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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Oct-20 5:37 PM View:  | U.S. Global Investors, Inc. (GROW) | 05-Oct-20 | Acquisition (other) | 800 | $2.50 | $2,000.00 | 5% 16.7K to 17.5K | 90% |
| 01-Oct-20 12:16 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Sep-20 | Acquisition (other) | 100 | $2.38 | $238.00 | < 1% 16.6K to 16.7K | 99% |
| 01-Sep-20 12:05 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Aug-20 | Acquisition (other) | 100 | $3.70 | $370.00 | < 1% 16.5K to 16.6K | 28% |
| 03-Aug-20 1:39 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jul-20 | Acquisition (other) | 100 | $3.35 | $335.00 | < 1% 16.4K to 16.5K | 41% |
| 01-Jul-20 3:10 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Jun-20 | Acquisition (other) | 100 | $1.90 | $190.00 | < 1% 16.3K to 16.4K | 149% |
| 01-Jun-20 2:30 PM View: | U.S. Global Investors, Inc. (GROW) | 29-May-20 | Acquisition (other) | 100 | $2.09 | $209.00 | < 1% 16.2K to 16.3K | 126% |
| 01-May-20 1:08 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Apr-20 | Acquisition (other) | 100 | $1.66 | $166.00 | < 1% 16.1K to 16.2K | 184% |
| 02-Apr-20 9:39 AM View: | U.S. Global Investors, Inc. (GROW) | 31-Mar-20 | Acquisition (other) | 100 | $0.97 | $97.00 | < 1% 16.0K to 16.1K | 385% |
| 02-Mar-20 3:26 PM View: | U.S. Global Investors, Inc. (GROW) | 28-Feb-20 | Acquisition (other) | 100 | $1.08 | $108.00 | < 1% 15.9K to 16.0K | 334% |
| 03-Feb-20 2:59 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jan-20 | Acquisition (other) | 100 | $1.31 | $131.00 | < 1% 15.8K to 15.9K | 257% |
| 02-Jan-20 2:35 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Dec-19 | Acquisition (other) | 100 | $1.44 | $144.00 | < 1% 15.7K to 15.8K | 224% |
| 23-Dec-19 9:42 AM View: | Fiduciary/Claymore MLP Oppo... (FMO) | 19-Dec-19 | Private Purchase | 2,463 | $8.11 | $19,964.30 | 100% 0 to 2.46K | |
| 02-Dec-19 4:32 PM View: | U.S. Global Investors, Inc. (GROW) | 29-Nov-19 | Acquisition (other) | 100 | $1.45 | $145.00 | < 1% 15.6K to 15.7K | 221% |
| 01-Nov-19 4:45 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Oct-19 | Acquisition (other) | 100 | $1.48 | $148.00 | < 1% 15.5K to 15.6K | 214% |
| 01-Oct-19 5:16 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Sep-19 | Acquisition (other) | 100 | $1.99 | $199.00 | < 1% 15.4K to 15.5K | 133% |
| 03-Sep-19 12:43 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Aug-19 | Acquisition (other) | 100 | $2.15 | $215.00 | < 1% 15.3K to 15.4K | 115% |
| 01-Aug-19 1:57 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jul-19 | Acquisition (other) | 100 | $1.74 | $174.00 | < 1% 15.2K to 15.3K | 166% |
| 02-Jul-19 11:53 AM View: | U.S. Global Investors, Inc. (GROW) | 28-Jun-19 | Acquisition (other) | 100 | $1.81 | $181.00 | < 1% 15.1K to 15.2K | 155% |
| 03-Jun-19 4:29 PM View: | U.S. Global Investors, Inc. (GROW) | 31-May-19 | Acquisition (other) | 100 | $1.12 | $112.00 | < 1% 15.0K to 15.1K | 313% |
| 02-May-19 3:11 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Apr-19 | Acquisition (other) | 100 | $1.18 | $118.00 | < 1% 14.9K to 15.0K | 291% |
| 01-Apr-19 11:13 AM View: | U.S. Global Investors, Inc. (GROW) | 29-Mar-19 | Acquisition (other) | 100 | $1.09 | $109.00 | < 1% 14.8K to 14.9K | 317% |
| 01-Mar-19 12:50 PM View: | U.S. Global Investors, Inc. (GROW) | 28-Feb-19 | Acquisition (other) | 100 | $1.31 | $131.00 | < 1% 14.7K to 14.8K | 248% |
| 01-Feb-19 1:54 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jan-19 | Acquisition (other) | 100 | $1.25 | $125.00 | < 1% 14.6K to 14.7K | 269% |
| 02-Jan-19 11:05 AM View: | U.S. Global Investors, Inc. (GROW) | 31-Dec-18 | Acquisition (other) | 100 | $1.10 | $110.00 | 100% 0 to 100 | 321% |
| 04-Dec-18 12:44 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Nov-18 | Acquisition (other) | 100 | $1.13 | $113.00 | < 1% 14.4K to 14.5K | 312% |
| 02-Nov-18 3:36 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Oct-18 | Acquisition (other) | 100 | $1.31 | $131.00 | < 1% 14.3K to 14.4K | 256% |
| 02-Oct-18 11:01 AM View: | U.S. Global Investors, Inc. (GROW) | 28-Sep-18 | Market Purchase | 100 | $1.52 | $152.00 | < 1% 14.2K to 14.3K | 206% |
| 05-Sep-18 9:35 AM View: | U.S. Global Investors, Inc. (GROW) | 31-Aug-18 | Acquisition (other) | 100 | $1.62 | $162.00 | < 1% 14.1K to 14.2K | 186% |
| 01-Aug-18 5:23 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jul-18 | Acquisition (other) | 100 | $1.63 | $163.00 | < 1% 14.0K to 14.1K | 184% |
| 03-Jul-18 11:25 AM View: | U.S. Global Investors, Inc. (GROW) | 29-Jun-18 | Acquisition (other) | 100 | $1.61 | $161.00 | < 1% 13.9K to 14.0K | 187% |
| 04-Jun-18 11:32 AM View: | U.S. Global Investors, Inc. (GROW) | 31-May-18 | Acquisition (other) | 100 | $2.31 | $231.00 | < 1% 13.8K to 13.9K | 100% |
| 01-May-18 4:01 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Apr-18 | Acquisition (other) | 100 | $2.77 | $277.00 | < 1% 13.7K to 13.8K | 67% |
| 02-Apr-18 12:44 PM View: | U.S. Global Investors, Inc. (GROW) | 29-Mar-18 | Acquisition (other) | 100 | $2.53 | $253.00 | < 1% 13.6K to 13.7K | 82% |
| 01-Mar-18 1:57 PM View: | U.S. Global Investors, Inc. (GROW) | 28-Feb-18 | Acquisition (other) | 100 | $3.40 | $340.00 | < 1% 13.5K to 13.6K | 35% |
| 01-Feb-18 2:32 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jan-18 | Acquisition (other) | 100 | $3.46 | $346.00 | < 1% 13.4K to 13.5K | 33% |
| 03-Jan-18 1:28 PM View: | U.S. Global Investors, Inc. (GROW) | 29-Dec-17 | Acquisition (other) | 100 | $3.90 | $390.00 | < 1% 13.3K to 13.4K | 18% |
| 04-Dec-17 1:10 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Nov-17 | Acquisition (other) | 100 | $4.12 | $412.00 | < 1% 13.2K to 13.3K | 12% |
| 02-Nov-17 3:57 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Oct-17 | Acquisition (other) | 1,300 | $2.61 | $3,393.00 | 11% 11.9K to 13.2K | 76% |
| 02-Oct-17 2:47 PM View: | U.S. Global Investors, Inc. (GROW) | 29-Sep-17 | Acquisition (other) | 100 | $2.13 | $213.00 | < 1% 11.8K to 11.9K | 116% |
| 05-Sep-17 3:16 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Aug-17 | Acquisition (other) | 100 | $1.33 | $133.00 | < 1% 11.7K to 11.8K | 245% |
| 02-Aug-17 12:07 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Jul-17 | Acquisition (other) | 100 | $1.37 | $137.00 | < 1% 11.6K to 11.7K | 235% |
| 05-Jul-17 11:22 AM View: | U.S. Global Investors, Inc. (GROW) | 30-Jun-17 | Acquisition (other) | 100 | $1.52 | $152.00 | < 1% 11.5K to 11.6K | 203% |
| 01-Jun-17 5:46 PM View: | U.S. Global Investors, Inc. (GROW) | 31-May-17 | Acquisition (other) | 100 | $1.49 | $149.00 | < 1% 11.4K to 11.5K | 209% |
| 02-May-17 12:01 PM View: | U.S. Global Investors, Inc. (GROW) | 28-Apr-17 | Acquisition (other) | 100 | $1.33 | $133.00 | < 1% 11.3K to 11.4K | 245% |
| 04-Apr-17 3:19 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Mar-17 | Acquisition (other) | 100 | $1.56 | $156.00 | < 1% 11.2K to 11.3K | 196% |
| 01-Mar-17 4:17 PM View: | U.S. Global Investors, Inc. (GROW) | 28-Feb-17 | Acquisition (other) | 100 | $1.84 | $184.00 | < 1% 11.1K to 11.2K | 151% |
| 01-Feb-17 10:52 AM View: | U.S. Global Investors, Inc. (GROW) | 31-Jan-17 | Acquisition (other) | 100 | $1.75 | $175.00 | < 1% 11.0K to 11.1K | 164% |
| 04-Jan-17 1:02 PM View: | U.S. Global Investors, Inc. (GROW) | 30-Dec-16 | Acquisition (other) | 100 | $1.36 | $136.00 | < 1% 10.9K to 11.0K | 241% |
| 01-Dec-16 10:51 AM View: | U.S. Global Investors, Inc. (GROW) | 30-Nov-16 | Acquisition (other) | 100 | $1.44 | $144.00 | < 1% 10.8K to 10.9K | 223% |
| 02-Nov-16 1:40 PM View: | U.S. Global Investors, Inc. (GROW) | 31-Oct-16 | Acquisition (other) | 100 | $1.60 | $160.00 | < 1% 10.7K to 10.8K | 191% |