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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Sep-07 7:01 PM View:  | Hudson Valley Holding Corp. (HVB) | 19-Sep-07 | Grant | 597 | -- | -- | 100% 0 to 0.6K | |
| 22-Mar-04 10:00 PM View: | Sound Federal Bancorp Inc (SFFS) | 19-Mar-04 | Exercise (in-the money or at-the-money) | 51,185 | $3.30 | $168,808.00 | 24% 209.19K to 260.37K | |
| 06-Feb-04 10:00 PM View: | Sound Federal Bancorp Inc (SFFS) | 05-Feb-04 | Grant | 35,011 | $15.20 | $532,167.00 | 20% 174.17K to 209.19K |