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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Feb-16 10:00 PM View:  | Flaherty & Crumrine/Claymor... (FLC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 44.89K | |
| 19-Feb-16 10:00 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 64.15K | |
| 19-Feb-16 4:13 PM View: | Flaherty & Crumrine Preferr... (PFD) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 5.98K | |
| 19-Feb-16 4:39 PM View: | Flaherty & Crumrine Preferr... (PFO) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 13.63K | |
| 19-Feb-16 10:00 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 42.01K | |
| 30-Jun-15 2:27 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 29-Jun-15 | Market Purchase | 15,000 | $18.35 | $275,250.00 | 32% 46.66K to 61.66K | 4% |
| 23-Jun-15 2:13 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 22-Jun-15 | Market Purchase | 13,658 | $21.88 | $298,837.00 | 55% 24.94K to 38.59K | 3% |
| 16-Sep-14 5:38 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 16-Sep-14 | Market Purchase | 4,500 | $22.84 | $102,803.00 | 22% 20.44K to 24.94K | 5% |
| 10-Mar-14 5:05 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 10-Mar-14 | Market Purchase | 6,600 | $21.82 | $144,028.00 | 51% 13.0K to 19.6K | 15% |
| 20-Nov-13 4:51 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 20-Nov-13 | Market Purchase | 8,000 | $19.94 | $159,488.00 | 160% 5.0K to 13.0K | 27% |
| 16-Aug-13 2:40 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 16-Aug-13 | Market Purchase | 5,000 | $20.90 | $104,500.00 | 100% 0 to 5.0K | 24% |
| 16-May-13 4:34 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 28-Dec-12 | Gift | 7,000 | $19.82 | $138,740.00 | (63%) 11.2K to 4.2K | (23%) |
| 16-May-13 4:21 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 28-Dec-12 | Gift | 7,000 | $19.03 | $133,210.00 | (62%) 11.35K to 4.35K | (24%) |
| 16-May-13 2:39 PM View: | Flaherty & Crumrine Preferr... (PFD) | 28-Dec-12 | Gift | 8,000 | $13.39 | $107,120.00 | (963%) (-0.83) to 7.17K | 42% |
| 16-May-13 3:29 PM View: | Flaherty & Crumrine Preferr... (PFO) | 28-Dec-12 | Gift | 9,200 | $10.97 | $100,924.00 | (52%) 17.8K to 8.6K | (36%) |
| 10-Aug-11 12:57 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 09-Aug-11 | Market Purchase | 10,000 | $15.94 | $159,416.00 | 35% 28.3K to 38.3K | 75% |
| 09-Aug-11 10:20 AM View: | Flaherty & Crumrine/Claymor... (FLC) | 08-Aug-11 | Market Purchase | 18,400 | $16.62 | $305,808.00 | 186% 9.9K to 28.3K | 68% |
| 26-May-10 2:38 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 25-May-10 | Market Purchase | 10,000 | $14.20 | $142,000.00 | 39% 25.36K to 35.36K | 115% |
| 17-Dec-07 5:07 PM View: | Flaherty & Crumrine Preferr... (PFO) | 17-Dec-07 | Market Purchase | 8,000 | $9.00 | $72,000.00 | 67% 12.0K to 20.0K | (69%) |
| 07-Nov-07 1:25 PM View: | Flaherty & Crumrine Preferr... (PFD) | 07-Nov-07 | Market Purchase | 5,000 | $12.55 | $62,750.00 | 94% 5.31K to 10.31K | (76%) |
| 07-Nov-07 10:03 AM View: | Flaherty & Crumrine Preferr... (PFD) | 06-Nov-07 | Market Purchase | 1,309 | $12.66 | $16,571.90 | 33% 4.0K to 5.31K | (76%) |
| 02-Aug-07 9:51 AM View: | Flaherty & Crumrine/Claymor... (FLC) | 01-Aug-07 | Market Purchase | 3,400 | $19.05 | $64,770.00 | 52% 6.5K to 9.9K | 14% |
| 02-Aug-07 9:36 AM View: | Flaherty & Crumrine/Claymor... (FFC) | 01-Aug-07 | Market Purchase | 5,000 | $18.97 | $94,849.00 | 36% 14.0K to 19.0K | 11% |
| 11-Oct-05 5:16 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 11-Oct-05 | Market Purchase | 7,412 | $20.50 | $151,946.00 | 113% 6.59K to 14.0K | 18% |
| 28-Sep-05 10:42 AM View: | Flaherty & Crumrine/Claymor... (FLC) | 27-Sep-05 | Market Purchase | 1,500 | $21.51 | $32,264.00 | 30% 5.0K to 6.5K | 16% |
| 26-Apr-04 10:00 PM View: | Flaherty & Crumrine Preferr... (PFO) | 26-Apr-04 | Market Purchase | 5,000 | $12.35 | $61,750.00 | 71% 7.0K to 12.0K | (71%) |
| 20-Apr-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 20-Apr-04 | Market Purchase | 3,200 | $24.34 | $77,888.00 | 178% 1.8K to 5.0K | 15% |
| 15-Apr-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 14-Apr-04 | Market Purchase | 1,800 | $24.68 | $44,424.00 | 100% 0 to 1.8K | 14% |
| 13-Apr-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 13-Apr-04 | Market Purchase | 4,000 | $25.49 | $101,960.00 | 155% 2.59K to 6.59K | 8% |
| 05-Jan-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 31-Dec-03 | Acquisition (other) | 89 | $25.42 | $2,250.00 | 4% 2.5K to 2.59K |