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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jun-15 4:48 PM View:  | Procera Networks, Inc. (PKT) | 04-Jun-15 | Disposition (change in control) | 10,844 | -- | -- | (100%) 10.84K to 0 | |
| 02-Jun-14 12:17 PM View: | Procera Networks, Inc. (PKT) | 29-May-14 | Grant | 5,730 | -- | -- | 112% 5.11K to 10.84K | |
| 31-May-13 2:09 PM View: | Procera Networks, Inc. (PKT) | 30-May-13 | Grant | 3,043 | -- | -- | 147% 2.07K to 5.11K | |
| 29-Aug-12 6:34 PM View: | Procera Networks, Inc. (PKT) | 27-Aug-12 | Grant | 2,071 | -- | -- | 100% 0 to 2.07K | |
| 08-Feb-07 8:54 PM View: | Netopia Inc (NTPA) | 06-Feb-07 | Disposition | 60,080 | -- | -- | (100%) 60.08K to 0 | |
| 07-Dec-06 3:32 PM View: | Netopia Inc (NTPA) | 06-Dec-06 | Gift | 2,359 | -- | -- | (4%) 60.91K to 58.55K | |
| 01-Dec-06 4:28 PM View: | Netopia Inc (NTPA) | 30-Nov-06 | Gift | 6,194 | -- | -- | (5%) 121.1K to 114.91K | |
| 01-Dec-06 4:28 PM View: | Netopia Inc (NTPA) | 30-Nov-06 | Option Exercise | 54,000 | $6.38 | $344,250.00 | 80% 67.1K to 121.1K | |
| 01-Dec-06 4:28 PM View: | Netopia Inc (NTPA) | 30-Nov-06 | Market Option Sale | 54,000 | $6.85 | $369,900.00 | (47%) 114.91K to 60.91K | (2%) |
| 01-Mar-04 10:00 PM View: | Netopia Inc (NTPA) | 01-Mar-04 | Option Exercise | 15,000 | $4.00 | $60,000.00 | 25% 59.58K to 74.58K | |
| 01-Mar-04 10:00 PM View: | Netopia Inc (NTPA) | 01-Mar-04 | Market Option Sale (Planned) | 15,000 | $14.02 | $210,297.00 | (20%) 74.58K to 59.58K | 50% |
| 06-Feb-04 10:00 PM View: | Netopia Inc (NTPA) | 06-Feb-04 | Option Exercise | 2,334 | $1.60 | $3,734.40 | 4% 59.58K to 61.91K | |
| 06-Feb-04 10:00 PM View: | Netopia Inc (NTPA) | 06-Feb-04 | Market Option Sale (Planned) | 2,334 | $14.00 | $32,686.00 | (4%) 61.91K to 59.58K | 50% |
| 03-Feb-04 10:00 PM View: | Netopia Inc (NTPA) | 03-Feb-04 | Option Exercise | 2,000 | $1.60 | $3,200.00 | 3% 59.58K to 61.58K | |
| 03-Feb-04 10:00 PM View: | Netopia Inc (NTPA) | 03-Feb-04 | Market Option Sale (Planned) | 2,000 | $14.02 | $28,040.00 | (3%) 61.58K to 59.58K | 50% |
| 03-Feb-04 10:00 PM View: | Netopia Inc (NTPA) | 02-Feb-04 | Option Exercise | 10,666 | $1.60 | $17,065.60 | 18% 59.58K to 70.24K | |
| 03-Feb-04 10:00 PM View: | Netopia Inc (NTPA) | 02-Feb-04 | Market Option Sale (Planned) | 10,666 | $14.01 | $149,461.00 | (15%) 70.24K to 59.58K | 50% |
| 23-Jan-04 10:00 PM View: | Netopia Inc (NTPA) | 23-Jan-04 | Option Exercise | 10,000 | $1.60 | $16,000.00 | 17% 58.38K to 68.38K | |
| 23-Jan-04 10:00 PM View: | Netopia Inc (NTPA) | 23-Jan-04 | Market Option Sale (Planned) | 10,000 | $16.28 | $162,759.00 | (15%) 68.38K to 58.38K | 57% |
| 21-Nov-03 10:00 PM View: | Netopia Inc (NTPA) | 20-Nov-03 | Market Sale | 55,000 | $14.54 | $799,953.00 | (49%) 113.38K to 58.38K | 52% |
| 13-Nov-03 10:00 PM View: | Netopia Inc (NTPA) | 12-Nov-03 | Gift | 1,717 | -- | -- | (1%) 115.1K to 113.38K |