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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jul-23 5:21 PM View:  | BGC Partners, Inc. (BGC) | 02-Jul-23 | Acquisition (other) | 2,210,870 | -- | -- | 2% 109.86M to 112.07M | |
| 03-Jul-23 5:21 PM View: | BGC Partners, Inc. (BGC) | 02-Jul-23 | Disposition (other) Duplicate | 15,756,600 | -- | -- | (14%) 112.07M to 96.31M | |
| 03-Jul-23 4:52 PM View: | BGC Partners, Inc. (BGC) | 01-Jul-23 | Grant | 2,972,520 | -- | -- | 74313100% 10 to 2.97M | |
| 03-Jul-23 4:52 PM View: | BGC Partners, Inc. (BGC) | 01-Jul-23 | Grant Duplicate | 109,097,000 | -- | -- | 3670% 2.97M to 112.07M | |
| 03-Jul-23 4:30 PM View: | BGC Partners, Inc. (BGC) | 01-Jul-23 | Disposition | 2,972,520 | -- | -- | (6%) 48.1M to 45.12M | |
| 03-Jul-23 4:30 PM View: | BGC Partners, Inc. (BGC) | 01-Jul-23 | Disposition Duplicate | 45,122,700 | -- | -- | (100%) 45.12M to 0 | |
| 27-Nov-18 8:52 PM View: | BGC Partners, Inc. (BGC) | 23-Nov-18 | Conversion Duplicate | 10,323,400 | -- | -- | 21% 48.1M to 58.42M | |
| 27-Nov-18 8:52 PM View: | BGC Partners, Inc. (BGC) | 23-Nov-18 | Conversion | 712,907 | -- | -- | 1% 58.42M to 59.13M | |
| 27-Nov-18 8:52 PM View: | BGC Partners, Inc. (BGC) | 23-Nov-18 | Conversion Duplicate | 10,323,400 | -- | -- | (17%) 59.13M to 48.81M | |
| 27-Nov-18 8:52 PM View: | BGC Partners, Inc. (BGC) | 23-Nov-18 | Conversion | 712,907 | -- | -- | (1%) 48.81M to 48.1M | |
| 27-Nov-18 9:42 PM View: | Newmark Group, Inc. (NMRK) | 23-Nov-18 | Grant Duplicate | 6,903,880 | -- | -- | 33% 20.83M to 27.74M | |
| 27-Nov-18 9:42 PM View: | Newmark Group, Inc. (NMRK) | 23-Nov-18 | Option Exercise Duplicate | 14,834,200 | -- | -- | 53% 27.74M to 42.57M | |
| 04-May-18 6:30 PM View: | BGC Partners, Inc. (BGC) | 03-May-18 | Acquisition (other) | 114,836 | -- | -- | 1% 9.46M to 9.58M | |
| 04-May-18 6:30 PM View: | BGC Partners, Inc. (BGC) | 03-May-18 | Acquisition (other) Duplicate | 3,711,680 | -- | -- | 39% 9.58M to 13.29M | |
| 21-Dec-17 6:34 PM View: | Newmark Group, Inc. (NMRK) | 13-Dec-17 | Grant Duplicate | 131,383,000 | -- | -- | 136858000% 1.0K to 131.38M | |
| 21-Dec-17 6:34 PM View: | Newmark Group, Inc. (NMRK) | 13-Dec-17 | Disposition Duplicate | 100 | -- | -- | (< 1%) 131.38M to 131.38M | |
| 27-Sep-16 5:26 PM View: | BGC Partners, Inc. (BGC) | 23-Sep-16 | Acquisition (other) | 93,816 | -- | -- | < 1% 19.2M to 19.29M | |
| 27-Sep-16 5:26 PM View: | BGC Partners, Inc. (BGC) | 23-Sep-16 | Disposition (other) Duplicate | 2,228,860 | -- | -- | (12%) 19.29M to 17.06M | |
| 25-Feb-16 6:39 PM View: | BGC Partners, Inc. (BGC) | 23-Feb-16 | Disposition Duplicate | 5,000,000 | $8.72 | $43,600,000.00 | (20%) 25.21M to 20.21M | 41% |
| 25-Feb-16 6:39 PM View: | BGC Partners, Inc. (BGC) | 23-Feb-16 | Gift Duplicate | 970,639 | -- | -- | (5%) 20.21M to 19.24M | |
| 24-Dec-15 9:36 AM View: | BGC Partners, Inc. (BGC) | 21-Dec-15 | Acquisition (other) | 115,443 | -- | -- | < 1% 28.6M to 28.71M | |
| 24-Dec-15 9:36 AM View: | BGC Partners, Inc. (BGC) | 21-Dec-15 | Disposition (other) Duplicate | 2,503,520 | -- | -- | (9%) 28.71M to 26.21M | |
| 24-Dec-15 9:36 AM View: | BGC Partners, Inc. (BGC) | 21-Dec-15 | Acquisition (other) Duplicate | 115,443 | -- | -- | < 1% 28.6M to 28.71M | |
| 24-Dec-15 9:36 AM View: | BGC Partners, Inc. (BGC) | 21-Dec-15 | Disposition (other) Duplicate | 2,503,520 | -- | -- | (9%) 28.71M to 26.21M | |
| 16-Apr-15 9:51 PM View: | BGC Partners, Inc. (BGC) | 13-Apr-15 | Grant Duplicate | 24,042,600 | -- | -- | 100% 0 to 24.04M | |
| 23-Jul-14 6:03 PM View: | BGC Partners, Inc. (BGC) | 21-Jul-14 | Disposition Duplicate | 1,857,740 | $7.74 | $14,378,900.00 | (42%) 4.46M to 2.6M | 39% |
| 14-Feb-13 6:10 PM View: | BGC Partners, Inc. (BGC) | 09-Mar-12 | Gift Duplicate | 75,000 | -- | -- | (3%) 2.67M to 2.6M | |
| 16-Feb-12 4:59 PM View: | BGC Partners, Inc. (BGC) | 14-Feb-12 | Acquisition (other) | 160,675 | -- | -- | 3% 5.66M to 5.82M | |
| 16-Feb-12 4:59 PM View: | BGC Partners, Inc. (BGC) | 14-Feb-12 | Disposition (other) Duplicate | 3,220,780 | -- | -- | (55%) 5.82M to 2.6M | |
| 13-Feb-12 4:46 PM View: | BGC Partners, Inc. (BGC) | 27-Jul-11 | Gift Duplicate | 150,000 | -- | -- | (6%) 2.59M to 2.44M | |
| 13-Feb-12 4:46 PM View: | BGC Partners, Inc. (BGC) | 31-May-11 | Gift Duplicate | 42,527 | -- | -- | (2%) 2.48M to 2.44M | |
| 09-May-11 8:34 PM View: | BGC Partners, Inc. (BGC) | 05-May-11 | Option Exercise Duplicate | 9,000,000 | -- | -- | (137%) (-6.56M) to 2.44M | |
| 18-Aug-10 4:41 PM View: | BGC Partners, Inc. (BGC) | 16-Aug-10 | Gift Duplicate | 200,000 | -- | -- | (8%) 2.64M to 2.44M | |
| 18-Aug-10 4:41 PM View: | BGC Partners, Inc. (BGC) | 16-Aug-10 | Option Exercise Duplicate | 200,000 | -- | -- | 8% 2.44M to 2.64M | |
| 18-Aug-10 4:41 PM View: | BGC Partners, Inc. (BGC) | 27-Jul-10 | Gift Duplicate | 194,050 | -- | -- | (7%) 2.63M to 2.44M | |
| 02-Jun-10 8:55 PM View: | BGC Partners, Inc. (BGC) | 28-May-10 | Option Exercise Duplicate | 3,500,000 | -- | -- | (434%) (-806.37K) to 2.69M | |
| 10-May-10 6:22 PM View: | BGC Partners, Inc. (BGC) | 06-May-10 | Conversion Duplicate | 600,000 | -- | -- | 27% 2.24M to 2.84M | |
| 18-Mar-10 9:26 PM View: | BGC Partners, Inc. (BGC) | 10-Mar-10 | Gift Duplicate | 200,000 | -- | -- | (7%) 3.0M to 2.8M | |
| 28-Sep-09 6:48 PM View: | BGC Partners, Inc. (BGC) | 24-Sep-09 | Conversion Duplicate | 2,700,000 | -- | -- | 112% 2.42M to 5.12M | |
| 11-May-09 7:23 PM View: | BGC Partners, Inc. (BGC) | 07-May-09 | Conversion Duplicate | 1,000,000 | -- | -- | 48% 2.07M to 3.07M | |
| 05-Dec-08 11:06 AM View: | BGC Partners, Inc. (BGC) | 03-Dec-08 | Gift Duplicate | 50,000 | -- | -- | (2%) 2.65M to 2.6M | |
| 05-Dec-08 11:06 AM View: | BGC Partners, Inc. (BGC) | 01-Dec-08 | Conversion Duplicate | 1,700,000 | -- | -- | 87% 1.95M to 3.65M | |
| 05-Dec-08 11:06 AM View: | BGC Partners, Inc. (BGC) | 01-Dec-08 | Gift Duplicate | 1,000,000 | -- | -- | (27%) 3.65M to 2.65M | |
| 05-Dec-08 11:06 AM View: | BGC Partners, Inc. (BGC) | 23-Jun-08 | Gift Duplicate | 121,875 | -- | -- | (5%) 2.59M to 2.47M | |
| 12-Jun-08 8:16 PM View: | BGC Partners, Inc. (BGC) | 10-Jun-08 | Market Sale Duplicate | 3,926,180 | $7.72 | $30,310,100.00 | (56%) 6.97M to 3.05M | 18% |
| 04-Apr-08 6:21 AM View: | BGC Partners, Inc. (BGC) | 01-Apr-08 | Grant | 2,050,200 | -- | -- | 15% 13.58M to 15.63M | |
| 04-Apr-08 6:21 AM View: | BGC Partners, Inc. (BGC) | 01-Apr-08 | Grant Duplicate | 10,856,600 | -- | -- | 69% 15.63M to 26.49M | |
| 04-Apr-08 6:21 AM View: | BGC Partners, Inc. (BGC) | 12-Mar-08 | Gift Duplicate | 8,334 | -- | -- | (< 1%) 13.59M to 13.58M | |
| 13-Mar-08 8:39 PM View: | BGC Partners, Inc. (BGC) | 14-Feb-08 | Gift Duplicate | 460,757 | -- | -- | (2%) 21.52M to 21.06M | |
| 13-Mar-08 8:39 PM View: | BGC Partners, Inc. (BGC) | 14-Feb-08 | Private Purchase | -- | -- | -- | 0% 21.52M |