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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Nov-11 2:36 PM View:  | Southwall Technologies Inc. (SWTX) | 22-Nov-11 | Disposition (change in control) | 20,000 | $13.60 | $272,000.00 | (100%) 20.0K to 0 | |
| 04-Dec-06 4:30 PM View: | Power Efficiency Corp. ([PEFF]) | 30-Nov-06 | Purchase | 1,000,000 | $300,000.00 | $299,999,985,664.00 | 100% 0 to 1000.0K | |
| 06-Feb-07 6:36 PM View: | Power Efficiency Corp. ([PEFF]) | 30-Nov-06 | Purchase Duplicate | 1,000,000 | $300,000.00 | $299,999,985,664.00 | 100% 0 to 1000.0K | |
| 18-May-05 4:17 PM View: | Southwall Technologies Inc. (SWTX) | 18-May-05 | Market Purchase | 26,000 | $1.40 | $36,400.00 | 35% 74.0K to 100.0K | 60% |
| 16-May-05 10:00 PM View: | Southwall Technologies Inc. (SWTX) | 16-May-05 | Market Purchase | 34,500 | $1.44 | $49,680.00 | 87% 39.5K to 74.0K | 56% |
| 16-May-05 4:16 PM View: | Southwall Technologies Inc. (SWTX) | 13-May-05 | Market Purchase | 10,000 | $1.45 | $14,450.00 | 34% 29.5K to 39.5K | 55% |
| 11-May-05 11:28 AM View: | Southwall Technologies Inc. (SWTX) | 10-May-05 | Market Purchase | 9,000 | $1.40 | $12,600.00 | 44% 20.5K to 29.5K | 60% |
| 10-May-05 10:00 PM View: | Southwall Technologies Inc. (SWTX) | 06-May-05 | Market Purchase | 500 | $1.30 | $650.00 | 3% 20.0K to 20.5K | 73% |
| 02-Mar-05 10:00 PM View: | Southwall Technologies Inc. (SWTX) | 01-Mar-05 | Market Purchase | 20,000 | $1.30 | $26,000.00 | 100% 0 to 20.0K | 73% |
| 23-Jan-04 10:00 PM View: | Varco International Inc /de/ (VRC) | 07-Jan-04 | Gift | 3,210 | -- | -- | (1%) 214.24K to 211.03K | |
| 03-Dec-03 10:00 PM View: | Varco International Inc /de/ (VRC) | 02-Dec-03 | Option Exercise | 42,750 | $4.70 | $200,925.00 | 22% 194.49K to 237.24K | |
| 03-Dec-03 10:00 PM View: | Varco International Inc /de/ (VRC) | 02-Dec-03 | Option Sale | 23,000 | $18.75 | $431,250.00 | (10%) 237.24K to 214.24K |