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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Sep-16 6:04 PM View:  | Radius Health, Inc. (RDUS) | 27-Sep-16 | Disposition (other) | 1,229,900 | -- | -- | (33%) 3.69M to 2.46M | |
| 10-Jun-14 6:37 PM View: | Radius Health, Inc. (RDUS) | 06-Jun-14 | Conversion | 2,995,260 | -- | -- | 32% 9.22M to 12.22M | |
| 10-Jun-14 6:37 PM View: | Radius Health, Inc. (RDUS) | 06-Jun-14 | Acquisition (other) | 694,449 | -- | -- | 6% 12.22M to 12.91M | |
| 28-Oct-11 12:51 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 27-Oct-11 | Market Sale | 738,807 | $1.03 | $760,971.00 | (6%) 11.87M to 11.13M | 81% |
| 27-Oct-11 3:22 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 26-Oct-11 | Market Sale | 78,000 | $1.02 | $79,560.00 | (< 1%) 23.9M to 23.82M | 81% |
| 27-Oct-11 3:22 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 25-Oct-11 | Market Sale | 203,200 | $1.02 | $207,264.00 | (< 1%) 24.1M to 23.9M | 81% |
| 25-Oct-11 2:44 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 24-Oct-11 | Market Sale Duplicate | 252,000 | $1.03 | $259,560.00 | (1%) 24.81M to 24.56M | 81% |
| 25-Oct-11 2:44 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 21-Oct-11 | Market Sale Duplicate | 70,100 | $1.02 | $71,502.00 | (< 1%) 24.88M to 24.81M | 81% |
| 21-Oct-11 1:23 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 20-Oct-11 | Market Sale | 425,000 | $1.03 | $437,750.00 | (2%) 25.8M to 25.38M | 81% |
| 21-Oct-11 1:23 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 19-Oct-11 | Market Sale | 34,817 | $1.02 | $35,513.30 | (< 1%) 25.84M to 25.8M | 81% |
| 19-Oct-11 12:01 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 17-Oct-11 | Market Sale | 19,644 | $1.02 | $20,036.90 | (< 1%) 12.96M to 12.94M | 81% |
| 17-Oct-11 5:12 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 14-Oct-11 | Market Sale Duplicate | 39,700 | $1.02 | $40,494.00 | (< 1%) 25.99M to 25.95M | 81% |
| 17-Oct-11 5:12 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 13-Oct-11 | Market Sale Duplicate | 5,000 | $1.02 | $5,100.00 | (< 1%) 26.0M to 25.99M | 81% |
| 13-Oct-11 5:18 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 12-Oct-11 | Private Sale | 131,800 | $102.00 | $13,443,600.00 | (< 1%) 26.26M to 26.13M | |
| 13-Oct-11 5:18 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 11-Oct-11 | Market Sale | 206,500 | $1.02 | $210,630.00 | (< 1%) 26.47M to 26.26M | 81% |
| 11-Oct-11 12:51 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 10-Oct-11 | Market Sale | 230,000 | $1.04 | $239,200.00 | (< 1%) 27.14M to 26.91M | 81% |
| 11-Oct-11 12:51 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 07-Oct-11 | Market Sale | 275,200 | $1.03 | $283,456.00 | (1%) 27.41M to 27.14M | 81% |
| 06-Oct-11 5:52 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 06-Oct-11 | Market Sale Duplicate | 170,000 | $1.02 | $173,400.00 | (< 1%) 70.27M to 70.1M | 81% |
| 06-Oct-11 5:52 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 05-Oct-11 | Market Sale Duplicate | 33,124 | $1.02 | $33,786.50 | (< 1%) 70.3M to 70.27M | 81% |
| 06-Oct-11 5:52 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 30-Sep-11 | Market Sale Duplicate | 23,308 | $1.02 | $23,774.20 | (< 1%) 70.32M to 70.3M | 81% |
| 06-Oct-11 5:52 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 29-Sep-11 | Market Sale Duplicate | 53,800 | $1.02 | $54,876.00 | (< 1%) 70.38M to 70.32M | 81% |
| 06-Oct-11 5:52 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 28-Sep-11 | Market Sale Duplicate | 100,000 | $1.02 | $102,000.00 | (< 1%) 70.48M to 70.38M | 81% |
| 28-Sep-11 1:55 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 27-Sep-11 | Market Sale | 200,000 | $1.09 | $218,000.00 | (< 1%) 28.85M to 28.65M | 82% |
| 28-Sep-11 1:55 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 26-Sep-11 | Market Sale | 210,000 | $1.11 | $233,100.00 | (< 1%) 29.06M to 28.85M | 82% |
| 05-Nov-10 10:00 PM View: | PharmAthene, Inc. (ALT) | 03-Nov-10 | Conversion Duplicate | 2,428,170 | $2.54 | $6,171,680.00 | 26% 9.41M to 11.84M | |
| 05-Nov-10 10:00 PM View: | PharmAthene, Inc. (ALT) | 03-Nov-10 | Market Purchase Duplicate | 430,000 | $3.50 | $1,505,000.00 | 4% 11.84M to 12.27M | (117%) |
| 04-Jan-10 6:30 PM View: | Epirus Biopharmaceuticals, ... (ZLCS) | 01-Jan-10 | Disposition (other) Duplicate | 7,913,650 | -- | -- | (35%) 22.55M to 14.63M | |
| 09-Nov-09 6:55 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 09-Nov-09 | Market Sale | 152,052 | $8.50 | $1,292,440.00 | (< 1%) 19.81M to 19.66M | 100% |
| 09-Nov-09 6:55 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 06-Nov-09 | Market Sale | 264,648 | $8.06 | $2,132,560.00 | (1%) 20.08M to 19.81M | 100% |
| 09-Nov-09 6:55 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 05-Nov-09 | Market Sale | 78,262 | $8.00 | $626,292.00 | (< 1%) 20.15M to 20.08M | 100% |
| 07-Aug-07 9:58 PM View: | PharmAthene, Inc. (ALT) | 07-Aug-07 | Purchase | 125,000 | $7.70 | $962,500.00 | 2% 6.69M to 6.81M | |
| 07-Aug-07 9:58 PM View: | PharmAthene, Inc. (ALT) | 03-Aug-07 | Acquisition (other) | 3,218,250 | -- | -- | 93% 3.47M to 6.69M | |
| 01-May-07 3:26 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 30-Apr-07 | Private Purchase Duplicate | 900,000 | $6.33 | $5,697,000.00 | 15% 5.96M to 6.86M | |
| 01-May-07 3:23 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 30-Apr-07 | Market Sale (Planned) | 19,500 | $18.06 | $352,221.00 | (< 1%) 6.97M to 6.95M | 99% |
| 01-May-07 3:23 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 27-Apr-07 | Market Sale (Planned) | 43,100 | $18.07 | $778,778.00 | (< 1%) 7.01M to 6.97M | 99% |
| 22-Dec-05 7:10 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 20-Dec-05 | Conversion | 3,209,870 | -- | -- | 100% 3.21M to 6.42M | |
| 22-Dec-05 7:10 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 20-Dec-05 | Market Purchase | 318,000 | $11.00 | $3,498,000.00 | 5% 6.42M to 6.74M | (98%) |
| 12-Sep-05 7:50 PM View: | Tercica Inc. (TRCA) | 07-Sep-05 | Market Sale Duplicate | 8,400 | $12.00 | $100,800.00 | (< 1%) 6.87M to 6.86M | 61% |
| 07-Sep-05 6:23 PM View: | Tercica Inc. (TRCA) | 06-Sep-05 | Market Sale Duplicate | 98,196 | $12.01 | $1,179,160.00 | (< 1%) 13.94M to 13.84M | 61% |
| 07-Sep-05 6:23 PM View: | Tercica Inc. (TRCA) | 02-Sep-05 | Market Sale Duplicate | 96,630 | $12.49 | $1,206,730.00 | (< 1%) 14.03M to 13.94M | 63% |
| 23-Mar-04 10:00 PM View: | Tercica Inc. (TRCA) | 22-Mar-04 | Conversion Duplicate | 6,387,500 | -- | -- | 141% 4.54M to 10.93M | |
| 23-Mar-04 10:00 PM View: | Tercica Inc. (TRCA) | 22-Mar-04 | Market Purchase Duplicate | 670,000 | $9.00 | $6,030,000.00 | 6% 10.93M to 11.6M | (48%) |