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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Aug-24 4:42 PM View:  | Ncino, Inc. (NCNO) | 23-Aug-24 | Sale (Planned) | 10,000 | $35.00 | $350,000.00 | (4%) 275.74K to 265.74K | |
| 24-Jun-24 4:07 PM View: | Ncino, Inc. (NCNO) | 20-Jun-24 | Grant | 5,874 | -- | -- | 2% 269.87K to 275.74K | |
| 11-Apr-24 4:02 PM View: | Ncino, Inc. (NCNO) | 09-Apr-24 | Sale | 5,000 | $35.16 | $175,784.00 | (2%) 274.87K to 269.87K | |
| 09-Apr-24 5:40 PM View: | Ncino, Inc. (NCNO) | 08-Apr-24 | Sale | 5,000 | $34.51 | $172,545.00 | (2%) 279.87K to 274.87K | |
| 09-Apr-24 5:40 PM View: | Ncino, Inc. (NCNO) | 05-Apr-24 | Sale | 10,000 | $34.43 | $344,284.00 | (3%) 289.87K to 279.87K | |
| 26-Jun-23 4:17 PM View: | Ncino, Inc. (NCNO) | 22-Jun-23 | Grant | 5,770 | -- | -- | 2% 284.1K to 289.87K | |
| 27-Jun-22 6:27 PM View: | Ncino, Inc. (NCNO) | 23-Jun-22 | Grant | 5,208 | -- | -- | 2% 278.89K to 284.1K | |
| 11-Jan-22 4:17 PM View: | Ncino Opco, Inc. (NCNO) | 07-Jan-22 | Disposition | 12,688 | -- | -- | (5%) 278.89K to 266.2K | |
| 11-Jan-22 4:17 PM View: | Ncino Opco, Inc. (NCNO) | 07-Jan-22 | Disposition | 266,201 | -- | -- | (100%) 266.2K to 0 | |
| 11-Jan-22 4:26 PM View: | Ncino, Inc. (NCNO) | 07-Jan-22 | Grant | 266,201 | -- | -- | 100% 266.2K to 532.4K | |
| 11-Jan-22 4:26 PM View: | Ncino, Inc. (NCNO) | 07-Jan-22 | Grant | 12,688 | -- | -- | 2% 532.4K to 545.09K | |
| 20-Sep-21 5:17 PM View: | Ncino Opco, Inc. (NCNO) | 16-Sep-21 | Market Sale (Planned) | 20,000 | $77.50 | $1,550,000.00 | (7%) 298.89K to 278.89K | < 1% |
| 09-Sep-21 5:30 PM View: | Ncino Opco, Inc. (NCNO) | 07-Sep-21 | Market Sale (Planned) | 55,000 | $74.89 | $4,118,760.00 | (16%) 353.89K to 298.89K | 2% |
| 22-Jun-21 5:01 PM View: | Ncino Opco, Inc. (NCNO) | 18-Jun-21 | Market Sale | 10,000 | $65.01 | $650,150.00 | (3%) 361.2K to 351.2K | (< 1%) |
| 22-Jun-21 5:01 PM View: | Ncino Opco, Inc. (NCNO) | 17-Jun-21 | Market Sale | 5,000 | $63.03 | $315,168.00 | (1%) 366.2K to 361.2K | (4%) |
| 10-Jun-21 5:43 PM View: | Ncino Opco, Inc. (NCNO) | 08-Jun-21 | Option Exercise | 7,500 | -- | -- | 2% 358.7K to 366.2K | |
| 15-Jan-21 9:31 PM View: | Ncino Opco, Inc. (NCNO) | 11-Jan-21 | Option Exercise | 2,500 | -- | -- | < 1% 356.2K to 358.7K | |
| 03-Oct-11 1:51 PM View: | Guaranty Bancorp (GBNK) | 30-Sep-11 | Conversion | 9,012,000 | $1.50 | $13,518,000.00 | 319% 2.82M to 11.84M | |
| 05-Aug-10 7:28 PM View: | Guaranty Bancorp (GBNK) | 30-Jul-10 | Purchase Duplicate | 2,644,960 | $1.30 | $3,438,450.00 | 48% 5.47M to 8.11M | |
| 05-Aug-10 7:28 PM View: | Guaranty Bancorp (GBNK) | 30-Jul-10 | Private Sale Duplicate | 2,644,960 | $1.30 | $3,438,450.00 | (33%) 8.11M to 5.47M | |
| 05-Nov-07 8:21 PM View: | PacWest Bancorp (PACW) | 02-Nov-07 | Market Purchase | 1,000 | $44.55 | $44,550.00 | < 1% 1.45M to 1.45M | 10% |
| 08-Feb-07 5:05 PM View: | Hanmi Financial Corp. (HAFC) | 07-Feb-07 | Market Sale | 10,000 | $20.55 | $205,500.00 | (50%) 20.0K to 10.0K | 84% |
| 05-Jan-07 6:35 PM View: | State National Bancshares, ... (SNBI) | 03-Jan-07 | Disposition | 1,875,330 | $38.50 | $72,200,400.00 | (101%) (-1.86M) to 10.91K | |
| 05-Jan-07 6:35 PM View: | State National Bancshares, ... (SNBI) | 03-Jan-07 | Disposition | 10,909 | $38.50 | $419,996.00 | (100%) 10.91K to 0 | |
| 31-Oct-06 5:09 PM View: | PacWest Bancorp (PACW) | 31-Oct-06 | Market Purchase | 1,000 | $53.00 | $53,000.00 | < 1% 1.45M to 1.45M | (6%) |
| 07-Jul-06 9:28 AM View: | Ceres Group Inc (CERG) | 03-Jul-06 | Grant | 1,407 | $6.22 | $8,751.54 | 2% 63.76K to 65.16K | |
| 03-May-06 2:03 PM View: | Hanmi Financial Corp. (HAFC) | 01-May-06 | Market Sale | 20,000 | $19.55 | $391,000.00 | (50%) 40.0K to 20.0K | 83% |
| 04-Apr-06 2:29 PM View: | Ceres Group Inc (CERG) | 03-Apr-06 | Grant | 1,585 | $5.52 | $8,749.20 | 3% 62.17K to 63.76K | |
| 17-Feb-06 4:59 PM View: | Hanmi Financial Corp. (HAFC) | 16-Feb-06 | Option Exercise | 20,000 | $9.50 | $190,000.00 | 100% 20.0K to 40.0K | |
| 12-Jan-06 2:13 PM View: | State National Bancshares, ... (SNBI) | 11-Jan-06 | Purchase | 10,909 | -- | -- | < 1% 1.92M to 1.93M | |
| 04-Jan-06 11:30 AM View: | Ceres Group Inc (CERG) | 03-Jan-06 | Grant | 1,692 | $5.17 | $8,747.64 | 3% 60.48K to 62.17K | |
| 01-Dec-05 6:39 PM View: | PacWest Bancorp (PACW) | 01-Dec-05 | Acquisition (other) | 10,343 | -- | -- | < 1% 2.08M to 2.1M | |
| 01-Dec-05 6:39 PM View: | PacWest Bancorp (PACW) | 01-Dec-05 | Disposition (other) Duplicate | 644,182 | -- | -- | (31%) 2.1M to 1.45M | |
| 04-Oct-05 1:12 PM View: | Ceres Group Inc (CERG) | 03-Oct-05 | Grant | 1,554 | $5.63 | $8,749.02 | 3% 58.92K to 60.48K | |
| 16-Sep-05 1:01 PM View: | PacWest Bancorp (PACW) | 30-Aug-05 | Market Purchase | 400 | $47.55 | $19,020.50 | < 1% 2.08M to 2.08M | 7% |
| 01-Jul-05 11:00 AM View: | Ceres Group Inc (CERG) | 01-Jul-05 | Grant | 1,439 | $6.08 | $8,749.12 | 3% 57.49K to 58.92K | |
| 05-Apr-05 12:21 PM View: | Ceres Group Inc (CERG) | 01-Apr-05 | Grant | 1,611 | $5.43 | $8,747.73 | 3% 55.88K to 57.49K | |
| 05-Jan-05 1:15 PM View: | Ceres Group Inc (CERG) | 03-Jan-05 | Grant | 1,696 | $5.16 | $8,751.36 | 3% 54.18K to 55.88K | |
| 04-Jan-05 12:49 PM View: | Hanmi Financial Corp. (HAFC) | 31-Dec-04 | Option Exercise | 10,000 | $19.00 | $190,000.00 | 100% 0 to 10.0K | |
| 04-Oct-04 1:43 PM View: | Ceres Group Inc (CERG) | 01-Oct-04 | Grant | 1,605 | $5.45 | $8,747.25 | 3% 52.57K to 54.18K | |
| 06-Jul-04 5:23 PM View: | Ceres Group Inc (CERG) | 01-Jul-04 | Grant | 1,425 | $6.14 | $8,749.50 | 3% 51.15K to 52.57K | |
| 04-May-04 10:00 PM View: | PacWest Bancorp (PACW) | 04-May-04 | Market Purchase | 400 | $34.00 | $13,600.00 | < 1% 2.08M to 2.08M | 55% |
| 04-May-04 10:00 PM View: | PacWest Bancorp (PACW) | 04-May-04 | Market Purchase | 800 | $34.00 | $27,200.00 | < 1% 2.08M to 2.08M | 55% |
| 30-Apr-04 10:00 PM View: | PacWest Bancorp (PACW) | 29-Apr-04 | Market Purchase | 900 | $34.30 | $30,866.00 | < 1% 2.08M to 2.08M | 54% |
| 30-Apr-04 10:00 PM View: | PacWest Bancorp (PACW) | 29-Apr-04 | Market Purchase | 900 | $34.30 | $30,866.00 | < 1% 2.08M to 2.08M | 54% |
| 30-Apr-04 10:00 PM View: | PacWest Bancorp (PACW) | 29-Apr-04 | Market Purchase | 900 | $34.30 | $30,866.00 | < 1% 2.08M to 2.08M | 54% |
| 02-Apr-04 10:00 PM View: | Ceres Group Inc (CERG) | 01-Apr-04 | Grant | 1,149 | $7.07 | $8,123.43 | 2% 50.0K to 51.15K |