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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jun-11 9:25 PM View:  | MF Global Ltd (MFGLQ) | 10-Jun-11 | Payment of Exercise | 26,024 | $7.24 | $188,414.00 | (5%) 514.45K to 488.43K | 98% |
| 14-Jun-11 9:25 PM View: | MF Global Ltd (MFGLQ) | 10-Jun-11 | Option Exercise | 56,306 | -- | -- | 12% 458.14K to 514.45K | |
| 01-Jun-11 9:53 PM View: | MF Global Ltd (MFGLQ) | 27-May-11 | Payment of Exercise | 43,879 | $7.62 | $334,358.00 | (9%) 502.02K to 458.14K | 98% |
| 01-Jun-11 9:53 PM View: | MF Global Ltd (MFGLQ) | 27-May-11 | Option Exercise | 94,937 | -- | -- | 23% 407.09K to 502.02K | |
| 06-Apr-11 6:27 PM View: | MF Global Ltd (MFGLQ) | 04-Apr-11 | Payment of Exercise | 61,963 | $8.72 | $540,317.00 | (13%) 474.68K to 412.72K | 98% |
| 06-Apr-11 6:27 PM View: | MF Global Ltd (MFGLQ) | 02-Apr-11 | Option Exercise | 166,667 | -- | -- | 54% 308.01K to 474.68K | |
| 14-Jun-10 7:11 PM View: | MF Global Ltd (MFGLQ) | 10-Jun-10 | Payment of Exercise | 19,032 | $6.83 | $129,989.00 | (6%) 327.05K to 308.01K | 98% |
| 14-Jun-10 7:11 PM View: | MF Global Ltd (MFGLQ) | 10-Jun-10 | Option Exercise | 56,307 | -- | -- | 21% 270.74K to 327.05K | |
| 06-Apr-10 6:59 PM View: | MF Global Ltd (MFGLQ) | 05-Apr-10 | Payment of Exercise | 62,595 | $8.53 | $533,935.00 | (19%) 333.33K to 270.74K | 98% |
| 06-Apr-10 6:59 PM View: | MF Global Ltd (MFGLQ) | 02-Apr-10 | Option Exercise | 166,666 | -- | -- | 100% 166.67K to 333.33K | |
| 12-Jun-09 7:26 PM View: | MF Global Ltd (MFGLQ) | 02-Apr-09 | Option Exercise | 166,667 | -- | -- | 100% 0 to 166.67K | |
| 03-Jun-08 9:41 AM View: | GFI Group Inc. (GFIG) | 31-May-08 | Option Exercise | 1,216 | -- | -- | 8% 15.56K to 16.77K | |
| 19-Mar-08 2:45 PM View: | GFI Group Inc. (GFIG) | 18-Mar-08 | Market Purchase | 1,700 | $58.29 | $99,095.70 | 78% 2.19K to 3.89K | (38%) |
| 04-Feb-08 4:47 PM View: | GFI Group Inc. (GFIG) | 31-Jan-08 | Option Exercise | 211 | -- | -- | 11% 1.98K to 2.19K | |
| 02-Jan-08 5:38 PM View: | GFI Group Inc. (GFIG) | 31-Dec-07 | Option Exercise | 1,025 | -- | -- | 108% 0.95K to 1.98K | |
| 01-Jun-07 4:37 PM View: | GFI Group Inc. (GFIG) | 31-May-07 | Option Exercise | 303 | -- | -- | 47% 0.65K to 0.95K | |
| 05-Jan-07 4:30 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 03-Jan-07 | Payment of Exercise | 19,546 | $16.66 | $325,636.00 | (13%) 151.82K to 132.27K | (203%) |
| 03-Jan-07 5:16 PM View: | GFI Group Inc. (GFIG) | 31-Dec-06 | Option Exercise | 650 | -- | -- | 100% 0 to 0.65K | |
| 28-Apr-06 5:00 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-Apr-06 | Payment of Exercise | 274,602 | $19.15 | $5,258,630.00 | (41%) 674.4K to 399.8K | (164%) |
| 28-Apr-06 5:00 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-Apr-06 | Option Exercise | 486,412 | $3.99 | $1,940,780.00 | 259% 187.99K to 674.4K | |
| 28-Apr-06 5:00 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-Apr-06 | Market Option Sale | 211,810 | $19.15 | $4,056,160.00 | (53%) 399.8K to 187.99K | (164%) |
| 06-Jan-06 5:15 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 04-Jan-06 | Payment of Exercise | 17,958 | $25.06 | $450,027.00 | (10%) 186.9K to 168.94K | (162%) |
| 07-Jan-05 8:12 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 05-Jan-05 | Market Sale | 3,450 | $13.20 | $45,540.00 | (2%) 187.75K to 184.3K | (397%) |
| 04-Nov-03 10:00 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 31-Oct-03 | Grant | 13,430 | $11.92 | $160,123.00 | 8% 172.49K to 185.92K |