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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 5:14 PM View:  | Aridis Pharmaceuticals, Inc. (ARDS) | 05-Jun-23 | Option Exercise | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 25-Mar-13 1:31 PM View: | Vermillion, Inc. (AWH) | 21-Mar-13 | Grant | 11,500 | -- | -- | 10% 118.71K to 130.21K | |
| 14-Dec-12 1:16 PM View: | Vermillion, Inc. (AWH) | 13-Dec-12 | Grant | 15,000 | -- | -- | 14% 103.71K to 118.71K | |
| 17-May-12 1:11 PM View: | Vermillion, Inc. (AWH) | 15-May-12 | Grant | 15,000 | -- | -- | 17% 88.71K to 103.71K | |
| 24-Mar-11 5:31 PM View: | Vermillion, Inc. (AWH) | 22-Mar-11 | Grant | 15,200 | -- | -- | 21% 73.51K to 88.71K | |
| 10-Dec-10 5:33 PM View: | Vermillion, Inc. (AWH) | 08-Dec-10 | Grant | 13,000 | -- | -- | 21% 60.51K to 73.51K | |
| 26-Aug-10 5:34 PM View: | Vermillion, Inc. (AWH) | 24-Aug-10 | Grant | 60,508 | -- | -- | 100% 0 to 60.51K | |
| 12-Oct-07 6:15 PM View: | DepoMed Inc. (ASRT) | 10-Oct-07 | Grant | 100,000 | -- | -- | 95% 105.64K to 205.64K | |
| 12-Jun-07 4:34 PM View: | DepoMed Inc. (ASRT) | 12-Jun-07 | Option Exercise | 25,000 | $5.25 | $131,250.00 | 31% 80.64K to 105.64K | |
| 21-Dec-06 8:32 PM View: | DepoMed Inc. (ASRT) | 21-Dec-06 | Option Exercise | 30,000 | $3.00 | $90,000.00 | 63% 47.64K to 77.64K | |
| 11-Aug-04 10:00 PM View: | DepoMed Inc. (ASRT) | 11-Aug-04 | Market Purchase | 10,000 | $3.99 | $39,900.00 | 44% 22.9K to 32.9K | 9% |