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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Aug-18 3:15 PM View:  | Advent Claymore Convertible... (AVK) | 27-Aug-18 | Acquisition (other) | 3,684 | $0.40 | $1,467.03 | 948% 0.39K to 4.07K | |
| 13-Feb-15 5:29 PM View: | Advent Claymore Convertible... (AGC) | 06-Feb-15 | Market Purchase | 1,300 | $6.51 | $8,463.00 | 650% 0.2K to 1.5K | (38%) |
| 16-Jan-15 12:33 PM View: | Advent Claymore Convertible... (AVK) | 12-Jan-15 | Market Purchase | 300 | $16.24 | $4,872.00 | 100% 0.3K to 0.6K | (37%) |
| 16-Jan-15 12:33 PM View: | Advent Claymore Convertible... (AVK) | 12-Jan-15 | Market Sale | 300 | $16.22 | $4,866.00 | (50%) 0.6K to 0.3K | 37% |
| 16-Jan-15 12:08 PM View: | Advent Claymore Convertible... (AGC) | 12-Jan-15 | Market Purchase | 200 | $6.29 | $1,258.00 | 100% 0.2K to 0.4K | (36%) |
| 16-Jan-15 12:08 PM View: | Advent Claymore Convertible... (AGC) | 12-Jan-15 | Market Sale | 200 | $6.27 | $1,254.00 | (50%) 0.4K to 0.2K | 36% |
| 16-Jan-15 11:30 AM View: | Advent Claymore Enhanced Gr... (LCM) | 12-Jan-14 | Private Purchase | 700 | $8.96 | $6,272.00 | 100% 0.7K to 1.4K | |
| 16-Jan-15 11:30 AM View: | Advent Claymore Enhanced Gr... (LCM) | 12-Jan-14 | Sale | 700 | $8.93 | $6,251.00 | (50%) 1.4K to 0.7K | |
| 08-Oct-08 3:32 PM View: | Advent Claymore Enhanced Gr... (LCM) | 08-Oct-08 | Market Purchase | 200 | $7.68 | $1,536.00 | 23% 0.88K to 1.07K | 63% |
| 08-Oct-08 3:41 PM View: | Advent Claymore Convertible... (AGC) | 08-Oct-08 | Market Purchase | 200 | $5.18 | $1,036.00 | 23% 0.88K to 1.07K | (31%) |
| 25-Sep-07 6:09 PM View: | Advent Claymore Enhanced Gr... (LCM) | 25-Sep-07 | Market Purchase | 600 | $17.25 | $10,350.00 | 120% 0.5K to 1.1K | (19%) |
| 27-Aug-07 12:17 PM View: | Advent Claymore Enhanced Gr... (LCM) | 24-Aug-07 | Market Purchase | 500 | $17.28 | $8,640.00 | 100% 0 to 0.5K | (19%) |
| 24-Jul-07 2:23 PM View: | Advent Claymore Convertible... (AGC) | 24-Jul-07 | Market Purchase | 875 | $19.28 | $16,870.00 | 100% 0 to 0.88K | (79%) |
| 16-Apr-04 10:00 PM View: | Advent Claymore Convertible... (AVK) | 15-Apr-04 | Market Purchase | 200 | $24.85 | $4,970.00 | 40% 0.5K to 0.7K | (36%) |
| 10-Oct-03 10:00 PM View: | Advent Claymore Convertible... (AVK) | 09-Oct-03 | Market Purchase | 500 | $24.40 | $12,200.00 | 100% 0 to 0.5K | (30%) |