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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Apr-24 4:12 PM View:  | EMCORE Corp. (EMKR) | 09-Apr-24 | Grant | 23,219 | -- | -- | 28% 81.67K to 104.89K | |
| 25-Sep-23 8:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 21-Sep-23 | Sale | 16,799 | $5.03 | $84,532.60 | (< 1%) 2.19M to 2.17M | |
| 12-Sep-23 8:39 PM View: | Chargepoint Holdings, Inc. (CHPT) | 11-Sep-23 | Option Sale | 15 | $5.73 | $85.95 | (< 1%) 2.19M to 2.19M | |
| 12-Sep-23 8:39 PM View: | Chargepoint Holdings, Inc. (CHPT) | 08-Sep-23 | Grant | 264 | $4.86 | $1,283.57 | < 1% 1.27M to 1.27M | |
| 12-Sep-23 8:39 PM View: | Chargepoint Holdings, Inc. (CHPT) | 08-Sep-23 | Option Exercise | 1,476,060 | $0.56 | $826,594.00 | 116% 1.27M to 2.74M | |
| 12-Sep-23 8:39 PM View: | Chargepoint Holdings, Inc. (CHPT) | 08-Sep-23 | Option Sale | 556,255 | $5.84 | $3,246,190.00 | (20%) 2.74M to 2.19M | |
| 23-Jun-23 4:32 PM View: | Chargepoint Holdings, Inc. (CHPT) | 21-Jun-23 | Sale | 16,178 | $8.03 | $129,922.00 | (1%) 1.28M to 1.27M | |
| 23-Mar-23 4:31 PM View: | Chargepoint Holdings, Inc. (CHPT) | 21-Mar-23 | Sale | 14,476 | $9.40 | $136,074.00 | (1%) 1.3M to 1.28M | |
| 22-Mar-23 4:21 PM View: | EMCORE Corp. (EMKR) | 21-Mar-23 | Sale (Planned) | 4,484 | $1.10 | $4,954.37 | (5%) 86.16K to 81.67K | |
| 13-Mar-23 5:06 PM View: | Chargepoint Holdings, Inc. (CHPT) | 10-Mar-23 | Sale | 108 | $10.16 | $1,097.28 | (< 1%) 1.3M to 1.3M | |
| 13-Mar-23 5:06 PM View: | Chargepoint Holdings, Inc. (CHPT) | 09-Mar-23 | Grant | 1,739 | $8.66 | $15,062.30 | < 1% 1.3M to 1.3M | |
| 23-Dec-22 5:01 PM View: | Chargepoint Holdings, Inc. (CHPT) | 21-Dec-22 | Sale | 13,805 | $9.53 | $131,562.00 | (1%) 1.31M to 1.3M | |
| 23-Sep-22 5:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 22-Sep-22 | Exercise (in-the money or at-the-money) | 87,821 | $6.03 | $529,561.00 | 7% 1.22M to 1.31M | |
| 23-Sep-22 5:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 21-Sep-22 | Market Sale | 15,005 | $16.00 | $240,065.00 | (1%) 1.24M to 1.22M | 1% |
| 13-Sep-22 5:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 12-Sep-22 | Sale | 63 | $17.79 | $1,120.77 | (< 1%) 1.24M to 1.24M | |
| 13-Sep-22 5:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 09-Sep-22 | Grant | 1,016 | $14.64 | $14,871.20 | < 1% 1.24M to 1.24M | |
| 24-Jun-22 10:00 PM View: | Chargepoint Holdings, Inc. (CHPT) | 22-Jun-22 | Sale | 7,886 | $13.63 | $107,478.00 | (< 1%) 1.24M to 1.24M | |
| 03-Jun-22 8:17 PM View: | Chargepoint Holdings, Inc. (CHPT) | 01-Jun-22 | Grant | 689,438 | -- | -- | 124% 555.13K to 1.24M | |
| 19-May-22 5:00 PM View: | Chargepoint Holdings, Inc. (CHPT) | 17-May-22 | Option Exercise | 50,196 | $0.56 | $28,109.80 | 10% 504.94K to 555.13K | |
| 24-Mar-22 5:01 PM View: | Chargepoint Holdings, Inc. (CHPT) | 22-Mar-22 | Private Sale | 8,100 | $17.92 | $145,143.00 | (2%) 513.04K to 504.94K | |
| 24-Mar-22 4:21 PM View: | EMCORE Corp. (EMKR) | 22-Mar-22 | Sale (Planned) | 4,484 | $3.81 | $17,084.00 | (5%) 90.64K to 86.16K | |
| 14-Mar-22 8:28 PM View: | Chargepoint Holdings, Inc. (CHPT) | 10-Mar-22 | Market Sale | 49 | $17.47 | $856.03 | (< 1%) 513.09K to 513.04K | 10% |
| 14-Mar-22 8:28 PM View: | Chargepoint Holdings, Inc. (CHPT) | 09-Mar-22 | Grant | 785 | $14.85 | $11,656.90 | < 1% 512.3K to 513.09K | 6% |
| 04-Jan-22 5:00 PM View: | Chargepoint Holdings, Inc. (CHPT) | 30-Dec-21 | Option Exercise | 55,000 | $0.56 | $30,800.00 | 12% 468.3K to 523.3K | |
| 04-Jan-22 5:00 PM View: | Chargepoint Holdings, Inc. (CHPT) | 30-Dec-21 | Market Option Sale | 11,000 | $18.78 | $206,529.00 | (2%) 523.3K to 512.3K | |
| 23-Dec-21 6:14 PM View: | Chargepoint Holdings, Inc. (CHPT) | 21-Dec-21 | Market Sale | 10,530 | $18.06 | $190,172.00 | (2%) 478.83K to 468.3K | (3%) |
| 24-Sep-21 10:00 PM View: | Chargepoint Holdings, Inc. (CHPT) | 22-Sep-21 | Market Sale | 10,901 | $20.15 | $219,657.00 | (2%) 489.73K to 478.83K | 1% |
| 25-Aug-21 5:44 PM View: | EMCORE Corp. (EMKR) | 25-Aug-21 | Market Sale (Planned) | 17,000 | $7.51 | $127,670.00 | (16%) 107.64K to 90.64K | < 1% |
| 02-Jul-21 7:37 PM View: | Chargepoint Holdings, Inc. (CHPT) | 01-Jul-21 | Payment of Exercise | 17,262 | $35.69 | $616,081.00 | (10%) 179.31K to 162.04K | |
| 02-Jul-21 7:37 PM View: | Chargepoint Holdings, Inc. (CHPT) | 01-Jul-21 | Acquisition (other) | 34,817 | -- | -- | 25% 138.56K to 173.38K | |
| 02-Jul-21 7:37 PM View: | Chargepoint Holdings, Inc. (CHPT) | 01-Jul-21 | Acquisition (other) | 5,930 | -- | -- | 3% 173.38K to 179.31K | |
| 25-Jun-21 7:52 PM View: | Chargepoint Holdings, Inc. (CHPT) | 23-Jun-21 | Market Sale | 22,311 | $32.22 | $718,901.00 | (5%) 488.56K to 466.25K | < 1% |
| 04-Jun-21 8:00 PM View: | Chargepoint Holdings, Inc. (CHPT) | 02-Jun-21 | Grant | 350,000 | -- | -- | 253% 138.56K to 488.56K | |
| 23-Mar-21 7:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 19-Mar-21 | Payment of Exercise | 34,660 | $27.84 | $964,934.00 | (20%) 173.22K to 138.56K | |
| 23-Mar-21 7:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 19-Mar-21 | Acquisition (other) | 69,634 | -- | -- | 76% 91.72K to 161.36K | |
| 23-Mar-21 7:40 PM View: | Chargepoint Holdings, Inc. (CHPT) | 19-Mar-21 | Acquisition (other) | 11,860 | -- | -- | 7% 161.36K to 173.22K | |
| 22-Mar-21 4:14 PM View: | EMCORE Corp. (EMKR) | 19-Mar-21 | Grant | 33,632 | -- | -- | 23% 148.02K to 181.65K | |
| 22-Mar-21 4:14 PM View: | EMCORE Corp. (EMKR) | 18-Mar-21 | Option Exercise | 36,986 | -- | -- | 33% 111.03K to 148.02K | |
| 02-Mar-21 5:01 PM View: | Chargepoint Holdings, Inc. (CHPT) | 26-Feb-21 | Grant | 91,724 | -- | -- | 100% 0 to 91.72K | |
| 23-Mar-20 4:27 PM View: | EMCORE Corp. (EMKR) | 19-Mar-20 | Option Exercise | 14,062 | -- | -- | 61% 22.96K to 37.02K | |
| 13-Aug-19 8:12 PM View: | Energous Corp (WATT) | 09-Aug-19 | Disposition (other) | 2,556 | -- | -- | (3%) 91.56K to 89.0K | |
| 17-Jun-19 9:44 PM View: | Energous Corp (WATT) | 13-Jun-19 | Option Exercise | 5,837 | -- | -- | 7% 85.72K to 91.56K | |
| 18-Mar-19 5:06 PM View: | EMCORE Corp. (EMKR) | 16-Mar-19 | Option Exercise | 9,075 | -- | -- | 65% 13.89K to 22.96K | |
| 01-Feb-19 9:11 PM View: | Energous Corp (WATT) | 30-Jan-19 | Grant | 6,320 | -- | -- | 8% 79.4K to 85.72K | |
| 04-Jan-19 7:10 PM View: | Energous Corp (WATT) | 02-Jan-19 | Grant | 15,154 | -- | -- | 24% 64.25K to 79.4K | |
| 15-Jun-18 5:56 PM View: | Energous Corp (WATT) | 13-Jun-18 | Option Exercise | 5,836 | -- | -- | 10% 56.06K to 61.89K | |
| 21-Dec-18 4:55 PM View: | Energous Corp (WATT) | 06-Jun-18 | Option Exercise | 2,356 | -- | -- | 4% 56.06K to 58.41K | |
| 19-Mar-18 5:03 PM View: | EMCORE Corp. (EMKR) | 15-Mar-18 | Option Exercise | 7,330 | -- | -- | 112% 6.56K to 13.89K | |
| 04-Jan-18 6:13 PM View: | Energous Corp (WATT) | 02-Jan-18 | Grant | 26,929 | -- | -- | 92% 29.13K to 56.06K | |
| 27-Dec-17 1:30 PM View: | Gigamon Inc. (GIMO) | 27-Dec-17 | Disposition (change in control) | 69,930 | -- | -- | (100%) 69.93K to 0 |