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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:12 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 117,371 | -- | -- | (75%) 157.37K to 40.0K | |
| 02-Jan-15 1:12 PM View: | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 40,000 | -- | -- | (100%) 40.0K to 0 | |
| 22-Aug-14 6:01 PM View: | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 3,266 | -- | -- | (2%) 144.18K to 140.91K | |
| 26-Aug-14 5:38 PM View: | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 16,461 | -- | -- | 11% 144.18K to 160.64K | |
| 23-Aug-13 5:00 PM View: | SWS Group Inc. (SWS) | 21-Aug-13 | Grant | 36,691 | -- | -- | 34% 107.48K to 144.18K | |
| 28-Aug-12 6:43 PM View: | SWS Group Inc. (SWS) | 24-Aug-12 | Payment of Exercise | 201 | -- | -- | (< 1%) 107.69K to 107.48K | |
| 06-Feb-12 10:57 AM View: | SWS Group Inc. (SWS) | 02-Feb-12 | Grant | 6,702 | -- | -- | 7% 100.98K to 107.69K | |
| 15-Sep-11 5:44 PM View: | SWS Group Inc. (SWS) | 15-Sep-11 | Market Purchase | 4,000 | $5.60 | $22,396.00 | 4% 97.45K to 101.45K | 14% |
| 14-Sep-11 5:26 PM View: | SWS Group Inc. (SWS) | 14-Sep-11 | Market Purchase | 10,000 | $5.44 | $54,384.00 | 11% 87.45K to 97.45K | 17% |
| 14-Sep-11 5:26 PM View: | SWS Group Inc. (SWS) | 13-Sep-11 | Market Purchase | 5,000 | $5.26 | $26,290.00 | 6% 82.45K to 87.45K | 21% |
| 14-Sep-11 5:26 PM View: | SWS Group Inc. (SWS) | 12-Sep-11 | Market Purchase | 5,000 | $5.10 | $25,500.00 | 6% 77.45K to 82.45K | 25% |
| 08-Sep-11 5:28 PM View: | SWS Group Inc. (SWS) | 07-Sep-11 | Market Purchase | 10,000 | $4.94 | $49,380.00 | 15% 67.45K to 77.45K | 29% |
| 08-Sep-11 5:28 PM View: | SWS Group Inc. (SWS) | 06-Sep-11 | Market Purchase | 10,900 | $4.26 | $46,393.70 | 19% 56.55K to 67.45K | 49% |
| 26-May-11 5:40 PM View: | SWS Group Inc. (SWS) | 25-May-11 | Market Purchase | 2,200 | $6.15 | $13,524.00 | 4% 54.35K to 56.55K | 4% |
| 26-May-11 5:40 PM View: | SWS Group Inc. (SWS) | 24-May-11 | Market Purchase | 7,000 | $6.16 | $43,140.00 | 15% 47.35K to 54.35K | 3% |
| 26-Aug-10 8:40 PM View: | SWS Group Inc. (SWS) | 25-Aug-10 | Payment of Exercise | 224 | -- | -- | 3% 6.43K to 6.66K | |
| 26-Aug-10 8:40 PM View: | SWS Group Inc. (SWS) | 24-Aug-10 | Payment of Exercise | 463 | -- | -- | (6%) 7.35K to 6.88K | |
| 13-May-10 11:14 AM View: | SWS Group Inc. (SWS) | 12-May-10 | Market Purchase | 40,000 | $10.51 | $420,320.00 | 545% 7.35K to 47.35K | (37%) |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 25-Aug-09 | Payment of Exercise | 258 | -- | -- | (3%) 7.6K to 7.35K | |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 2,283 | -- | -- | 41% 5.58K to 7.87K | |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Payment of Exercise | 262 | -- | -- | (3%) 7.87K to 7.6K | |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 2,550 | -- | -- | 77% 3.33K to 5.88K | |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Payment of Exercise | 296 | -- | -- | (5%) 5.88K to 5.58K | |
| 11-Sep-07 4:41 PM View: | SWS Group Inc. (SWS) | 27-Aug-07 | Payment of Exercise | 34 | -- | -- | (1%) 3.36K to 3.33K | |
| 27-Aug-07 4:36 PM View: | SWS Group Inc. (SWS) | 24-Aug-07 | Grant | 2,976 | -- | -- | 769% 0.39K to 3.36K | |
| 11-May-04 10:00 PM View: | SWS Group Inc. (SWS) | 06-May-04 | Option Exercise | 6,741 | -- | -- | 11% 59.87K to 66.61K | |
| 09-Mar-04 10:00 PM View: | SWS Group Inc. (SWS) | 08-Mar-04 | Gift | 1,100 | -- | -- | 2% 69.19K to 70.29K | |
| 09-Mar-04 10:00 PM View: | SWS Group Inc. (SWS) | 08-Mar-04 | Gift | 1,100 | -- | -- | (2%) 70.29K to 69.19K | |
| 14-Nov-03 10:00 PM View: | SWS Group Inc. (SWS) | 12-Nov-03 | Grant | 615 | -- | -- | < 1% 68.58K to 69.19K |