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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Nov-20 3:56 PM View:  | Boulder Growth & Income Fun... (STEW) | 30-Oct-20 | Private Purchase | 15,690,100 | $6.56 | $102,994,000.00 | 205% 7.66M to 23.35M | |
| 16-Jun-20 4:26 PM View: | Boulder Growth & Income Fun... (STEW) | 12-Jun-20 | Market Purchase | 29,714 | $9.57 | $284,235.00 | < 1% 7.63M to 7.66M | 13% |
| 24-Feb-20 6:25 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Feb-20 | Market Purchase | 791,887 | $11.66 | $9,233,400.00 | 12% 6.84M to 7.63M | (8%) |
| 11-Apr-19 5:32 PM View: | Boulder Growth & Income Fun... (STEW) | 10-Apr-19 | Market Purchase | 1,365,040 | $10.96 | $14,960,900.00 | 25% 5.47M to 6.84M | (4%) |
| 23-Dec-15 2:24 PM View: | Boulder Growth & Income Fun... (STEW) | 22-Dec-15 | Acquisition (other) | 486,883 | -- | -- | 10% 4.99M to 5.47M | |
| 24-Mar-15 5:44 PM View: | Boulder Total Return Fund I... (BTF) | 20-Mar-15 | Sale | 72,176 | -- | -- | (100%) 72.18K to 0 | |
| 24-Mar-15 7:16 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 1,737,570 | -- | -- | (100%) 1.74M to 0 | |
| 24-Mar-15 6:41 PM View: | The Denali Fund Inc (DNY) | 20-Mar-15 | Sale | 1,159,730 | -- | -- | (100%) 1.16M to 0 | |
| 21-May-12 1:32 PM View: | The Denali Fund Inc (DNY) | 17-May-12 | Market Purchase | 3,000 | $14.49 | $43,480.00 | < 1% 1.16M to 1.16M | 68% |
| 08-May-12 1:53 PM View: | The Denali Fund Inc (DNY) | 03-May-12 | Purchase | 150 | $14.68 | $2,202.00 | < 1% 1.16M to 1.16M | |
| 03-May-12 1:54 PM View: | The Denali Fund Inc (DNY) | 01-May-12 | Market Purchase | 100 | $14.82 | $1,482.00 | < 1% 1.16M to 1.16M | 64% |
| 27-Apr-12 2:37 PM View: | The Denali Fund Inc (DNY) | 26-Apr-12 | Market Purchase | 400 | $14.49 | $5,796.00 | < 1% 1.16M to 1.16M | 68% |
| 27-Apr-12 2:37 PM View: | The Denali Fund Inc (DNY) | 25-Apr-12 | Market Purchase | 55 | $14.45 | $794.75 | < 1% 1.16M to 1.16M | 69% |
| 25-Apr-12 5:45 PM View: | The Denali Fund Inc (DNY) | 23-Apr-12 | Market Purchase | 1,000 | $14.28 | $14,280.00 | < 1% 1.16M to 1.16M | 71% |
| 23-Apr-12 2:15 PM View: | The Denali Fund Inc (DNY) | 19-Apr-12 | Market Purchase | 603 | $14.30 | $8,622.90 | < 1% 1.15M to 1.16M | 70% |
| 18-Apr-12 3:58 PM View: | The Denali Fund Inc (DNY) | 16-Apr-12 | Market Purchase | 17 | $14.23 | $241.91 | < 1% 1.15M to 1.15M | 71% |
| 05-Jan-12 4:39 PM View: | The Denali Fund Inc (DNY) | 30-Dec-11 | Market Purchase | 1,154,400 | $13.16 | $15,192,000.00 | 100% 0 to 1.15M | 86% |
| 02-Apr-09 5:46 PM View: | DWS RREEF Real Estate Fund,... (SRQ) | 02-Apr-09 | Market Purchase | 416,112 | $1.74 | $724,035.00 | 19% 2.18M to 2.6M | 8% |
| 25-Mar-09 1:20 PM View: | DWS RREEF Real Estate Fund,... (SRQ) | 24-Mar-09 | Market Purchase | 200 | $1.60 | $320.00 | < 1% 2.18M to 2.18M | 18% |
| 24-Mar-09 11:07 AM View: | DWS RREEF Real Estate Fund,... (SRQ) | 23-Mar-09 | Market Purchase | 100,082 | $1.54 | $154,555.00 | 5% 2.08M to 2.18M | 22% |
| 23-Mar-09 12:32 PM View: | DWS RREEF Real Estate Fund,... (SRQ) | 20-Mar-09 | Market Purchase | 135,900 | $1.56 | $211,702.00 | 7% 1.94M to 2.08M | 21% |
| 20-Mar-09 11:36 AM View: | DWS RREEF Real Estate Fund,... (SRQ) | 19-Mar-09 | Market Purchase | 110,400 | $1.63 | $179,783.00 | 6% 1.83M to 1.94M | 15% |
| 19-Mar-09 12:01 PM View: | DWS RREEF Real Estate Fund,... (SRQ) | 18-Mar-09 | Market Purchase | 900 | $1.35 | $1,215.00 | < 1% 1.83M to 1.83M | 39% |
| 18-Mar-09 11:46 AM View: | DWS RREEF Real Estate Fund,... (SRQ) | 17-Mar-09 | Market Purchase | 33,200 | $1.27 | $42,271.00 | 2% 1.8M to 1.83M | 48% |
| 17-Mar-09 11:23 AM View: | DWS RREEF Real Estate Fund,... (SRQ) | 16-Mar-09 | Market Purchase | 21,040 | $1.28 | $26,960.40 | 1% 1.78M to 1.8M | 47% |
| 16-Mar-09 12:30 PM View: | DWS RREEF Real Estate Fund,... (SRQ) | 13-Mar-09 | Market Purchase | 7,412 | $1.32 | $9,758.29 | < 1% 1.77M to 1.78M | 43% |
| 31-Dec-08 12:01 PM View: | Boulder Total Return Fund I... (BTF) | 29-Dec-08 | Market Sale | 800 | $9.62 | $7,696.00 | (1%) 72.98K to 72.18K | (174%) |
| 04-May-06 11:51 AM View: | Boulder Total Return Fund I... (BTF) | 02-May-06 | Market Purchase | 800 | $17.52 | $14,016.00 | 1% 72.18K to 72.98K | 46% |
| 05-Jan-06 6:07 PM View: | First Financial Fund Inc. (FOFI) | 04-Jan-06 | Acquisition (other) | 377,773 | $14.83 | $5,602,370.00 | 28% 1.36M to 1.74M |