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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Aug-17 6:48 PM View:  | Neuberger Berman High Yield... (NHS) | 10-Aug-17 | Market Sale | 4,000 | $11.83 | $47,318.40 | (60%) 6.62K to 2.62K | 26% |
| 09-Aug-17 8:49 PM View: | Neuberger Berman High Yield... (NHS) | 09-Aug-17 | Market Sale | 5,000 | $12.01 | $60,031.50 | (43%) 11.62K to 6.62K | 27% |
| 09-Aug-17 8:49 PM View: | Neuberger Berman High Yield... (NHS) | 08-Aug-17 | Market Sale | 5,000 | $12.12 | $60,607.00 | (30%) 16.62K to 11.62K | 27% |
| 09-Aug-17 8:49 PM View: | Neuberger Berman High Yield... (NHS) | 07-Aug-17 | Market Sale | 4,000 | $12.14 | $48,541.20 | (19%) 20.62K to 16.62K | 28% |
| 27-Dec-16 3:43 PM View: | Neuberger Berman High Yield... (NHS) | 23-Dec-16 | Market Sale | 5,814 | $11.60 | $67,458.70 | (22%) 26.44K to 20.62K | 23% |
| 27-Dec-16 3:43 PM View: | Neuberger Berman High Yield... (NHS) | 22-Dec-16 | Market Sale | 4,186 | $11.61 | $48,612.00 | (14%) 30.62K to 26.44K | 23% |
| 08-Apr-16 9:37 PM View: | Neuberger Berman High Yield... (NHS) | 04-Apr-16 | Market Sale | 11,913 | $10.42 | $124,116.00 | (28%) 42.53K to 30.62K | 8% |
| 08-Apr-16 9:37 PM View: | Neuberger Berman High Yield... (NHS) | 01-Apr-16 | Market Sale | 18,087 | $10.53 | $190,407.00 | (30%) 60.62K to 42.53K | 9% |
| 09-Oct-15 9:53 PM View: | Neuberger Berman High Yield... (NHS) | 08-Oct-15 | Market Purchase | 14,543 | $10.42 | $151,542.00 | 267% 5.46K to 20.0K | (4%) |
| 09-Oct-15 9:53 PM View: | Neuberger Berman High Yield... (NHS) | 07-Oct-15 | Market Purchase | 5,457 | $10.30 | $56,183.10 | 100% 0 to 5.46K | (2%) |
| 15-Jul-15 9:50 PM View: | Neuberger Berman High Yield... (NHS) | 14-Jul-15 | Market Purchase | 5,000 | $11.55 | $57,728.00 | 12% 41.12K to 46.12K | (12%) |
| 15-Jul-15 9:50 PM View: | Neuberger Berman High Yield... (NHS) | 13-Jul-15 | Market Purchase | 10,000 | $11.58 | $115,800.00 | 32% 31.12K to 41.12K | (12%) |
| 20-Sep-13 8:02 PM View: | Neuberger Berman High Yield... (NHS) | 19-Sep-13 | Market Purchase | 10,000 | $13.11 | $131,101.00 | 47% 21.12K to 31.12K | (10%) |
| 18-Jul-13 5:54 PM View: | Neuberger Berman High Yield... (NHS) | 17-Jul-13 | Market Purchase | 8,000 | $13.00 | $104,010.00 | 61% 13.12K to 21.12K | (8%) |
| 07-Jun-13 7:46 PM View: | Neuberger Berman High Yield... (NHS) | 06-Jun-13 | Market Purchase | 10,000 | $13.35 | $133,522.00 | 321% 3.12K to 13.12K | (9%) |
| 19-Nov-12 5:14 PM View: | Neuberger Berman High Yield... (NHS) | 19-Nov-12 | Market Purchase | 3,120 | $13.01 | $40,591.20 | 100% 0 to 3.12K | (3%) |
| 13-Mar-06 3:20 PM View: | Lehman Brothers First Trust... (NHS) | 10-Mar-06 | Market Sale | 1,000 | $14.88 | $14,875.00 | (100%) 1.0K to 0 | 53% |
| 04-Nov-04 2:56 PM View: | Lehman Brothers First Trust... (NHS) | 03-Nov-04 | Market Sale | 2,000 | $16.12 | $32,240.00 | (67%) 3.0K to 1.0K | 51% |
| 31-Aug-04 10:08 AM View: | Lehman Brothers Liquid Asse... (LBC) | 30-Aug-04 | Market Purchase | 3,000 | $15.56 | $46,665.00 | (50%) 6.0K to 3.0K | 48% |
| 23-Sep-03 10:00 PM View: | Lehman Brothers First Trust... (NHS) | 19-Sep-03 | Market Purchase | 6,000 | $14.82 | $88,920.00 | 100% 0 to 6.0K | (39%) |