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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-17 9:49 PM View:  | Headwaters Inc. (HW) | 08-May-17 | Disposition | 78,592 | -- | -- | (100%) 78.59K to 0 | |
| 08-Aug-16 12:44 PM View: | Headwaters Inc. (HW) | 05-Aug-16 | Acquisition (other) | 1,032 | $19.16 | $19,769.80 | 4% 27.73K to 28.76K | 23% |
| 06-May-16 4:31 PM View: | Headwaters Inc. (HW) | 06-May-16 | Acquisition (other) | 1,055 | $18.71 | $19,738.90 | 4% 26.67K to 27.73K | 26% |
| 05-Feb-16 6:09 PM View: | Headwaters Inc. (HW) | 05-Feb-16 | Acquisition (other) | 1,195 | $16.58 | $19,810.00 | 5% 25.48K to 26.67K | 42% |
| 06-Nov-15 2:57 PM View: | Headwaters Inc. (HW) | 06-Nov-15 | Acquisition (other) | 1,040 | $19.01 | $19,774.70 | 4% 24.43K to 25.48K | 24% |
| 07-Aug-15 1:35 PM View: | Headwaters Inc. (HW) | 07-Aug-15 | Acquisition (other) | 946 | $20.92 | $19,786.30 | 4% 23.49K to 24.43K | 13% |
| 08-May-15 1:45 PM View: | Headwaters Inc. (HW) | 07-May-15 | Acquisition (other) | 1,011 | $19.54 | $19,752.40 | 4% 22.48K to 23.49K | 21% |
| 06-Feb-15 5:37 PM View: | Headwaters Inc. (HW) | 05-Feb-15 | Acquisition (other) | 1,297 | $15.21 | $19,722.40 | 6% 21.18K to 22.48K | 55% |
| 06-Nov-14 5:27 PM View: | Headwaters Inc. (HW) | 06-Nov-14 | Acquisition (other) | 1,487 | $13.23 | $19,668.80 | 8% 19.69K to 21.18K | 78% |
| 27-Jan-11 6:19 PM View: | Headwaters Inc. (HW) | 25-Jan-11 | Grant | 14,898 | -- | -- | 64% 23.14K to 38.03K | |
| 28-Jun-10 2:14 PM View: | Raser Technologies Inc. (RZTI.OB) | 25-Jun-10 | Grant | 26,000 | -- | -- | 69% 37.8K to 63.8K | |
| 11-Jun-10 5:01 PM View: | Raser Technologies Inc. (RZTI.OB) | 09-Jun-10 | Grant | 182,692 | -- | -- | (126%) (-144.89K) to 37.8K | |
| 28-Jun-10 2:14 PM View: | Raser Technologies Inc. (RZTI.OB) | 09-Jun-10 | Grant | 182,692 | -- | -- | (126%) (-144.89K) to 37.8K | |
| 02-Feb-10 6:52 PM View: | Headwaters Inc. (HW) | 01-Feb-10 | Grant | 14,572 | -- | -- | 100% 0 to 14.57K | |
| 29-Jun-09 1:03 PM View: | Raser Technologies Inc. (RZTI.OB) | 25-Jun-09 | Grant | 26,000 | -- | -- | 220% 11.8K to 37.8K | |
| 07-May-10 4:21 PM View: | Raser Technologies Inc. (RZTI.OB) | 25-Jun-09 | Grant | 26,000 | -- | -- | 69% 37.8K to 63.8K | |
| 11-Jun-10 5:01 PM View: | Raser Technologies Inc. (RZTI.OB) | 25-Jun-09 | Grant | 26,000 | -- | -- | 220% 11.8K to 37.8K | |
| 02-Jun-09 2:25 PM View: | Raser Technologies Inc. (RZTI.OB) | 28-May-09 | Grant | 9,500 | -- | -- | 34% 28.3K to 37.8K | |
| 15-Dec-08 6:52 PM View: | Headwaters Inc. (HW) | 11-Dec-08 | Private Purchase | 23,500 | $5.88 | $138,062.00 | 199% 11.8K to 35.3K | 27% |
| 15-Dec-08 6:52 PM View: | Headwaters Inc. (HW) | 11-Dec-08 | Market Sale | 23,500 | $7.50 | $176,243.00 | (67%) 35.3K to 11.8K | (216%) |
| 02-Jun-08 5:43 PM View: | Raser Technologies Inc. (RZTI.OB) | 02-Jun-08 | Grant | 12,700 | -- | -- | 81% 15.6K to 28.3K | |
| 02-Jun-08 5:43 PM View: | Raser Technologies Inc. (RZTI.OB) | 29-May-08 | Grant | 9,500 | -- | -- | 156% 6.1K to 15.6K | |
| 08-Nov-07 3:31 PM View: | Headwaters Inc. (HW) | 08-Nov-07 | Market Purchase | 3,800 | $12.97 | $49,286.00 | 47% 8.0K to 11.8K | 61% |
| 27-Jun-07 6:52 PM View: | Raser Technologies Inc. (RZTI.OB) | 27-Jun-07 | Grant | 10,600 | -- | -- | 212% 5.0K to 15.6K | |
| 27-Jun-07 6:52 PM View: | Raser Technologies Inc. (RZTI.OB) | 05-Jun-07 | Grant | 12,700 | -- | -- | (165%) (-7.7K) to 5.0K | |
| 30-Aug-05 2:37 PM View: | Headwaters Inc. (HW) | 29-Aug-05 | Option Exercise | 35,000 | $8.95 | $313,342.00 | 438% 8.0K to 43.0K | |
| 30-Aug-05 2:37 PM View: | Headwaters Inc. (HW) | 29-Aug-05 | Market Option Sale | 35,000 | $35.60 | $1,246,000.00 | (81%) 43.0K to 8.0K | 41% |