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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:08 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 47,721 | -- | -- | (100%) 47.72K to 0 | |
| 22-Aug-14 6:01 PM View: | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 1,222 | -- | -- | (2%) 48.94K to 47.72K | |
| 22-Aug-14 6:01 PM View: | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 10,288 | -- | -- | 27% 38.66K to 48.94K | |
| 23-Aug-13 5:00 PM View: | SWS Group Inc. (SWS) | 21-Aug-13 | Grant | 13,489 | -- | -- | 54% 25.17K to 38.66K | |
| 06-Feb-12 11:05 AM View: | SWS Group Inc. (SWS) | 02-Feb-12 | Grant | 20,107 | -- | -- | 397% 5.06K to 25.17K | |
| 26-Aug-09 6:13 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 1,083 | -- | -- | 27% 3.98K to 5.06K | |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 1,133 | -- | -- | 40% 2.84K to 3.98K | |
| 27-Aug-07 4:36 PM View: | SWS Group Inc. (SWS) | 24-Aug-07 | Grant | 1,058 | -- | -- | 59% 1.78K to 2.84K | |
| 13-Nov-06 5:44 PM View: | SWS Group Inc. (SWS) | 13-Nov-06 | Market Sale | 3,987 | $31.05 | $123,811.00 | (77%) 5.18K to 1.19K | 80% |
| 13-Nov-06 5:44 PM View: | SWS Group Inc. (SWS) | 13-Nov-06 | Exercise (in-the money or at-the-money) | 3,987 | -- | -- | 335% 1.19K to 5.18K | |
| 29-Aug-06 5:28 PM View: | SWS Group Inc. (SWS) | 25-Aug-06 | Grant | 282 | -- | -- | 31% 0.91K to 1.19K | |
| 30-Aug-05 10:06 AM View: | SWS Group Inc. (SWS) | 25-Aug-05 | Grant | 301 | -- | -- | 50% 0.61K to 0.91K | |
| 20-Aug-04 10:00 PM View: | SWS Group Inc. (SWS) | 18-Aug-04 | Grant | 361 | -- | -- | 147% 0.25K to 0.61K | |
| 14-Nov-03 10:00 PM View: | SWS Group Inc. (SWS) | 12-Nov-03 | Grant | 246 | -- | -- | 100% 0 to 0.25K |