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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jun-23 9:19 PM View:  | Neuberger Berman High Yield... (NHS) | 21-Jun-23 | Exercise (in-the money or at-the-money) | 3,422 | $7.42 | $25,391.20 | 33% 10.27K to 13.69K | |
| 20-Mar-23 4:50 PM View: | Thrivent Church Loan & Inco... (XCLIX) | 16-Mar-23 | Purchase | 5,379 | $9.16 | $49,275.20 | (100%) 5.38K to 0 | |
| 19-May-22 9:56 PM View: | Neuberger Berman High Yield... (NHS) | 17-May-22 | Exercise (in-the money or at-the-money) | 3,763 | $8.60 | $32,361.80 | 71% 5.34K to 9.1K | |
| 28-Jun-21 4:56 PM View: | 1ws Credit Income Fund (OWSCX) | 24-Jun-21 | Purchase | 1,645 | $21.44 | $35,263.20 | 246% 0.67K to 2.31K | |
| 08-Jun-21 5:42 PM View: | 1ws Credit Income Fund (OWSCX) | 04-Jun-21 | Purchase | 1,645 | $21.28 | $35,000.00 | 625519% 0 to 1.65K | |
| 27-May-21 6:54 PM View: | Neuberger Berman Next Gener... (NBXG) | 25-May-21 | Purchase | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 27-May-20 3:38 PM View: | Thrivent Church Loan & Inco... (XCLIX) | 26-May-20 | Purchase | 2,319 | $10.78 | $25,000.00 | 89% 2.62K to 4.94K | |
| 03-Apr-20 9:45 PM View: | Neuberger Berman Energy Inf... (NML) | 02-Apr-20 | Private Purchase | 2,500 | $1.91 | $4,787.00 | 214% 1.17K to 3.67K | |
| 23-Jan-19 4:00 PM View: | Thrivent Church Loan & Inco... (XCLIX) | 18-Jan-19 | Purchase | 2,508 | $9.97 | $25,000.00 | 525630% 0 to 2.51K | |
| 04-Apr-16 12:00 PM View: | Steben Select Multi-Strateg... (NONE) | 01-Apr-16 | Purchase | 2,953 | $10.16 | $29,999.90 | (100%) (-2.95K) to 0 | |
| 05-Apr-13 7:36 PM View: | Neuberger Berman Energy Inf... (NML) | 04-Apr-13 | Market Purchase | 700 | $20.62 | $14,433.00 | 100% 0 to 0.7K | (66%) |
| 10-Aug-10 9:50 PM View: | Lehman Brothers First Trust... (NHS) | 06-Aug-10 | Disposition (other) | 1,975 | -- | -- | (100%) 1.98K to 0 | |
| 10-Aug-10 8:33 PM View: | Neuberger Berman High Yield... (NHS) | 06-Aug-10 | Acquisition (other) | 1,975 | -- | -- | (1099230%) 0 to 1.98K | |
| 13-Aug-03 10:00 PM View: | Lehman Brothers First Trust... (NHS) | 12-Aug-03 | Market Purchase | 1,000 | $15.01 | $15,010.00 | 100% 1.0K to 2.0K | (40%) |
| 13-Aug-03 10:00 PM View: | Lehman Brothers First Trust... (NHS) | 12-Aug-03 | Market Purchase | 300 | $15.01 | $4,503.00 | 15% 2.0K to 2.3K | (40%) |