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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Mar-18 10:00 PM View:  | 9 Meters Biopharma, Inc. (NMTR) | 26-Jan-18 | Private Purchase | 300,000 | $0.35 | $105,000.00 | 11% 2.84M to 3.14M | |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 25-Jan-18 | Grant | 25,000 | -- | -- | < 1% 2.81M to 2.84M | |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 24-Jan-18 | Grant | 17,746 | -- | -- | < 1% 2.77M to 2.79M | |
| 21-Dec-17 6:13 PM View: | Omega Protein Corp. (OME) | 19-Dec-17 | Disposition | 6,545 | $22.00 | $143,990.00 | (100%) 6.54K to 0 | < 1% |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 29-Nov-17 | Private Purchase | 366,159 | $0.45 | $164,772.00 | 18% 2.02M to 2.39M | |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 09-Nov-17 | Grant | 100,000 | -- | -- | 5% 1.82M to 1.92M | |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 30-Jun-17 | Grant | 47,088 | -- | -- | 3% 1.48M to 1.53M | |
| 30-Jun-17 4:36 PM View: | Omega Protein Corp. (OME) | 29-Jun-17 | Grant | 3,374 | $17.78 | $59,989.70 | 106% 3.17K to 6.54K | 25% |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 23-Jun-17 | Market Purchase | 172,414 | $0.58 | $100,000.00 | 13% 1.31M to 1.48M | (81%) |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 16-Mar-17 | Market Purchase | 70,000 | $1.50 | $105,000.00 | 6% 1.24M to 1.31M | (93%) |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 24-Jan-17 | Grant | 175,000 | -- | -- | 16% 1.07M to 1.24M | |
| 13-Mar-18 10:00 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 13-Jul-16 | Purchase | 15,000 | $4.50 | $67,500.00 | 1% 1.05M to 1.07M | |
| 04-Oct-06 5:45 PM View: | Jacuzzi Brands Inc (JJZ) | 30-Sep-06 | Payment of Exercise | 107,660 | $9.99 | $1,075,520.00 | (9%) 1.18M to 1.07M | |
| 07-Dec-05 4:21 PM View: | Jacuzzi Brands Inc (JJZ) | 05-Dec-05 | Grant | 75,000 | -- | -- | 5% 1.48M to 1.55M | |
| 28-Sep-05 11:25 AM View: | Jacuzzi Brands Inc (JJZ) | 27-Sep-05 | Purchase | 50,000 | $7.32 | $366,250.00 | 4% 1.43M to 1.48M | |
| 17-May-05 3:04 PM View: | DOBI Medical International ... (DBMI.PK) | 15-Apr-05 | Acquisition (other) | 1,506 | -- | -- | < 1% 10.85M to 10.85M | |
| 15-Feb-05 5:49 PM View: | DOBI Medical International ... (DBMI.PK) | 31-Jan-05 | Acquisition (other) | 2,205 | -- | -- | < 1% 10.5M to 10.5M | |
| 23-Dec-04 5:07 PM View: | DOBI Medical International ... (DBMI.PK) | 17-Dec-04 | Purchase | 500,000 | $0.50 | $250,000.00 | 5% 10.0M to 10.5M | |
| 15-Feb-05 10:00 PM View: | DOBI Medical International ... (DBMI.PK) | 17-Dec-04 | Purchase | 500,000 | $0.50 | $250,000.00 | 7% 6.92M to 7.42M | |
| 15-Feb-05 10:00 PM View: | DOBI Medical International ... (DBMI.PK) | 09-Dec-04 | Acquisition (other) | 916,400 | -- | -- | 9% 10.5M to 11.42M | |
| 15-Feb-05 10:00 PM View: | DOBI Medical International ... (DBMI.PK) | 09-Dec-04 | Disposition (other) | 4,000,000 | -- | -- | (35%) 11.42M to 7.42M | |
| 03-Dec-04 6:31 PM View: | Jacuzzi Brands Inc (JJZ) | 01-Dec-04 | Grant | 75,469 | -- | -- | 6% 1.35M to 1.43M | |
| 16-Nov-04 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 02-Oct-04 | Disposition (other) | 980 | -- | -- | (< 1%) 1.35M to 1.35M | |
| 19-Mar-04 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 17-Mar-04 | Grant | 169,791 | -- | -- | 14% 1.18M to 1.35M | |
| 23-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 22-Dec-03 | Market Sale (Planned) | 6,850 | $7.07 | $48,430.50 | (< 1%) 1.19M to 1.18M | |
| 23-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 19-Dec-03 | Market Sale (Planned) | 9,750 | $7.10 | $69,260.50 | (< 1%) 1.2M to 1.19M | |
| 19-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 18-Dec-03 | Market Sale | 8,350 | $6.73 | $56,228.00 | (< 1%) 1.21M to 1.2M | |
| 19-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 17-Dec-03 | Market Sale | 8,350 | $6.67 | $55,697.00 | (< 1%) 1.22M to 1.21M | |
| 17-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 16-Dec-03 | Market Sale | 8,350 | $6.68 | $55,787.00 | (< 1%) 1.22M to 1.22M | |
| 17-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 15-Dec-03 | Disposition (other) | 19,361 | -- | -- | (2%) 1.25M to 1.23M | |
| 17-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 15-Dec-03 | Market Sale | 8,350 | $6.69 | $55,892.00 | (< 1%) 1.23M to 1.22M | |
| 05-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 04-Dec-03 | Market Sale | 30,000 | $6.16 | $184,842.00 | (2%) 1.28M to 1.25M | |
| 05-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 03-Dec-03 | Market Sale | 25,000 | $6.50 | $162,430.00 | (2%) 1.31M to 1.28M | |
| 03-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 02-Dec-03 | Market Sale | 25,000 | $6.54 | $163,408.00 | (2%) 1.33M to 1.31M | |
| 03-Dec-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 01-Dec-03 | Market Sale | 20,000 | $6.65 | $133,052.00 | (1%) 1.35M to 1.33M | |
| 12-Nov-03 10:00 PM View: | Jacuzzi Brands Inc (JJZ) | 27-Sep-03 | Acquisition (other) | 172 | -- | -- | < 1% 1.35M to 1.35M |