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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Aug-16 7:59 PM View:  | Giga-tronics Inc. (GIGA) | 15-Aug-16 | Market Sale | 1,000 | $1.04 | $1,040.00 | (1%) 95.47K to 94.47K | 18% |
| 28-Apr-16 4:37 PM View: | Giga-tronics Inc. (GIGA) | 26-Apr-16 | Gift | 20,000 | -- | -- | (17%) 115.47K to 95.47K | |
| 02-Mar-15 3:07 PM View: | Giga-tronics Inc. (GIGA) | 25-Feb-15 | Grant | 54,000 | -- | -- | 88% 61.47K to 115.47K | |
| 26-Nov-14 1:01 PM View: | Giga-tronics Inc. (GIGA) | 18-Nov-14 | Gift | 9,500 | -- | -- | (8%) 113.9K to 104.4K | |
| 12-Aug-14 7:12 PM View: | IRIDEX Corp. (IRIX) | 11-Aug-14 | Option Exercise | 3,750 | $6.19 | $23,212.50 | 10% 38.5K to 42.25K | |
| 12-Aug-14 7:12 PM View: | IRIDEX Corp. (IRIX) | 11-Aug-14 | Market Option Sale | 2,810 | $8.30 | $23,323.00 | (7%) 42.25K to 39.44K | 77% |
| 13-Aug-14 12:22 PM View: | Giga-tronics Inc. (GIGA) | 08-Aug-14 | Option Exercise | 15,000 | $1.95 | $29,250.00 | 21% 70.5K to 85.5K | (56%) |
| 13-Aug-14 12:22 PM View: | Giga-tronics Inc. (GIGA) | 08-Aug-14 | Market Option Sale | 14,530 | $2.06 | $29,931.80 | (17%) 85.5K to 70.97K | 59% |
| 02-Jul-14 7:24 PM View: | IRIDEX Corp. (IRIX) | 01-Jul-14 | Grant | 2,445 | -- | -- | 7% 36.06K to 38.5K | |
| 07-Jul-14 12:58 PM View: | Giga-tronics Inc. (GIGA) | 01-Jul-14 | Grant | 41,000 | -- | -- | 512% 8.0K to 49.0K | |
| 04-Mar-14 6:35 PM View: | IRIDEX Corp. (IRIX) | 04-Mar-14 | Gift | 1,100 | -- | -- | (4%) 30.9K to 29.8K | |
| 06-Mar-14 5:59 PM View: | IRIDEX Corp. (IRIX) | 04-Mar-14 | Option Exercise | 11,250 | $6.39 | $71,887.50 | 38% 29.8K to 41.05K | |
| 06-Mar-14 5:59 PM View: | IRIDEX Corp. (IRIX) | 04-Mar-14 | Market Option Sale | 4,993 | $9.22 | $46,054.40 | (12%) 41.05K to 36.06K | 79% |
| 27-Feb-14 9:11 PM View: | IRIDEX Corp. (IRIX) | 27-Feb-14 | Option Exercise | 5,000 | $5.26 | $26,300.00 | 19% 25.9K to 30.9K | |
| 01-Jul-13 7:09 PM View: | IRIDEX Corp. (IRIX) | 01-Jul-13 | Grant | 3,503 | -- | -- | 16% 22.4K to 25.9K | |
| 12-Dec-12 3:05 PM View: | Giga-tronics Inc. (GIGA) | 12-Dec-12 | Market Purchase | 400 | $1.57 | $628.00 | 100% 0 to 0.4K | (46%) |
| 17-Sep-12 12:16 PM View: | Giga-tronics Inc. (GIGA) | 14-Sep-12 | Market Purchase | 1,000 | $1.60 | $1,600.00 | 100% 0 to 1.0K | (47%) |
| 11-Sep-12 12:03 PM View: | Giga-tronics Inc. (GIGA) | 10-Sep-12 | Market Purchase | 1,000 | $1.60 | $1,600.00 | 100% 0 to 1.0K | (47%) |
| 07-Sep-12 7:11 PM View: | Giga-tronics Inc. (GIGA) | 06-Sep-12 | Market Purchase | 100 | $1.54 | $154.00 | 100% 0 to 100 | (45%) |
| 05-Sep-12 3:32 PM View: | Giga-tronics Inc. (GIGA) | 04-Sep-12 | Market Purchase | 1,300 | $1.58 | $2,052.00 | (130%) (-1.0) to 0.3K | (46%) |
| 31-Aug-12 5:03 PM View: | Giga-tronics Inc. (GIGA) | 31-Aug-12 | Market Purchase | 1,100 | $1.57 | $1,729.00 | (122%) (-0.9) to 0.2K | (46%) |
| 31-Aug-12 1:14 PM View: | Giga-tronics Inc. (GIGA) | 30-Aug-12 | Market Purchase | 100 | $1.59 | $159.00 | 100% 0 to 100 | (46%) |
| 03-Jul-12 5:51 PM View: | IRIDEX Corp. (IRIX) | 02-Jul-12 | Grant | 5,333 | -- | -- | 31% 17.06K to 22.4K | |
| 12-Sep-11 3:40 PM View: | Giga-tronics Inc. (GIGA) | 08-Sep-11 | Option Exercise | 5,000 | $1.42 | $7,100.00 | 100% 0 to 5.0K | (37%) |
| 01-Jul-11 7:19 PM View: | IRIDEX Corp. (IRIX) | 01-Jul-11 | Grant | 5,063 | -- | -- | 42% 12.0K to 17.06K | |
| 27-Jul-10 5:05 PM View: | GSI Group Inc. (NOVT) | 23-Jul-10 | Grant | 24,929 | -- | -- | 217% 11.48K to 36.41K | |
| 27-Jul-10 5:05 PM View: | GSI Group Inc. (NOVT) | 23-Jul-10 | Disposition (other) | 11,482 | -- | -- | (32%) 36.41K to 24.93K | |
| 09-Mar-10 12:22 PM View: | Giga-tronics Inc. (GIGA) | 08-Mar-10 | Option Exercise | 2,500 | $1.42 | $3,550.00 | 100% 0 to 2.5K | |
| 09-Mar-10 12:22 PM View: | Giga-tronics Inc. (GIGA) | 08-Mar-10 | Market Option Sale | 2,500 | $2.32 | $5,800.00 | (100%) 2.5K to 0 | 61% |
| 18-Feb-10 2:19 PM View: | Giga-tronics Inc. (GIGA) | 17-Feb-10 | Option Exercise | 2,400 | $1.42 | $3,408.00 | 100% 0 to 2.4K | |
| 18-Feb-10 2:19 PM View: | Giga-tronics Inc. (GIGA) | 17-Feb-10 | Market Option Sale | 2,400 | $2.35 | $5,640.00 | (100%) 2.4K to 0 | 62% |
| 18-Feb-10 2:19 PM View: | Giga-tronics Inc. (GIGA) | 16-Feb-10 | Option Exercise | 100 | $1.42 | $142.00 | 100% 0 to 100 | |
| 18-Feb-10 2:19 PM View: | Giga-tronics Inc. (GIGA) | 16-Feb-10 | Market Option Sale | 100 | $2.35 | $235.00 | (100%) 100 to 0 | 62% |
| 20-Nov-09 5:21 PM View: | IRIDEX Corp. (IRIX) | 20-Nov-09 | Market Purchase | 2,000 | $2.80 | $5,590.00 | 20% 10.0K to 12.0K | (29%) |
| 18-Nov-09 5:08 PM View: | IRIDEX Corp. (IRIX) | 18-Nov-09 | Market Purchase | 1,000 | $2.75 | $2,750.00 | 11% 9.0K to 10.0K | (28%) |
| 15-Dec-08 6:11 PM View: | IRIDEX Corp. (IRIX) | 12-Dec-08 | Market Purchase | 3,000 | $0.90 | $2,700.00 | 50% 6.0K to 9.0K | 145% |
| 10-Dec-08 11:16 AM View: | IRIDEX Corp. (IRIX) | 09-Dec-08 | Market Purchase | 3,000 | $0.90 | $2,700.00 | 100% 3.0K to 6.0K | 145% |
| 08-Dec-08 6:50 PM View: | IRIDEX Corp. (IRIX) | 05-Dec-08 | Market Purchase | 3,000 | $0.90 | $2,699.49 | 100% 0 to 3.0K | 145% |
| 31-Jul-08 12:37 PM View: | GSI Group Inc. (NOVT) | 28-Jul-08 | Grant | 9,328 | $5.36 | $49,998.10 | 95% 9.86K to 19.18K | (< 1%) |
| 26-Jul-07 11:17 AM View: | GSI Group Inc. (NOVT) | 24-Jul-07 | Grant | 4,457 | $11.22 | $50,007.50 | 83% 5.4K to 9.86K | (52%) |
| 26-Sep-06 2:25 PM View: | GSI Group Inc. (NOVT) | 22-Sep-06 | Grant | 5,400 | $9.26 | $50,004.00 | 100% 0 to 5.4K | (42%) |
| 23-Jul-04 4:41 PM View: | Catalyst Semiconductor, Inc. (CATS) | 21-Jul-04 | Option Exercise | 5,000 | $2.49 | $12,450.00 | 100% 0 to 5.0K | |
| 23-Jul-04 4:41 PM View: | Catalyst Semiconductor, Inc. (CATS) | 21-Jul-04 | Market Option Sale | 5,000 | $6.00 | $30,000.00 | (100%) 5.0K to 0 | 25% |
| 05-Dec-03 10:00 PM View: | Catalyst Semiconductor, Inc. (CATS) | 04-Dec-03 | Option Exercise | 5,000 | $2.49 | $12,450.00 | 100% 0 to 5.0K | |
| 05-Dec-03 10:00 PM View: | Catalyst Semiconductor, Inc. (CATS) | 04-Dec-03 | Market Option Sale | 5,000 | $7.59 | $37,966.00 | (100%) 5.0K to 0 | 41% |
| 03-Dec-03 10:00 PM View: | Catalyst Semiconductor, Inc. (CATS) | 01-Dec-03 | Market Sale | 5,000 | $8.21 | $41,050.00 | (100%) 5.0K to 0 | 45% |