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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-17 9:49 PM View:  | Headwaters Inc. (HW) | 08-May-17 | Disposition | 111,455 | -- | -- | (100%) 111.45K to 0 | |
| 20-Dec-16 4:33 PM View: | Headwaters Inc. (HW) | 19-Dec-16 | Gift | 5,470 | -- | -- | (12%) 44.19K to 38.72K | |
| 09-Dec-16 11:31 AM View: | Headwaters Inc. (HW) | 09-Dec-16 | Market Sale | 9,889 | $23.57 | $233,087.00 | (34%) 28.76K to 18.87K | (< 1%) |
| 07-Dec-16 6:09 PM View: | Headwaters Inc. (HW) | 07-Dec-16 | Option Exercise | 9,889 | $13.57 | $134,194.00 | 52% 18.87K to 28.76K | |
| 28-Nov-16 5:06 PM View: | Headwaters Inc. (HW) | 28-Nov-16 | Market Sale | 1,860 | $23.70 | $44,082.90 | (3%) 55.73K to 53.87K | < 1% |
| 05-Nov-15 7:17 PM View: | Headwaters Inc. (HW) | 05-Nov-15 | Market Sale | 2,788 | $17.79 | $49,591.00 | (5%) 58.52K to 55.73K | (33%) |
| 05-Nov-15 7:17 PM View: | Headwaters Inc. (HW) | 04-Nov-15 | Grant | 5,482 | -- | -- | 10% 53.03K to 58.52K | |
| 08-May-15 5:38 PM View: | Headwaters Inc. (HW) | 07-May-15 | Disposition | 15,966 | $19.71 | $314,690.00 | (46%) 34.84K to 18.87K | (20%) |
| 08-May-15 5:38 PM View: | Headwaters Inc. (HW) | 07-May-15 | Option Exercise | 15,966 | $1.85 | $29,537.10 | 85% 18.87K to 34.84K | |
| 06-Nov-14 5:59 PM View: | Headwaters Inc. (HW) | 06-Nov-14 | Market Sale | 1,772 | $13.04 | $23,110.20 | (4%) 47.52K to 45.75K | (81%) |
| 07-Nov-14 7:09 PM View: | Headwaters Inc. (HW) | 05-Nov-14 | Grant | 7,283 | -- | -- | 15% 47.52K to 54.81K | |
| 12-Nov-13 10:52 AM View: | Headwaters Inc. (HW) | 07-Nov-13 | Grant | 10,054 | -- | -- | 27% 37.47K to 47.52K | |
| 09-Nov-12 4:32 PM View: | Headwaters Inc. (HW) | 08-Nov-12 | Grant | 7,021 | -- | -- | 14% 51.45K to 58.47K | |
| 09-Nov-12 4:32 PM View: | Headwaters Inc. (HW) | 08-Nov-12 | Market Sale | 2,129 | $6.84 | $14,557.80 | (4%) 58.47K to 56.34K | (245%) |
| 03-Nov-11 6:45 PM View: | Headwaters Inc. (HW) | 03-Nov-11 | Market Sale | 1,971 | $1.89 | $3,725.19 | (9%) 22.97K to 21.0K | (1152%) |
| 12-Nov-10 10:59 AM View: | Headwaters Inc. (HW) | 09-Nov-10 | Market Sale | 1,578 | $3.72 | $5,870.32 | (6%) 24.55K to 22.97K | (557%) |
| 08-Nov-10 7:50 PM View: | Headwaters Inc. (HW) | 06-Nov-10 | Grant | 13,464 | -- | -- | 79% 16.98K to 30.45K | |
| 16-Nov-09 1:53 PM View: | Headwaters Inc. (HW) | 13-Nov-09 | Market Sale | 909 | $4.64 | $4,218.76 | (3%) 30.21K to 29.3K | (426%) |
| 10-Nov-09 6:26 PM View: | Headwaters Inc. (HW) | 07-Nov-09 | Grant | 4,756 | -- | -- | 19% 25.46K to 30.21K | |
| 07-Nov-08 4:38 PM View: | Headwaters Inc. (HW) | 06-Nov-08 | Market Sale | 518 | $7.76 | $4,020.72 | (6%) 7.99K to 7.47K | (205%) |
| 26-Nov-08 3:04 PM View: | Headwaters Inc. (HW) | 30-Oct-08 | Grant | 4,756 | -- | -- | 60% 7.99K to 12.75K | |
| 05-Nov-07 6:39 PM View: | Headwaters Inc. (HW) | 01-Nov-07 | Grant | 4,756 | -- | -- | 147% 3.23K to 7.99K | |
| 19-Dec-06 11:29 AM View: | Headwaters Inc. (HW) | 15-Dec-06 | Option Exercise | 20,000 | $8.25 | $165,000.00 | 366% 5.46K to 25.46K | |
| 17-Nov-04 12:17 PM View: | Headwaters Inc. (HW) | 15-Nov-04 | Disposition | 5,488 | $5.64 | $30,952.30 | (6%) 89.6K to 84.11K | |
| 17-Nov-04 12:17 PM View: | Headwaters Inc. (HW) | 15-Nov-04 | Option Exercise | 80,458 | $3.99 | $321,298.00 | 880% 9.14K to 89.6K | |
| 17-Nov-04 12:17 PM View: | Headwaters Inc. (HW) | 15-Nov-04 | Market Option Sale | 75,000 | $31.07 | $2,330,260.00 | (89%) 84.11K to 9.12K | 33% |
| 03-May-04 10:00 PM View: | Headwaters Inc. (HW) | 21-Apr-04 | Grant | 3,234 | -- | -- | 100% 0 to 3.23K |