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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Dec-20 4:42 PM View:  | MVC Capital Inc. (MVC) | 23-Dec-20 | Disposition | 202,123 | -- | -- | (100%) 202.12K to 0 | |
| 25-Aug-10 5:45 PM View: | DWS Global Commodities Stoc... (GCS) | 23-Aug-10 | Disposition (other) | 19,275 | -- | -- | (< 1%) 2.14M to 2.12M | |
| 25-Aug-10 5:45 PM View: | DWS Global Commodities Stoc... (GCS) | 23-Aug-10 | Disposition (other) | 2,123,180 | -- | -- | (100%) 2.12M to 0 | |
| 17-Aug-10 6:22 PM View: | Dws Rreef World Real Estate... (DRP) | 13-Aug-10 | Market Purchase | 500 | $14.89 | $7,445.00 | < 1% 522.32K to 522.82K | 1% |
| 12-Aug-10 7:11 PM View: | Dws Rreef World Real Estate... (DRP) | 12-Aug-10 | Market Purchase | 4,500 | $14.92 | $67,140.00 | < 1% 517.82K to 522.32K | 3% |
| 12-Aug-10 7:11 PM View: | Dws Rreef World Real Estate... (DRP) | 11-Aug-10 | Market Purchase | 1,300 | $15.20 | $19,756.00 | < 1% 516.52K to 517.82K | < 1% |
| 12-Aug-10 7:11 PM View: | Dws Rreef World Real Estate... (DRP) | 10-Aug-10 | Market Purchase | 3,200 | $15.56 | $49,782.10 | < 1% 513.32K to 516.52K | (2%) |
| 23-Jul-10 6:17 PM View: | Dws Rreef World Real Estate... (DRP) | 21-Jul-10 | Market Purchase | 1,800 | $14.14 | $25,452.00 | < 1% 511.52K to 513.32K | 3% |
| 16-Jul-10 6:37 PM View: | Dws Rreef World Real Estate... (DRP) | 16-Jul-10 | Market Purchase | 6,400 | $13.98 | $89,440.00 | 1% 505.12K to 511.52K | 2% |
| 16-Jul-10 6:37 PM View: | Dws Rreef World Real Estate... (DRP) | 15-Jul-10 | Market Purchase | 6,300 | $14.18 | $89,364.90 | 1% 498.82K to 505.12K | < 1% |
| 16-Jul-10 6:37 PM View: | Dws Rreef World Real Estate... (DRP) | 14-Jul-10 | Market Purchase | 2,100 | $14.20 | $29,818.90 | < 1% 496.72K to 498.82K | 1% |
| 13-Jul-10 8:18 PM View: | Dws Rreef World Real Estate... (DRP) | 13-Jul-10 | Market Purchase | 2,300 | $14.12 | $32,476.00 | < 1% 494.42K to 496.72K | (< 1%) |
| 13-Jul-10 8:18 PM View: | Dws Rreef World Real Estate... (DRP) | 12-Jul-10 | Market Purchase | 2,200 | $14.00 | $30,802.00 | < 1% 492.22K to 494.42K | < 1% |
| 13-Jul-10 8:18 PM View: | Dws Rreef World Real Estate... (DRP) | 09-Jul-10 | Market Purchase | 1,000 | $13.95 | $13,950.00 | < 1% 491.22K to 492.22K | < 1% |
| 09-Jul-10 2:53 PM View: | Dws Rreef World Real Estate... (DRP) | 08-Jul-10 | Market Purchase | 1,400 | $13.88 | $19,432.00 | < 1% 489.82K to 491.22K | < 1% |
| 09-Jul-10 2:53 PM View: | Dws Rreef World Real Estate... (DRP) | 07-Jul-10 | Market Purchase | 500 | $13.77 | $6,885.00 | < 1% 489.32K to 489.82K | 2% |
| 21-May-10 8:04 PM View: | Dws Rreef World Real Estate... (DRP) | 18-May-10 | Gift Duplicate | 100 | -- | -- | (< 1%) 489.42K to 489.32K | |
| 27-Apr-10 5:46 PM View: | DWS Global Commodities Stoc... (GCS) | 23-Apr-10 | Market Purchase | 300 | $9.02 | $2,706.00 | < 1% 2.14M to 2.14M | (< 1%) |
| 30-Mar-10 9:26 PM View: | DWS Global Commodities Stoc... (GCS) | 30-Mar-10 | Market Purchase | 1,100 | $8.24 | $9,064.99 | < 1% 2.14M to 2.14M | < 1% |
| 30-Mar-10 9:26 PM View: | DWS Global Commodities Stoc... (GCS) | 29-Mar-10 | Market Purchase | 1,300 | $8.23 | $10,705.00 | < 1% 2.14M to 2.14M | < 1% |
| 30-Mar-10 9:26 PM View: | DWS Global Commodities Stoc... (GCS) | 26-Mar-10 | Market Purchase | 2,100 | $8.04 | $16,886.10 | < 1% 2.14M to 2.14M | 3% |
| 09-Feb-10 7:57 PM View: | DWS Global Commodities Stoc... (GCS) | 08-Feb-10 | Market Purchase | 6,275 | $7.52 | $47,196.00 | < 1% 2.13M to 2.14M | (< 1%) |
| 09-Feb-10 7:57 PM View: | DWS Global Commodities Stoc... (GCS) | 05-Feb-10 | Market Purchase | 400 | $7.39 | $2,956.00 | < 1% 2.13M to 2.13M | 1% |
| 26-Jan-10 8:28 PM View: | DWS Global Commodities Stoc... (GCS) | 22-Jan-10 | Market Purchase | 4,400 | $8.02 | $35,268.60 | < 1% 2.13M to 2.13M | < 1% |
| 11-Dec-09 7:01 PM View: | DWS Global Commodities Stoc... (GCS) | 11-Dec-09 | Market Purchase | 1,100 | $8.18 | $8,999.00 | < 1% 2.13M to 2.13M | (< 1%) |
| 11-Dec-09 7:01 PM View: | DWS Global Commodities Stoc... (GCS) | 09-Dec-09 | Market Purchase | 300 | $8.14 | $2,442.00 | < 1% 2.12M to 2.13M | < 1% |
| 25-Nov-09 6:20 PM View: | DWS Global Commodities Stoc... (GCS) | 23-Nov-09 | Market Purchase | 2,000 | $8.42 | $16,840.00 | < 1% 2.12M to 2.12M | (< 1%) |