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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-22 4:23 PM View:  | B. Riley Financial, Inc. (RILY) | 23-May-22 | Purchase | 17,200 | $49.60 | $853,051.00 | < 1% 3.41M to 3.42M | |
| 24-May-22 4:23 PM View: | B. Riley Financial, Inc. (RILY) | 20-May-22 | Private Purchase | 18,800 | $50.09 | $941,679.00 | < 1% 3.62M to 3.64M | |
| 24-May-22 4:23 PM View: | B. Riley Financial, Inc. (RILY) | 20-May-22 | Sale | 125,500 | $50.00 | $6,275,000.00 | (3%) 3.64M to 3.51M | |
| 20-May-22 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 19-May-22 | Private Purchase | 1,200 | $49.95 | $59,940.00 | < 1% 2.91M to 2.91M | |
| 19-May-22 3:59 PM View: | B. Riley Financial, Inc. (RILY) | 18-May-22 | Private Purchase | 21,200 | $50.42 | $1,068,900.00 | < 1% 2.89M to 2.91M | |
| 18-May-22 5:06 PM View: | B. Riley Financial, Inc. (RILY) | 17-May-22 | Private Purchase | 6,000 | $49.40 | $296,430.00 | < 1% 4.2M to 4.21M | |
| 18-May-22 5:06 PM View: | B. Riley Financial, Inc. (RILY) | 17-May-22 | Sale | 300 | $51.00 | $15,300.00 | (< 1%) 4.21M to 4.21M | |
| 17-May-22 4:43 PM View: | B. Riley Financial, Inc. (RILY) | 16-May-22 | Private Purchase | 5,290 | $49.09 | $259,701.00 | < 1% 2.87M to 2.88M | |
| 12-Feb-21 4:34 PM View: | Angel Oak Financial Strateg... (FINS) | 11-Feb-21 | Sale | 50,000 | $17.45 | $872,500.00 | (3%) 1.56M to 1.51M | |
| 29-Dec-20 4:45 PM View: | National Holdings Corp. (NHLD) | 29-Dec-20 | Market Purchase | 221 | $2.71 | $598.91 | < 1% 3.03M to 3.03M | < 1% |
| 29-Dec-20 4:45 PM View: | National Holdings Corp. (NHLD) | 28-Dec-20 | Market Purchase | 12,837 | $2.71 | $34,788.30 | < 1% 3.01M to 3.03M | < 1% |
| 29-Dec-20 4:45 PM View: | National Holdings Corp. (NHLD) | 24-Dec-20 | Market Purchase | 5,400 | $2.63 | $14,212.30 | < 1% 3.01M to 3.01M | 4% |
| 18-Dec-20 4:44 PM View: | National Holdings Corp. (NHLD) | 16-Dec-20 | Market Purchase | 1,621 | $2.70 | $4,375.73 | < 1% 3.01M to 3.01M | 4% |
| 10-Dec-20 4:23 PM View: | National Holdings Corp. (NHLD) | 09-Dec-20 | Market Purchase | 17,313 | $2.70 | $46,814.40 | < 1% 2.99M to 3.01M | |
| 10-Dec-20 4:23 PM View: | National Holdings Corp. (NHLD) | 08-Dec-20 | Market Purchase | 119,541 | $2.62 | $313,592.00 | 4% 2.87M to 2.99M | |
| 19-Nov-20 4:38 PM View: | National Holdings Corp. (NHLD) | 17-Nov-20 | Market Purchase | 20,769 | $2.69 | $55,879.00 | < 1% 2.85M to 2.87M | 4% |
| 17-Nov-20 4:36 PM View: | National Holdings Corp. (NHLD) | 16-Nov-20 | Market Purchase | 9,972 | $2.65 | $26,474.30 | < 1% 2.84M to 2.85M | |
| 17-Nov-20 4:36 PM View: | National Holdings Corp. (NHLD) | 13-Nov-20 | Market Purchase | 184,079 | $2.54 | $467,673.00 | 7% 2.66M to 2.84M | |
| 09-Sep-20 11:13 AM View: | National Holdings Corp. (NHLD) | 04-Sep-20 | Market Purchase | 1,830 | $2.20 | $4,026.00 | < 1% 2.65M to 2.66M | |
| 03-Sep-20 4:49 PM View: | National Holdings Corp. (NHLD) | 02-Sep-20 | Market Purchase | 800 | $2.21 | $1,767.04 | < 1% 2.65M to 2.65M | |
| 03-Sep-20 4:49 PM View: | National Holdings Corp. (NHLD) | 01-Sep-20 | Market Purchase | 2,512 | $2.19 | $5,501.28 | < 1% 2.65M to 2.65M | |
| 31-Aug-20 4:47 PM View: | National Holdings Corp. (NHLD) | 31-Aug-20 | Market Purchase | 3,755 | $2.19 | $8,223.45 | < 1% 2.65M to 2.65M | |
| 31-Aug-20 4:47 PM View: | National Holdings Corp. (NHLD) | 28-Aug-20 | Market Purchase | 5,997 | $2.29 | $13,712.10 | < 1% 2.64M to 2.65M | |
| 31-Aug-20 4:47 PM View: | National Holdings Corp. (NHLD) | 27-Aug-20 | Market Purchase | 48,467 | $2.30 | $111,271.00 | 2% 2.59M to 2.64M | |
| 02-Jul-20 5:14 PM View: | National Holdings Corp. (NHLD) | 30-Jun-20 | Market Purchase | 150 | $2.00 | $300.00 | < 1% 2.59M to 2.59M | |
| 02-Jul-20 5:01 PM View: | Angel Oak Financial Strateg... (FINS) | 30-Jun-20 | Sale | 1,753 | $16.93 | $29,679.00 | (< 1%) 1.56M to 1.56M | |
| 02-Jul-20 5:14 PM View: | National Holdings Corp. (NHLD) | 29-Jun-20 | Market Purchase | 215 | $2.00 | $430.00 | < 1% 2.59M to 2.59M | |
| 23-Jun-20 3:41 PM View: | National Holdings Corp. (NHLD) | 22-Jun-20 | Market Purchase | 10 | $1.98 | $19.80 | < 1% 2.59M to 2.59M | |
| 23-Jun-20 3:41 PM View: | National Holdings Corp. (NHLD) | 19-Jun-20 | Market Purchase | 8,297 | $2.04 | $16,897.70 | < 1% 2.58M to 2.59M | |
| 23-Jun-20 3:24 PM View: | Angel Oak Financial Strateg... (FINS) | 19-Jun-20 | Sale | 559 | $17.11 | $9,564.49 | (< 1%) 1.56M to 1.56M | |
| 12-Jun-20 10:23 AM View: | Angel Oak Financial Strateg... (FINS) | 09-Jun-20 | Acquisition (other) | 1,552,720 | -- | -- | 31054% 5.0K to 1.56M | |
| 06-May-20 4:41 PM View: | National Holdings Corp. (NHLD) | 06-May-20 | Market Purchase | 6,580 | $1.88 | $12,390.60 | < 1% 3.84M to 3.85M | |
| 06-May-20 4:41 PM View: | National Holdings Corp. (NHLD) | 05-May-20 | Market Purchase | 71,331 | $1.80 | $128,208.00 | 2% 3.77M to 3.84M | |
| 05-May-20 3:08 PM View: | National Holdings Corp. (NHLD) | 04-May-20 | Market Purchase | 21,600 | $1.75 | $37,800.00 | < 1% 2.46M to 2.49M | |
| 25-Jun-19 3:44 PM View: | Vivaldi Opportunities Fund (VAM) | 21-Jun-19 | Market Sale | 1,580 | $14.19 | $22,421.00 | (< 1%) 1.27M to 1.27M | < 1% |
| 20-Jun-19 5:04 PM View: | Vivaldi Opportunities Fund (VAM) | 19-Jun-19 | Market Sale | 2,886 | $14.15 | $40,836.90 | (< 1%) 1.27M to 1.27M | (< 1%) |
| 19-Jun-19 4:49 PM View: | Vivaldi Opportunities Fund (VAM) | 18-Jun-19 | Market Sale | 200 | $14.15 | $2,830.00 | (< 1%) 1.27M to 1.27M | (< 1%) |
| 17-Jun-19 4:02 PM View: | Vivaldi Opportunities Fund (VAM) | 14-Jun-19 | Market Sale | 200 | $14.20 | $2,840.00 | < 1% 1.27M to 1.27M | 0% |
| 17-Jun-19 4:02 PM View: | Vivaldi Opportunities Fund (VAM) | 13-Jun-19 | Market Sale | 200 | $14.20 | $2,840.00 | < 1% 1.27M to 1.27M | 0% |
| 14-Feb-19 6:25 PM View: | National Holdings Corp. (NHLD) | 12-Feb-19 | Market Purchase | 877,932 | $3.25 | $2,853,280.00 | 17% 5.11M to 5.99M | (< 1%) |
| 06-Feb-19 4:19 PM View: | National Holdings Corp. (NHLD) | 04-Feb-19 | Market Purchase | 600 | $3.20 | $1,920.00 | < 1% 1.59M to 1.59M | (< 1%) |
| 14-Feb-19 6:25 PM View: | National Holdings Corp. (NHLD) | 01-Feb-19 | Market Purchase | 1,000 | $3.23 | $3,230.00 | < 1% 5.11M to 5.11M | (< 1%) |
| 06-Feb-19 4:19 PM View: | National Holdings Corp. (NHLD) | 30-Jan-19 | Market Purchase | 1,580 | $3.14 | $4,960.25 | < 1% 1.58M to 1.59M | 2% |
| 30-Jan-19 4:41 PM View: | National Holdings Corp. (NHLD) | 29-Jan-19 | Market Purchase | 200 | $3.11 | $622.00 | < 1% 1.58M to 1.58M | < 1% |
| 29-Jan-19 5:04 PM View: | National Holdings Corp. (NHLD) | 28-Jan-19 | Market Purchase | 1,412 | $3.11 | $4,387.18 | < 1% 1.58M to 1.58M | < 1% |
| 25-Jan-19 4:49 PM View: | National Holdings Corp. (NHLD) | 24-Jan-19 | Market Purchase | 1,800 | $3.10 | $5,574.06 | < 1% 1.58M to 1.58M | (1%) |
| 22-Jan-19 4:23 PM View: | National Holdings Corp. (NHLD) | 18-Jan-19 | Market Purchase | 3,421 | $3.25 | $11,118.20 | < 1% 1.58M to 1.58M | 0% |
| 17-Jan-19 4:25 PM View: | National Holdings Corp. (NHLD) | 16-Jan-19 | Market Purchase | 3,204 | $3.25 | $10,413.00 | < 1% 1.57M to 1.58M | 0% |
| 17-Jan-19 4:25 PM View: | National Holdings Corp. (NHLD) | 15-Jan-19 | Market Sale | 200 | $3.27 | $654.00 | (< 1%) 1.57M to 1.57M | < 1% |
| 17-Jan-19 4:25 PM View: | National Holdings Corp. (NHLD) | 14-Jan-19 | Market Purchase | 11,835 | $3.23 | $38,208.10 | < 1% 1.56M to 1.57M | < 1% |