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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jan-15 3:22 PM View:  | Actuate Corp. (BIRT) | 16-Jan-15 | Disposition (change in control) | 50,000 | $6.60 | $330,000.00 | (100%) 50.0K to 0 | 0% |
| 23-May-14 1:47 PM View: | Actuate Corp. (BIRT) | 21-May-14 | Grant | 16,000 | -- | -- | 17% 94.21K to 110.21K | |
| 24-Feb-14 1:12 PM View: | Actuate Corp. (BIRT) | 21-Feb-14 | Option Exercise | 10,000 | $3.65 | $36,500.00 | 12% 84.21K to 94.21K | |
| 24-May-13 6:46 PM View: | Actuate Corp. (BIRT) | 22-May-13 | Grant | 16,000 | -- | -- | 23% 68.21K to 84.21K | |
| 08-May-13 7:12 PM View: | Actuate Corp. (BIRT) | 06-May-13 | Option Exercise | 10,000 | $1.92 | $19,200.00 | 17% 58.21K to 68.21K | |
| 13-Feb-13 6:04 PM View: | Actuate Corp. (BIRT) | 11-Feb-13 | Option Exercise | 40,000 | $1.49 | $59,600.00 | 117% 34.21K to 74.21K | |
| 13-Feb-13 6:04 PM View: | Actuate Corp. (BIRT) | 11-Feb-13 | Market Option Sale | 10,000 | $6.04 | $60,410.00 | (13%) 74.21K to 64.21K | (8%) |
| 25-May-12 5:37 PM View: | Actuate Corp. (BIRT) | 23-May-12 | Grant | 8,000 | -- | -- | 31% 26.21K to 34.21K | |
| 10-May-12 8:52 PM View: | Actuate Corp. (BIRT) | 09-May-12 | Option Exercise | 25,000 | $3.12 | $77,950.00 | 95% 26.21K to 51.21K | |
| 10-May-12 8:52 PM View: | Actuate Corp. (BIRT) | 09-May-12 | Market Option Sale | 25,000 | $6.98 | $174,575.00 | (49%) 51.21K to 26.21K | 6% |
| 17-Aug-11 6:43 PM View: | Actuate Corp. (BIRT) | 16-Aug-11 | Option Exercise | 20,000 | $1.49 | $29,800.00 | 76% 26.21K to 46.21K | |
| 17-Aug-11 6:43 PM View: | Actuate Corp. (BIRT) | 16-Aug-11 | Market Option Sale | 20,000 | $6.10 | $122,076.00 | (43%) 46.21K to 26.21K | (7%) |
| 26-May-11 5:13 PM View: | Actuate Corp. (BIRT) | 25-May-11 | Grant | 8,000 | -- | -- | 44% 18.21K to 26.21K | |
| 18-Nov-10 7:25 PM View: | Actuate Corp. (BIRT) | 18-Nov-10 | Gift | 6,000 | -- | -- | (33%) 18.21K to 12.21K | |
| 28-May-10 5:37 PM View: | Actuate Corp. (BIRT) | 26-May-10 | Grant | 8,000 | -- | -- | 78% 10.21K to 18.21K | |
| 18-Feb-10 5:10 PM View: | Actuate Corp. (BIRT) | 17-Feb-10 | Option Exercise | 13,006 | $1.49 | $19,378.90 | 127% 10.21K to 23.22K | |
| 18-Feb-10 5:10 PM View: | Actuate Corp. (BIRT) | 17-Feb-10 | Market Option Sale | 13,006 | $5.35 | $69,582.10 | (56%) 23.22K to 10.21K | (23%) |
| 18-Feb-10 5:04 PM View: | Actuate Corp. (BIRT) | 16-Feb-10 | Option Exercise | 16,994 | $3.48 | $59,221.10 | 166% 10.21K to 27.21K | |
| 18-Feb-10 5:04 PM View: | Actuate Corp. (BIRT) | 16-Feb-10 | Market Option Sale | 16,994 | $5.37 | $91,291.80 | (62%) 27.21K to 10.21K | (22%) |
| 21-May-09 6:28 PM View: | Actuate Corp. (BIRT) | 20-May-09 | Option Exercise | 10,000 | $4.75 | $47,500.00 | 98% 10.21K to 20.21K | 26% |
| 21-May-09 6:28 PM View: | Actuate Corp. (BIRT) | 20-May-09 | Market Option Sale | 10,000 | $4.92 | $49,183.00 | (49%) 20.21K to 10.21K | (21%) |
| 25-Feb-08 6:48 PM View: | Actuate Corp. (BIRT) | 25-Feb-08 | Option Exercise | 10,212 | $1.25 | $12,765.00 | 100% 0 to 10.21K | |
| 30-Nov-07 5:21 PM View: | Actuate Corp. (BIRT) | 30-Nov-07 | Option Exercise | 1,795 | $1.25 | $2,243.75 | 100% 0 to 1.79K | |
| 30-Nov-07 5:21 PM View: | Actuate Corp. (BIRT) | 30-Nov-07 | Market Option Sale | 1,795 | $7.69 | $13,803.50 | (100%) 1.79K to 0 | 24% |
| 16-Nov-07 1:22 PM View: | Actuate Corp. (BIRT) | 15-Nov-07 | Option Exercise | 11,993 | $1.25 | $14,991.20 | 100% 0 to 11.99K | |
| 16-Nov-07 1:22 PM View: | Actuate Corp. (BIRT) | 15-Nov-07 | Market Option Sale | 11,993 | $7.99 | $95,824.10 | (100%) 11.99K to 0 | 27% |
| 02-Aug-07 7:26 PM View: | Actuate Corp. (BIRT) | 02-Aug-07 | Option Exercise | 28,000 | $1.25 | $35,000.00 | 100% 0 to 28.0K | |
| 02-Aug-07 7:26 PM View: | Actuate Corp. (BIRT) | 02-Aug-07 | Market Option Sale | 28,000 | $6.66 | $186,480.00 | (100%) 28.0K to 0 | 12% |
| 02-May-07 5:54 PM View: | Actuate Corp. (BIRT) | 02-May-07 | Option Exercise | 20,000 | $1.25 | $25,000.00 | 100% 0 to 20.0K | |
| 02-May-07 5:54 PM View: | Actuate Corp. (BIRT) | 02-May-07 | Market Option Sale | 20,000 | $5.88 | $117,600.00 | (100%) 20.0K to 0 | < 1% |
| 12-Feb-07 8:01 PM View: | Actuate Corp. (BIRT) | 12-Feb-07 | Option Exercise | 20,000 | $1.25 | $25,000.00 | 100% 0 to 20.0K | |
| 12-Feb-07 8:01 PM View: | Actuate Corp. (BIRT) | 12-Feb-07 | Market Option Sale | 20,000 | $5.42 | $108,400.00 | (100%) 20.0K to 0 | (8%) |
| 03-Nov-06 7:45 PM View: | Actuate Corp. (BIRT) | 03-Nov-06 | Option Exercise | 28,000 | $1.25 | $35,000.00 | 100% 0 to 28.0K | |
| 03-Nov-06 7:45 PM View: | Actuate Corp. (BIRT) | 03-Nov-06 | Market Option Sale | 28,000 | $5.30 | $148,400.00 | (100%) 28.0K to 0 | (10%) |