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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-18 9:38 PM View:  | Entasis Therapeutics Holdin... (ETTX) | 28-Sep-18 | Conversion Duplicate | 1,097,750 | -- | -- | 1519% 72.26K to 1.17M | |
| 02-Oct-18 9:38 PM View: | Entasis Therapeutics Holdin... (ETTX) | 28-Sep-18 | Purchase Duplicate | 453,395 | $15.00 | $6,800,920.00 | 39% 1.17M to 1.62M | |
| 19-Sep-18 4:45 PM View: | Nanostring Technologies Inc (NSTG) | 17-Sep-18 | Market Sale Duplicate | 85,823 | $15.99 | $1,372,310.00 | (2%) 4.12M to 4.04M | (160%) |
| 19-Sep-18 4:45 PM View: | Nanostring Technologies Inc (NSTG) | 17-Sep-18 | Exercise (in-the money or at-the-money) Duplicate | 162,408 | $8.45 | $1,372,020.00 | 4% 3.96M to 4.12M | |
| 29-Sep-16 6:04 PM View: | Radius Health, Inc. (RDUS) | 27-Sep-16 | Disposition (other) Duplicate | 1,229,900 | -- | -- | (33%) 3.69M to 2.46M | |
| 13-Jan-16 5:05 PM View: | Iveric Bio, Inc. (ISEE) | 11-Jan-16 | Market Sale (Planned) | 2,000 | $65.89 | $131,781.00 | (16%) 12.63K to 10.63K | 90% |
| 13-Jan-16 5:05 PM View: | Iveric Bio, Inc. (ISEE) | 11-Jan-16 | Market Sale (Planned) | 1,000 | $65.39 | $65,390.10 | (9%) 10.63K to 9.63K | 90% |
| 14-Dec-15 9:44 PM View: | Iveric Bio, Inc. (ISEE) | 10-Dec-15 | Market Sale (Planned) | 2,000 | $64.44 | $128,871.00 | (13%) 15.63K to 13.63K | 89% |
| 14-Dec-15 9:44 PM View: | Iveric Bio, Inc. (ISEE) | 10-Dec-15 | Market Sale (Planned) | 1,000 | $64.44 | $64,437.80 | (7%) 13.63K to 12.63K | 89% |
| 19-Nov-15 5:38 PM View: | Iveric Bio, Inc. (ISEE) | 18-Nov-15 | Market Sale (Planned) | 1,000 | $60.00 | $60,000.00 | (6%) 17.13K to 16.13K | 89% |
| 19-Nov-15 5:38 PM View: | Iveric Bio, Inc. (ISEE) | 18-Nov-15 | Market Sale (Planned) | 500 | $60.00 | $30,000.00 | (3%) 16.13K to 15.63K | 89% |
| 12-Nov-15 5:11 PM View: | Iveric Bio, Inc. (ISEE) | 10-Nov-15 | Market Sale (Planned) | 1,000 | $58.69 | $58,690.00 | (5%) 18.63K to 17.63K | 88% |
| 12-Nov-15 5:11 PM View: | Iveric Bio, Inc. (ISEE) | 10-Nov-15 | Market Sale (Planned) | 500 | $58.69 | $29,345.00 | (3%) 17.63K to 17.13K | 88% |
| 12-Nov-15 5:11 PM View: | Iveric Bio, Inc. (ISEE) | 09-Nov-15 | Market Sale (Planned) | 1,000 | $60.00 | $60,000.00 | (5%) 20.13K to 19.13K | 89% |
| 12-Nov-15 5:11 PM View: | Iveric Bio, Inc. (ISEE) | 09-Nov-15 | Market Sale (Planned) | 500 | $60.00 | $30,000.00 | (3%) 19.13K to 18.63K | 89% |
| 04-Nov-15 5:28 PM View: | Iveric Bio, Inc. (ISEE) | 02-Nov-15 | Market Sale (Planned) | 1,000 | $54.00 | $54,000.00 | (5%) 22.13K to 21.13K | 87% |
| 04-Nov-15 5:28 PM View: | Iveric Bio, Inc. (ISEE) | 02-Nov-15 | Market Sale (Planned) | 500 | $54.00 | $27,000.00 | (2%) 21.13K to 20.63K | 87% |
| 30-Jun-15 6:47 PM View: | Astria Therapeutics, Inc. (ATXS) | 30-Jun-15 | Conversion Duplicate | 2,375,790 | -- | -- | 100% 0 to 2.38M | |
| 30-Jun-15 6:47 PM View: | Astria Therapeutics, Inc. (ATXS) | 30-Jun-15 | Purchase Duplicate | 376,695 | $12.00 | $4,520,340.00 | 16% 2.38M to 2.75M | |
| 29-Jun-15 6:18 PM View: | Iveric Bio, Inc. (ISEE) | 12-Jun-15 | Gift | 1,020 | -- | -- | (4%) 23.15K to 22.13K | |
| 28-May-15 4:28 PM View: | Iveric Bio, Inc. (ISEE) | 26-May-15 | Acquisition (other) | 7,319 | -- | -- | < 1% 1.57M to 1.57M | |
| 28-May-15 4:28 PM View: | Iveric Bio, Inc. (ISEE) | 26-May-15 | Acquisition (other) | 3,137 | -- | -- | < 1% 1.57M to 1.58M | |
| 28-May-15 4:28 PM View: | Iveric Bio, Inc. (ISEE) | 26-May-15 | Disposition (other) Duplicate | 1,554,740 | -- | -- | (99%) 1.58M to 23.15K | |
| 18-Jun-14 4:33 PM View: | Iveric Bio, Inc. (ISEE) | 16-Jun-14 | Acquisition (other) | 5,385 | $44.24 | $238,227.00 | < 1% 2.7M to 2.71M | (85%) |
| 18-Jun-14 4:33 PM View: | Iveric Bio, Inc. (ISEE) | 16-Jun-14 | Acquisition (other) | 2,308 | $44.24 | $102,104.00 | < 1% 2.71M to 2.71M | (85%) |
| 18-Jun-14 4:33 PM View: | Iveric Bio, Inc. (ISEE) | 16-Jun-14 | Disposition (other) | 1,143,840 | $44.24 | $50,602,500.00 | (42%) 2.71M to 1.57M | 85% |
| 16-Jun-14 7:10 PM View: | Iveric Bio, Inc. (ISEE) | 16-Jun-14 | Market Sale | 15,482 | $44.00 | $681,208.00 | (< 1%) 2.71M to 2.7M | 85% |
| 16-Jun-14 7:10 PM View: | Iveric Bio, Inc. (ISEE) | 13-Jun-14 | Market Sale | 82,277 | $44.01 | $3,621,220.00 | (3%) 2.8M to 2.71M | 85% |
| 16-Jun-14 7:10 PM View: | Iveric Bio, Inc. (ISEE) | 12-Jun-14 | Market Sale | 47,217 | $44.51 | $2,101,660.00 | (2%) 2.84M to 2.8M | 85% |
| 11-Jun-14 5:31 PM View: | Portola Pharmaceuticals Inc (PTLA) | 10-Jun-14 | Market Sale | 965 | $23.36 | $22,542.40 | (< 1%) 1.22M to 1.22M | 5% |
| 11-Jun-14 5:31 PM View: | Portola Pharmaceuticals Inc (PTLA) | 10-Jun-14 | Market Sale | 404 | $23.36 | $9,437.44 | (< 1%) 1.22M to 1.22M | 5% |
| 10-Jun-14 6:39 PM View: | Radius Health, Inc. (RDUS) | 06-Jun-14 | Conversion Duplicate | 2,995,260 | -- | -- | 32% 9.22M to 12.22M | |
| 10-Jun-14 6:39 PM View: | Radius Health, Inc. (RDUS) | 06-Jun-14 | Acquisition (other) Duplicate | 694,449 | -- | -- | 6% 12.22M to 12.91M | |
| 27-Mar-14 6:50 PM View: | Portola Pharmaceuticals Inc (PTLA) | 26-Feb-14 | Acquisition (other) | 965 | -- | -- | < 1% 1.22M to 1.22M | |
| 27-Mar-14 6:50 PM View: | Portola Pharmaceuticals Inc (PTLA) | 26-Feb-14 | Acquisition (other) | 404 | -- | -- | < 1% 1.22M to 1.22M | |
| 20-Nov-13 12:54 PM View: | Iveric Bio, Inc. (ISEE) | 30-Sep-13 | Purchase | 2,500 | $22.00 | $55,000.00 | < 1% 3.05M to 3.06M | |
| 20-Nov-13 12:54 PM View: | Iveric Bio, Inc. (ISEE) | 30-Sep-13 | Purchase | 2,500 | $22.00 | $55,000.00 | < 1% 3.06M to 3.06M | |
| 01-Jul-13 7:52 PM View: | Nanostring Technologies Inc (NSTG) | 01-Jul-13 | Grant | 750,000 | $10.00 | $7,500,000.00 | 100% 0 to 750.0K | |
| 01-Jul-13 7:52 PM View: | Nanostring Technologies Inc (NSTG) | 01-Jul-13 | Conversion Duplicate | 3,209,440 | -- | -- | 428% 750.0K to 3.96M | |
| 30-May-13 4:42 PM View: | Portola Pharmaceuticals Inc (PTLA) | 28-May-13 | Conversion | 2,441,340 | -- | -- | 100% 0 to 2.44M | |
| 18-Mar-10 5:01 PM View: | AVEO Pharmaceuticals, Inc. (AVEO) | 17-Mar-10 | Conversion | 2,208,960 | -- | -- | 72% 3.05M to 5.26M | |
| 22-Feb-08 12:19 PM View: | Pharmasset, Inc. (VRUS) | 21-Feb-08 | Market Sale | 10,632 | $17.54 | $186,485.00 | (< 1%) 1.31M to 1.3M | (69%) |
| 22-Feb-08 12:19 PM View: | Pharmasset, Inc. (VRUS) | 21-Feb-08 | Market Sale | 304 | $17.54 | $5,332.16 | (< 1%) 1.3M to 1.3M | (69%) |
| 14-Feb-07 7:09 PM View: | Critical Therapeutics Inc. (CRTX) | 13-Feb-07 | Disposition (other) | 1,000,000 | -- | -- | (21%) 4.85M to 3.85M | |
| 15-Feb-07 7:11 PM View: | Critical Therapeutics Inc. (CRTX) | 13-Feb-07 | Acquisition (other) | 674 | -- | -- | < 1% 3.85M to 3.85M | |
| 15-Feb-07 7:11 PM View: | Critical Therapeutics Inc. (CRTX) | 13-Feb-07 | Acquisition (other) | 289 | -- | -- | < 1% 3.85M to 3.85M | |
| 21-Dec-06 5:16 PM View: | Affymax, Inc. (AFFY) | 20-Dec-06 | Conversion Duplicate | 1,534,900 | -- | -- | 76% 2.01M to 3.54M | |
| 21-Dec-06 5:16 PM View: | Affymax, Inc. (AFFY) | 19-Dec-06 | Payment of Exercise Duplicate | 72,943 | $25.00 | $1,823,580.00 | (4%) 2.08M to 2.01M | |
| 21-Dec-06 5:16 PM View: | Affymax, Inc. (AFFY) | 19-Dec-06 | Exercise (in-the money or at-the-money) Duplicate | 107,266 | $17.00 | $1,823,520.00 | 5% 1.97M to 2.08M | |
| 22-Jun-05 5:13 PM View: | Critical Therapeutics Inc. (CRTX) | 20-Jun-05 | Private Purchase Duplicate | 547,446 | $5.48 | $3,000,000.00 | 13% 4.3M to 4.85M |