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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 6:59 PM View:  | IRIDEX Corp. (IRIX) | 14-Jun-23 | Grant | 39,267 | $1.91 | $75,000.00 | 63% 62.44K to 101.71K | |
| 16-Jun-22 5:44 PM View: | IRIDEX Corp. (IRIX) | 15-Jun-22 | Grant | 27,472 | -- | -- | 79% 34.97K to 62.44K | |
| 19-May-22 7:01 PM View: | Personalis, Inc. (PSNL) | 17-May-22 | Grant | 10,770 | -- | -- | 10% 102.74K to 113.51K | |
| 21-Jun-21 7:30 PM View: | IRIDEX Corp. (IRIX) | 16-Jun-21 | Grant | 5,420 | -- | -- | 18% 29.55K to 34.97K | |
| 18-May-21 4:25 PM View: | Personalis, Inc. (PSNL) | 14-May-21 | Grant | 2,736 | -- | -- | 3% 100.0K to 102.74K | |
| 18-Aug-20 9:35 PM View: | Personalis, Inc. (PSNL) | 14-Aug-20 | Sale (Planned) | 20,000 | $20.17 | $403,394.00 | (17%) 120.0K to 100.0K | |
| 26-Jun-20 5:42 PM View: | IRIDEX Corp. (IRIX) | 24-Jun-20 | Grant | 18,348 | -- | -- | 164% 11.2K to 29.55K | |
| 11-Feb-20 6:44 PM View: | Personalis, Inc. (PSNL) | 07-Feb-20 | Option Exercise | 4,167 | $3.80 | $15,834.60 | 4% 115.83K to 120.0K | |
| 02-Aug-19 5:45 PM View: | Natus Medical Inc. (NTUS) | 01-Aug-19 | Market Sale | 12,632 | $31.94 | $403,466.00 | (24%) 52.04K to 39.41K | 19% |
| 25-Jul-19 7:12 PM View: | IRIDEX Corp. (IRIX) | 23-Jul-19 | Grant | 11,204 | -- | -- | 100% 0 to 11.2K | |
| 02-Jul-19 5:15 PM View: | Natus Medical Inc. (NTUS) | 01-Jul-19 | Grant | 5,846 | $25.66 | $150,008.00 | 13% 46.19K to 52.04K | < 1% |
| 24-Jun-19 8:01 PM View: | Personalis, Inc. (PSNL) | 24-Jun-19 | Purchase | 70,000 | $17.00 | $1,190,000.00 | 153% 45.83K to 115.83K | |
| 13-Jun-19 4:44 PM View: | Natus Medical Inc. (NTUS) | 11-Jun-19 | Market Sale | 4,250 | $24.41 | $103,742.00 | (8%) 50.44K to 46.19K | (6%) |
| 04-Jun-19 8:12 PM View: | Natus Medical Inc. (NTUS) | 31-May-19 | Market Sale | 6,000 | $24.84 | $149,040.00 | (11%) 56.44K to 50.44K | (4%) |
| 13-May-19 5:26 PM View: | Natus Medical Inc. (NTUS) | 10-May-19 | Market Sale | 7,515 | $26.28 | $197,494.00 | (12%) 63.96K to 56.44K | 1% |
| 03-Dec-18 5:48 PM View: | Natus Medical Inc. (NTUS) | 29-Nov-18 | Market Sale | 10,000 | $34.93 | $349,300.00 | (14%) 73.96K to 63.96K | 26% |
| 03-Dec-18 5:48 PM View: | Natus Medical Inc. (NTUS) | 26-Oct-18 | Market Sale | 20,000 | $29.06 | $581,200.00 | (21%) 93.96K to 73.96K | 11% |
| 06-Aug-18 5:58 PM View: | Natus Medical Inc. (NTUS) | 02-Aug-18 | Option Exercise | 8,000 | $18.15 | $145,200.00 | 9% 93.96K to 101.96K | |
| 06-Aug-18 5:58 PM View: | Natus Medical Inc. (NTUS) | 02-Aug-18 | Market Option Sale | 8,000 | $36.89 | $295,120.00 | (8%) 101.96K to 93.96K | 30% |
| 26-Jun-18 5:06 PM View: | Natus Medical Inc. (NTUS) | 22-Jun-18 | Grant | 4,132 | $36.30 | $149,992.00 | 5% 89.83K to 93.96K | (29%) |
| 06-Mar-18 7:03 PM View: | Natus Medical Inc. (NTUS) | 02-Mar-18 | Option Exercise | 5,000 | $10.69 | $53,450.00 | 6% 88.83K to 93.83K | |
| 06-Mar-18 7:03 PM View: | Natus Medical Inc. (NTUS) | 02-Mar-18 | Market Option Sale | 4,000 | $31.67 | $126,700.00 | (4%) 93.83K to 89.83K | 18% |
| 23-Jun-17 12:59 PM View: | Natus Medical Inc. (NTUS) | 21-Jun-17 | Grant | 4,100 | $35.60 | $145,960.00 | 5% 84.72K to 88.83K | (27%) |
| 03-Jun-16 5:04 PM View: | Natus Medical Inc. (NTUS) | 02-Jun-16 | Grant | 4,400 | $33.46 | $147,224.00 | 5% 80.33K to 84.72K | (23%) |
| 18-Feb-16 8:20 PM View: | Natus Medical Inc. (NTUS) | 17-Feb-16 | Market Sale | 117 | $33.00 | $3,861.00 | (< 1%) 80.44K to 80.33K | 22% |
| 18-Feb-16 8:20 PM View: | Natus Medical Inc. (NTUS) | 16-Feb-16 | Market Sale | 6,508 | $33.02 | $214,894.00 | (7%) 86.95K to 80.44K | 22% |
| 26-Jan-16 6:28 PM View: | Caredx, Inc. (CDNA) | 22-Jan-16 | Grant | 11,000 | -- | -- | 30% 37.0K to 48.0K | |
| 12-Jun-15 5:46 PM View: | Natus Medical Inc. (NTUS) | 04-Jun-15 | Grant | 3,250 | $40.61 | $131,982.00 | 4% 83.7K to 86.95K | (36%) |
| 29-May-15 8:30 PM View: | Natus Medical Inc. (NTUS) | 27-May-15 | Option Exercise | 7,500 | $14.63 | $109,725.00 | 9% 83.7K to 91.2K | |
| 29-May-15 8:30 PM View: | Natus Medical Inc. (NTUS) | 27-May-15 | Market Option Sale | 7,500 | $36.57 | $274,275.00 | (8%) 91.2K to 83.7K | 29% |
| 10-Mar-15 8:18 PM View: | Caredx, Inc. (CDNA) | 06-Mar-15 | Grant | 30,000 | -- | -- | 429% 7.0K to 37.0K | |
| 23-Jul-14 8:39 PM View: | Caredx, Inc. (CDNA) | 22-Jul-14 | Purchase | 5,000 | $10.00 | $50,000.00 | 100% 0 to 5.0K | |
| 23-Jul-14 8:39 PM View: | Caredx, Inc. (CDNA) | 22-Jul-14 | Purchase | 2,000 | $10.00 | $20,000.00 | 40% 5.0K to 7.0K | |
| 09-Jun-14 9:06 PM View: | Natus Medical Inc. (NTUS) | 05-Jun-14 | Grant | 4,000 | $24.50 | $98,000.00 | 5% 79.7K to 83.7K | 6% |
| 03-Jun-14 1:15 PM View: | Natus Medical Inc. (NTUS) | 30-May-14 | Option Exercise | 2,500 | $20.09 | $50,225.00 | 3% 79.7K to 82.2K | |
| 03-Jun-14 1:15 PM View: | Natus Medical Inc. (NTUS) | 30-May-14 | Market Option Sale | 2,500 | $24.77 | $61,925.00 | (3%) 82.2K to 79.7K | (5%) |
| 11-Jun-13 9:03 PM View: | Natus Medical Inc. (NTUS) | 07-Jun-13 | Grant | 6,000 | -- | -- | 8% 73.7K to 79.7K | |
| 12-Jun-12 5:19 PM View: | Natus Medical Inc. (NTUS) | 08-Jun-12 | Grant | 8,750 | -- | -- | 13% 64.95K to 73.7K | |
| 12-Jun-12 5:19 PM View: | Natus Medical Inc. (NTUS) | 08-Jun-12 | Market Sale | 5,000 | $10.65 | $53,250.00 | (7%) 73.7K to 68.7K | (143%) |
| 08-Nov-11 7:56 PM View: | Natus Medical Inc. (NTUS) | 04-Nov-11 | Market Sale | 4,000 | $8.25 | $33,000.00 | (6%) 68.95K to 64.95K | (214%) |
| 03-Jun-11 3:11 PM View: | Natus Medical Inc. (NTUS) | 01-Jun-11 | Grant | 5,000 | -- | -- | 8% 63.95K to 68.95K | |
| 07-Jun-10 11:26 AM View: | Natus Medical Inc. (NTUS) | 03-Jun-10 | Grant | 5,000 | -- | -- | 8% 58.95K to 63.95K | |
| 17-Jun-09 5:48 PM View: | Natus Medical Inc. (NTUS) | 16-Jun-09 | Grant | 8,500 | -- | -- | 16% 54.45K to 62.95K | |
| 11-Jun-08 5:53 PM View: | Natus Medical Inc. (NTUS) | 10-Jun-08 | Grant | 3,000 | -- | -- | 6% 51.45K to 54.45K | |
| 23-Aug-07 9:54 AM View: | Natus Medical Inc. (NTUS) | 21-Aug-07 | Market Purchase | 4,000 | $15.99 | $63,960.00 | 8% 47.45K to 51.45K | 69% |
| 12-Jul-07 12:47 PM View: | Thermage, Inc. (SLTM) | 11-Jul-07 | Disposition | 3,750 | $15,000.00 | $56,250,000.00 | (15%) 24.58K to 20.83K | |
| 11-Jul-07 6:40 PM View: | Natus Medical Inc. (NTUS) | 10-Jul-07 | Option Exercise | 3,500 | $11.32 | $39,620.00 | 8% 43.95K to 47.45K | |
| 18-Jun-07 6:42 PM View: | Natus Medical Inc. (NTUS) | 13-Jun-07 | Grant | 2,500 | -- | -- | 6% 41.45K to 43.95K | |
| 02-Mar-07 1:51 PM View: | Natus Medical Inc. (NTUS) | 23-Feb-07 | Gift | 1,300 | -- | -- | (3%) 42.75K to 41.45K | |
| 02-Mar-07 1:51 PM View: | Natus Medical Inc. (NTUS) | 19-Jan-07 | Option Exercise | 4,000 | $11.32 | $45,280.00 | 10% 38.75K to 42.75K |