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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:25 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 164,474 | -- | -- | (100%) 164.47K to 0 | |
| 22-Aug-14 6:01 PM View: | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 52,947 | -- | -- | 47% 111.53K to 164.47K | |
| 23-Aug-13 5:00 PM View: | SWS Group Inc. (SWS) | 21-Aug-13 | Grant | 21,583 | -- | -- | 24% 89.94K to 111.53K | |
| 28-Aug-12 6:43 PM View: | SWS Group Inc. (SWS) | 24-Aug-12 | Payment of Exercise | 201 | -- | -- | (< 1%) 90.14K to 89.94K | |
| 06-Feb-12 10:57 AM View: | SWS Group Inc. (SWS) | 02-Feb-12 | Grant | 6,702 | -- | -- | 8% 83.44K to 90.14K | |
| 16-Sep-11 5:14 PM View: | SWS Group Inc. (SWS) | 16-Sep-11 | Market Purchase | 6,000 | $5.83 | $34,989.60 | 8% 77.44K to 83.44K | 9% |
| 31-May-11 5:09 PM View: | SWS Group Inc. (SWS) | 31-May-11 | Market Purchase | 21,950 | $6.48 | $142,165.00 | 40% 55.49K to 77.44K | (2%) |
| 31-May-11 5:09 PM View: | SWS Group Inc. (SWS) | 26-May-11 | Market Purchase | 800 | $6.00 | $4,802.96 | 1% 54.69K to 55.49K | 6% |
| 23-May-11 6:40 PM View: | SWS Group Inc. (SWS) | 23-May-11 | Market Purchase | 10,000 | $6.01 | $60,052.00 | 22% 44.69K to 54.69K | 6% |
| 23-May-11 6:40 PM View: | SWS Group Inc. (SWS) | 20-May-11 | Market Purchase | 7,250 | $6.32 | $45,841.00 | 19% 37.44K to 44.69K | < 1% |
| 26-Aug-10 8:06 PM View: | SWS Group Inc. (SWS) | 25-Aug-10 | Payment of Exercise | 224 | -- | -- | (< 1%) 46.14K to 45.91K | |
| 26-Aug-10 8:06 PM View: | SWS Group Inc. (SWS) | 24-Aug-10 | Payment of Exercise | 463 | -- | -- | (< 1%) 46.71K to 46.25K | |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 2,283 | -- | -- | 6% 35.85K to 38.13K | |
| 26-Aug-08 5:20 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 2,550 | -- | -- | 8% 33.3K to 35.85K | |
| 30-May-08 5:46 PM View: | SWS Group Inc. (SWS) | 30-May-08 | Exercise (in-the money or at-the-money) | 9,816 | $8.28 | $81,238.20 | 42% 23.48K to 33.3K | 130% |
| 27-Aug-07 4:36 PM View: | SWS Group Inc. (SWS) | 24-Aug-07 | Grant | 2,976 | -- | -- | 15% 20.5K to 23.48K | |
| 13-Nov-06 5:44 PM View: | SWS Group Inc. (SWS) | 13-Nov-06 | Market Sale | 30,000 | $30.43 | $912,900.00 | (69%) 43.67K to 13.67K | 80% |
| 13-Nov-06 6:25 AM View: | SWS Group Inc. (SWS) | 10-Nov-06 | Market Sale | 3,000 | $29.75 | $89,250.00 | (6%) 46.67K to 43.67K | 79% |
| 13-Nov-06 6:25 AM View: | SWS Group Inc. (SWS) | 09-Nov-06 | Market Sale | 7,000 | $29.68 | $207,760.00 | (13%) 53.67K to 46.67K | 79% |
| 29-Aug-06 5:28 PM View: | SWS Group Inc. (SWS) | 25-Aug-06 | Grant | 1,815 | -- | -- | 4% 51.85K to 53.67K | |
| 23-Feb-06 5:05 PM View: | SWS Group Inc. (SWS) | 23-Feb-06 | Option Exercise | 6,871 | $13.75 | $94,483.80 | 15% 44.98K to 51.85K | |
| 30-Aug-05 10:01 AM View: | SWS Group Inc. (SWS) | 25-Aug-05 | Grant | 2,028 | -- | -- | 5% 42.96K to 44.98K | |
| 20-Aug-04 10:00 PM View: | SWS Group Inc. (SWS) | 18-Aug-04 | Grant | 745 | -- | -- | 2% 42.21K to 42.96K | |
| 03-Nov-03 10:00 PM View: | SWS Group Inc. (SWS) | 03-Nov-03 | Gift | 3,000 | -- | -- | (7%) 45.21K to 42.21K |