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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Mar-19 9:12 PM View:  | GAIN Capital Holdings, Inc. (GCAP) | 14-Mar-19 | Grant Duplicate | 15,290 | -- | -- | < 1% 9.17M to 9.18M | |
| 31-May-18 5:19 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-May-18 | Grant Duplicate | 12,500 | -- | -- | < 1% 9.16M to 9.17M | |
| 17-Mar-17 3:52 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 15-Mar-17 | Grant Duplicate | 12,091 | -- | -- | < 1% 9.14M to 9.16M | |
| 09-May-16 7:59 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-May-16 | Grant Duplicate | 12,573 | -- | -- | < 1% 9.13M to 9.14M | |
| 01-Apr-16 3:16 PM View: | Wageworks, Inc. (WAGE) | 30-Mar-16 | Acquisition (other) | 12,517 | $51.21 | $640,996.00 | 2% 735.04K to 747.56K | (27%) |
| 01-Apr-16 3:16 PM View: | Wageworks, Inc. (WAGE) | 30-Mar-16 | Disposition (other) | 705,791 | $51.21 | $36,143,600.00 | (94%) 747.56K to 41.77K | 27% |
| 08-Jun-15 3:55 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 26-May-15 | Grant Duplicate | 8,937 | -- | -- | < 1% 9.12M to 9.13M | |
| 15-May-15 5:49 PM View: | Wageworks, Inc. (WAGE) | 13-May-15 | Option Exercise Duplicate | 4,156 | -- | -- | 12% 33.85K to 38.01K | |
| 26-Nov-14 3:52 PM View: | Wageworks, Inc. (WAGE) | 24-Nov-14 | Acquisition (other) | 19,351 | $61.49 | $1,189,890.00 | 2% 854.94K to 874.29K | (39%) |
| 26-Nov-14 3:52 PM View: | Wageworks, Inc. (WAGE) | 24-Nov-14 | Disposition (other) | 840,444 | $61.49 | $51,678,900.00 | (96%) 874.29K to 33.85K | 39% |
| 26-Sep-14 5:34 PM View: | Wageworks, Inc. (WAGE) | 24-Sep-14 | Disposition (other) | 983,902 | $49.90 | $49,096,700.00 | (39%) 2.55M to 1.57M | 25% |
| 08-Jun-15 3:55 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-Mar-14 | Grant Duplicate | 7,537 | -- | -- | < 1% 9.11M to 9.12M | |
| 27-Nov-13 5:02 PM View: | Wageworks, Inc. (WAGE) | 25-Nov-13 | Acquisition (other) | 10,995 | -- | -- | < 1% 2.61M to 2.63M | |
| 27-Nov-13 5:02 PM View: | Wageworks, Inc. (WAGE) | 25-Nov-13 | Disposition (other) | 60,000 | -- | -- | (2%) 2.63M to 2.56M | |
| 26-Nov-13 9:43 PM View: | Wageworks, Inc. (WAGE) | 22-Nov-13 | Market Sale | 813,185 | $55.00 | $44,725,200.00 | (24%) 3.43M to 2.61M | 32% |
| 21-Nov-13 5:51 PM View: | Wageworks, Inc. (WAGE) | 21-Nov-13 | Market Sale | 178,120 | $55.00 | $9,796,600.00 | (5%) 3.61M to 3.43M | 32% |
| 21-Nov-13 5:51 PM View: | Wageworks, Inc. (WAGE) | 19-Nov-13 | Market Sale | 6,424 | $55.00 | $353,320.00 | (< 1%) 3.61M to 3.61M | 32% |
| 19-Nov-13 4:17 PM View: | Wageworks, Inc. (WAGE) | 18-Nov-13 | Market Sale | 48,494 | $55.67 | $2,699,660.00 | (1%) 3.66M to 3.61M | 33% |
| 19-Nov-13 4:17 PM View: | Wageworks, Inc. (WAGE) | 15-Nov-13 | Market Sale | 153,777 | $55.61 | $8,551,540.00 | (4%) 3.81M to 3.66M | 33% |
| 21-Aug-13 4:50 PM View: | Wageworks, Inc. (WAGE) | 19-Aug-13 | Option Exercise Duplicate | 14,000 | $9.28 | $129,990.00 | < 1% 6.81M to 6.83M | |
| 21-Aug-13 4:50 PM View: | Wageworks, Inc. (WAGE) | 19-Aug-13 | Market Option Sale | 14,000 | $40.45 | $566,300.00 | (< 1%) 6.83M to 6.81M | 8% |
| 21-Aug-13 4:50 PM View: | Wageworks, Inc. (WAGE) | 19-Aug-13 | Market Sale | 2,986,000 | $40.45 | $120,784,000.00 | (44%) 6.81M to 3.83M | 8% |
| 21-Aug-13 4:50 PM View: | Wageworks, Inc. (WAGE) | 19-Aug-13 | Market Sale Duplicate | 14,000 | $40.45 | $566,300.00 | (< 1%) 3.83M to 3.81M | 8% |
| 26-Apr-13 2:14 PM View: | Wageworks, Inc. (WAGE) | 24-Apr-13 | Option Exercise | 9,966 | $7.26 | $72,319.20 | < 1% 6.8M to 6.81M | |
| 26-Mar-13 4:56 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 22-Mar-13 | Grant Duplicate | 17,046 | -- | -- | < 1% 9.1M to 9.11M | |
| 19-Mar-13 2:09 PM View: | Wageworks, Inc. (WAGE) | 18-Mar-13 | Market Sale | 4,800,000 | $24.00 | $115,200,000.00 | (41%) 11.6M to 6.8M | (56%) |
| 16-Nov-12 2:43 PM View: | Wageworks, Inc. (WAGE) | 14-Nov-12 | Private Sale | 854,512 | $18.84 | $16,099,000.00 | (7%) 12.46M to 11.6M | |
| 16-Nov-12 2:43 PM View: | Wageworks, Inc. (WAGE) | 14-Nov-12 | Exercise (in-the money or at-the-money) | 3,514,130 | $4.58 | $16,094,700.00 | 39% 8.94M to 12.46M | |
| 09-Oct-12 4:20 PM View: | Wageworks, Inc. (WAGE) | 09-Oct-12 | Market Sale | 4,641,640 | $16.45 | $76,354,896.00 | (34%) 13.59M to 8.94M | (127%) |
| 30-Jul-12 7:01 PM View: | Wageworks, Inc. (WAGE) | 10-Jul-12 | Option Exercise | 6,066 | $7.97 | $48,373.20 | < 1% 13.58M to 13.59M | |
| 17-May-12 8:38 PM View: | Wageworks, Inc. (WAGE) | 15-May-12 | Conversion | 13,326,100 | -- | -- | 5249% 253.9K to 13.58M | |
| 16-Mar-12 4:27 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Mar-12 | Grant Duplicate | 14,151 | -- | -- | < 1% 9.08M to 9.1M | |
| 31-Oct-11 6:16 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 25-Oct-11 | Grant Duplicate | 9,352 | -- | -- | 100% 0 to 9.35K | |
| 11-Jul-11 5:49 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 07-Jul-11 | Option Exercise | 19,563 | $2.42 | $47,264.00 | < 1% 5.34M to 5.36M | |
| 20-Jun-11 5:46 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 16-Jun-11 | Market Sale | 3,100 | $8.67 | $26,877.00 | (< 1%) 5.34M to 5.34M | 100% |
| 15-Jun-11 8:21 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 14-Jun-11 | Market Sale | 699 | $8.81 | $6,158.19 | (< 1%) 5.34M to 5.34M | 100% |
| 15-Jun-11 8:21 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 13-Jun-11 | Market Sale | 1,300 | $8.80 | $11,440.00 | (< 1%) 5.34M to 5.34M | 100% |
| 31-May-11 7:31 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 26-May-11 | Market Sale | 4,800 | $8.60 | $41,280.00 | (< 1%) 5.35M to 5.34M | 100% |
| 25-May-11 6:42 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 25-May-11 | Market Sale | 32,750 | $8.67 | $283,942.00 | (< 1%) 5.38M to 5.35M | 100% |
| 25-May-11 6:42 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 24-May-11 | Market Sale | 52,196 | $8.42 | $439,490.00 | (< 1%) 5.43M to 5.38M | 100% |
| 25-May-11 6:42 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 23-May-11 | Market Sale | 26,703 | $8.18 | $218,431.00 | (< 1%) 5.46M to 5.43M | 100% |
| 19-May-11 6:23 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 19-May-11 | Market Sale | 125,000 | $8.03 | $1,003,750.00 | (2%) 5.58M to 5.46M | 100% |
| 19-May-11 6:23 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 17-May-11 | Market Sale | 13,900 | $8.29 | $115,231.00 | (< 1%) 5.6M to 5.58M | 100% |
| 05-May-11 5:36 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 05-May-11 | Market Sale | 387,700 | $7.01 | $2,717,780.00 | (6%) 5.99M to 5.6M | 100% |
| 05-May-11 5:36 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 04-May-11 | Market Sale | 200,000 | $7.00 | $1,400,000.00 | (3%) 6.19M to 5.99M | 100% |
| 05-May-11 5:36 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 03-May-11 | Market Sale | 100,000 | $7.00 | $700,000.00 | (2%) 6.29M to 6.19M | 100% |
| 22-Dec-10 6:26 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 20-Dec-10 | Conversion | 9,074,110 | -- | -- | (123%) (-7.36M) to 1.71M | |
| 08-Mar-10 6:47 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 04-Mar-10 | Grant | 1,921,660 | $6.75 | $12,967,400.00 | 100% 0 to 1.92M | (100%) |
| 08-Mar-10 6:47 PM View: | Anthera Pharmaceuticals Inc (ANTH) | 04-Mar-10 | Conversion | 4,364,460 | $1.45 | $6,344,220.00 | 227% 1.92M to 6.29M | |
| 26-Apr-06 5:32 PM View: | Aviza Technology, Inc. (AVZA) | 24-Apr-06 | Market Purchase | 2,298,490 | $4.57 | $10,504,100.00 | 41% 5.62M to 7.91M | (89%) |