019% 0.29K to 6.14K | |
| 19-Jun-13 6:01 PM View: | Deerfield Capital Corp. (CIFC) | 17-Jun-13 | Acquisition (other) | 11,111 | -- | -- | 100% 0 to 11.11K | |
| 19-Jun-13 6:01 PM View: | Deerfield Capital Corp. (CIFC) | 17-Jun-13 | Disposition (other) | 11,111 | -- | -- | (100%) 11.11K to 0 | |
| 12-Apr-13 3:43 PM View: | Healthcare Corp Of America (HCCA) | 10-Apr-13 | Acquisition (other) | 5,380 | -- | -- | 21% 25.55K to 30.93K | |
| 21-Dec-11 2:25 PM View: | Healthcare Corp Of America (HCCA) | 20-Dec-11 | Disposition (other) | 3,554 | -- | -- | (13%) 27.25K to 23.69K | |
| 15-Apr-11 9:40 PM View: | Deerfield Capital Corp. (CIFC) | 13-Apr-11 | Grant | 4,545,460 | -- | -- | 100% 0 to 4.55M | |
| 10-Dec-10 1:13 PM View: | HQ Sustainable Maritime Ind... (HQS) | 29-Oct-10 | Grant | 3,421 | -- | -- | 65% 5.25K to 8.67K | |
| 16-Feb-10 10:53 AM View: | HQ Sustainable Maritime Ind... (HQS) | 23-Oct-09 | Grant | 1,093 | -- | -- | 26% 4.16K to 5.25K | |
| 17-Feb-09 10:00 PM View: | HQ Sustainable Maritime Ind... (HQS) | 08-Jan-09 | Grant | 1,277 | -- | -- | 44% 2.88K to 4.16K | |
| 17-Feb-09 10:00 PM View: | HQ Sustainable Maritime Ind... (HQS) | 05-Sep-08 | Grant | 2,878 | -- | -- | 100% 0 to 2.88K | |
| 23-Jul-07 11:29 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 19-Jul-07 | Disposition (other) | 51,470 | $663,963.00 | $34,174,199,808.00 | (100%) 51.47K to 0 | |
| 03-Apr-07 9:32 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 30-Mar-07 | Grant | 1,250 | -- | -- | 2% 50.22K to 51.47K | |
| 04-Jan-07 11:45 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 03-Jan-07 | Grant | 5,000 | -- | -- | 11% 45.22K to 50.22K | |
| 04-Jan-07 11:45 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 29-Dec-06 | Grant | 1,250 | -- | -- | 3% 43.97K to 45.22K | |
| 02-Oct-06 8:43 PM View: | Moscow Cablecom Corp (MOCCE.OB) | 29-Sep-06 | Grant | 1,250 | -- | -- | 3% 42.72K to 43.97K | |
| 07-Jul-06 11:07 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 06-Jul-06 | Grant | 1,250 | -- | -- | 3% 41.47K to 42.72K | |
| 22-May-06 8:13 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 18-May-06 | Market Purchase | 30,220 | $8.21 | $248,106.00 | 269% 11.25K to 41.47K | 57% |
| 03-Apr-06 9:47 AM View: | Moscow Cablecom Corp (MOCCE.OB) | 31-Mar-06 | Grant | 1,250 | -- | -- | 12% 10.0K to 11.25K | |
| 03-Jan-06 5:17 PM View: | Moscow Cablecom Corp (MOCCE.OB) | 03-Jan-06 | Grant | 5,000 | -- | -- | 100% 5.0K to 10.0K | |
| 08-Dec-05 10:00 PM View: | Oryx Technology Corp. (ORYX.PK) | 06-Dec-05 | Acquisition (other) | 3,680 | $1.63 | $5,989.20 | (259%) (-1.42K) to 2.26K | |
| 22-Jul-05 9:27 PM View: | Oryx Technology Corp. (ORYX.PK) | 22-Jul-05 | Purchase Duplicate | 7,569 | $1.50 | $11,353.00 | 8% 89.93K to 97.5K | |
| 07-Mar-05 1:56 PM View: | Moscow Cablecom Corp (MOCCE.OB) | 03-Mar-05 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 02-Feb-04 10:00 PM View: | Oryx Technology Corp. (ORYX.PK) | 29-Jan-04 | Purchase | 14,720 | $2.50 | $36,800.00 | 20% 75.21K to 89.93K |