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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Mar-11 4:34 PM View:  | The Swiss Helvetia Fund Inc. (SWZ) | 17-Mar-11 | Market Purchase | 4,250 | $13.31 | $56,567.50 | 100% 0 to 4.25K | (32%) |
| 08-Dec-08 2:40 PM View: | Pioneer High Income Trust (PHT) | 05-Dec-08 | Market Sale | 1,500 | $6.95 | $10,425.00 | (100%) 1.5K to 0 | (154%) |
| 01-Apr-08 11:50 AM View: | Pioneer Municipal High Inco... (MAV) | 31-Mar-08 | Market Sale | 2,000 | $13.80 | $27,600.00 | (100%) 2.0K to 0 | 41% |
| 28-Mar-08 5:22 PM View: | Pioneer Municipal High Inco... (MAV) | 28-Mar-08 | Market Purchase | 2,000 | $13.69 | $27,380.00 | 100% 0 to 2.0K | (40%) |
| 05-Dec-05 10:50 AM View: | Pioneer High Income Trust (PHT) | 14-Nov-05 | Market Purchase | 1,502 | $16.20 | $24,324.90 | (100%) (-1.5K) to 0 | 56% |
| 05-Dec-05 11:05 AM View: | Pioneer Municipal and Equit... (PBF) | 14-Nov-05 | Market Purchase | 1,994 | $12.18 | $24,284.90 | (100%) (-1.99K) to 0 | (< 1%) |
| 08-Mar-05 12:09 PM View: | I Trax Inc (DMX) | 04-Mar-05 | Acquisition (other) | 19,693 | -- | -- | 3% 570.16K to 589.86K | |
| 08-Mar-05 12:09 PM View: | I Trax Inc (DMX) | 04-Mar-05 | Disposition (other) Duplicate | 425,306 | -- | -- | (72%) 589.86K to 164.55K | |
| 08-Mar-05 12:09 PM View: | I Trax Inc (DMX) | 04-Mar-05 | Market Sale Duplicate | 44,859 | $1.55 | $69,531.40 | (27%) 164.55K to 119.69K |