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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Nov-20 2:53 PM View:  | Boulder Growth & Income Fun... (STEW) | 30-Oct-20 | Sale | 10,146,400 | $6.56 | $66,603,800.00 | (100%) 10.15M to 0 | |
| 16-Jun-20 1:02 PM View: | Boulder Growth & Income Fun... (STEW) | 12-Jun-20 | Market Sale | 906,998 | $9.57 | $8,676,070.00 | (8%) 11.05M to 10.15M | (13%) |
| 21-Jan-20 12:39 PM View: | Boulder Growth & Income Fun... (STEW) | 16-Jan-20 | Market Sale | 5,678,000 | $11.87 | $67,397,904.00 | (34%) 16.73M to 11.05M | 11% |
| 11-Apr-19 4:46 PM View: | Boulder Growth & Income Fun... (STEW) | 10-Apr-19 | Market Purchase | 2,319,050 | $10.96 | $25,416,800.00 | 16% 14.41M to 16.73M | (4%) |
| 24-Mar-15 9:29 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 12,822,000 | -- | -- | 806% 1.59M to 14.41M | |
| 24-Mar-15 6:12 PM View: | The Denali Fund Inc (DNY) | 20-Mar-15 | Sale | 949,752 | -- | -- | (100%) 949.75K to 0 | |
| 24-Mar-15 6:40 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 4,769,780 | -- | -- | (100%) 4.77M to 0 | |
| 24-Mar-15 6:13 PM View: | Boulder Total Return Fund I... (BTF) | 20-Mar-15 | Sale | 1,666,910 | -- | -- | (100%) 1.67M to 0 | |
| 09-Jan-13 5:21 PM View: | First Financial Fund Inc. (FOFI) | 08-Jan-13 | Market Purchase | 5,023 | $7.80 | $39,178.90 | < 1% 4.76M to 4.77M | 27% |
| 09-Jan-13 5:21 PM View: | First Financial Fund Inc. (FOFI) | 07-Jan-13 | Market Purchase | 425 | $7.80 | $3,315.00 | < 1% 4.76M to 4.76M | 27% |
| 04-Jan-13 6:10 PM View: | First Financial Fund Inc. (FOFI) | 03-Jan-13 | Market Purchase | 5,000 | $7.74 | $38,700.00 | < 1% 4.76M to 4.76M | 28% |
| 04-Jan-13 6:10 PM View: | First Financial Fund Inc. (FOFI) | 02-Jan-13 | Market Purchase | 1,250 | $7.77 | $9,712.50 | < 1% 4.76M to 4.76M | 27% |
| 28-Dec-12 4:24 PM View: | First Financial Fund Inc. (FOFI) | 27-Dec-12 | Market Purchase | 4,010 | $7.62 | $30,556.20 | < 1% 4.75M to 4.76M | 30% |
| 28-Dec-12 4:24 PM View: | First Financial Fund Inc. (FOFI) | 26-Dec-12 | Market Purchase | 10,000 | $7.64 | $76,450.00 | < 1% 4.74M to 4.75M | 29% |
| 26-Dec-12 4:14 PM View: | Boulder Total Return Fund I... (BTF) | 24-Dec-12 | Market Purchase | 53,080 | $18.11 | $961,279.00 | 3% 1.61M to 1.67M | 52% |
| 21-Dec-12 1:22 PM View: | First Financial Fund Inc. (FOFI) | 20-Dec-12 | Market Purchase | 3,495 | $7.61 | $26,597.00 | < 1% 4.74M to 4.74M | 30% |
| 21-Dec-12 1:22 PM View: | First Financial Fund Inc. (FOFI) | 19-Dec-12 | Market Purchase | 3,600 | $7.60 | $27,360.00 | < 1% 4.74M to 4.74M | 30% |
| 19-Dec-12 2:05 PM View: | First Financial Fund Inc. (FOFI) | 18-Dec-12 | Market Purchase | 1,000 | $7.60 | $7,600.00 | < 1% 4.74M to 4.74M | 30% |
| 19-Dec-12 2:05 PM View: | First Financial Fund Inc. (FOFI) | 17-Dec-12 | Market Purchase | 5,105 | $7.53 | $38,442.80 | < 1% 4.73M to 4.74M | 31% |
| 17-Dec-12 4:18 PM View: | First Financial Fund Inc. (FOFI) | 13-Dec-12 | Market Purchase | 12,571 | $7.55 | $94,947.90 | < 1% 4.72M to 4.73M | 31% |
| 13-Dec-12 5:01 PM View: | First Financial Fund Inc. (FOFI) | 12-Dec-12 | Market Purchase | 8,566 | $7.55 | $64,709.00 | < 1% 4.71M to 4.72M | 31% |
| 11-May-12 2:39 PM View: | First Financial Fund Inc. (FOFI) | 10-May-12 | Market Purchase | 4,639 | $7.22 | $33,487.00 | < 1% 4.71M to 4.71M | 35% |
| 11-May-12 2:39 PM View: | First Financial Fund Inc. (FOFI) | 09-May-12 | Market Purchase | 1,408 | $7.21 | $10,151.70 | < 1% 4.7M to 4.71M | 35% |
| 26-Apr-12 1:45 PM View: | First Financial Fund Inc. (FOFI) | 24-Apr-12 | Market Purchase | 753 | $7.18 | $5,406.54 | < 1% 4.7M to 4.7M | 36% |
| 18-Apr-12 2:51 PM View: | First Financial Fund Inc. (FOFI) | 17-Apr-12 | Market Purchase | 6,660 | $7.40 | $49,296.40 | < 1% 4.7M to 4.7M | 32% |
| 18-Apr-12 2:51 PM View: | First Financial Fund Inc. (FOFI) | 16-Apr-12 | Market Purchase | 6,982 | $7.22 | $50,414.30 | < 1% 4.69M to 4.7M | 35% |
| 04-Apr-12 4:51 PM View: | First Financial Fund Inc. (FOFI) | 03-Apr-12 | Market Purchase | 9,500 | $7.40 | $70,328.00 | < 1% 4.68M to 4.69M | 32% |
| 04-Apr-12 4:51 PM View: | First Financial Fund Inc. (FOFI) | 02-Apr-12 | Market Purchase | 5,000 | $7.22 | $36,078.00 | < 1% 4.67M to 4.68M | 35% |
| 30-Mar-12 7:15 PM View: | First Financial Fund Inc. (FOFI) | 29-Mar-12 | Market Purchase | 10,163 | $7.15 | $72,629.60 | < 1% 4.66M to 4.67M | 37% |
| 30-Mar-12 7:15 PM View: | First Financial Fund Inc. (FOFI) | 28-Mar-12 | Market Purchase | 9,877 | $6.96 | $68,700.10 | < 1% 4.65M to 4.66M | 40% |
| 28-Mar-12 5:34 PM View: | First Financial Fund Inc. (FOFI) | 27-Mar-12 | Market Purchase | 30,000 | $6.95 | $208,600.00 | < 1% 4.62M to 4.65M | 40% |
| 28-Mar-12 5:34 PM View: | First Financial Fund Inc. (FOFI) | 26-Mar-12 | Market Purchase | 1,001 | $6.94 | $6,946.87 | < 1% 4.62M to 4.62M | 41% |
| 23-Mar-12 1:31 PM View: | First Financial Fund Inc. (FOFI) | 22-Mar-12 | Market Purchase | 10,000 | $6.87 | $68,700.00 | < 1% 4.61M to 4.62M | 42% |
| 23-Mar-12 1:31 PM View: | First Financial Fund Inc. (FOFI) | 21-Mar-12 | Market Purchase | 4,904 | $6.88 | $33,739.50 | < 1% 4.61M to 4.61M | 42% |
| 21-Mar-12 2:01 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-12 | Market Purchase | 500 | $6.86 | $3,430.00 | < 1% 4.61M to 4.61M | 42% |
| 21-Mar-12 2:01 PM View: | First Financial Fund Inc. (FOFI) | 19-Mar-12 | Market Purchase | 9,000 | $6.83 | $61,490.00 | < 1% 4.6M to 4.61M | 43% |
| 16-Mar-12 2:00 PM View: | First Financial Fund Inc. (FOFI) | 15-Mar-12 | Market Purchase | 33,875 | $6.81 | $230,589.00 | < 1% 4.57M to 4.6M | 43% |
| 16-Mar-12 2:00 PM View: | First Financial Fund Inc. (FOFI) | 14-Mar-12 | Market Purchase | 10,000 | $6.76 | $67,650.00 | < 1% 4.56M to 4.57M | 44% |
| 14-Mar-12 4:49 PM View: | First Financial Fund Inc. (FOFI) | 13-Mar-12 | Purchase | 9,000 | $6.72 | $60,510.00 | < 1% 4.55M to 4.56M | |
| 09-Mar-12 11:42 AM View: | First Financial Fund Inc. (FOFI) | 08-Mar-12 | Market Purchase | 8,000 | $6.68 | $53,470.00 | < 1% 4.54M to 4.55M | 46% |
| 09-Mar-12 11:42 AM View: | First Financial Fund Inc. (FOFI) | 07-Mar-12 | Market Purchase | 1 | $6.67 | $6.67 | < 1% 4.54M to 4.54M | 46% |
| 07-Mar-12 1:28 PM View: | First Financial Fund Inc. (FOFI) | 06-Mar-12 | Market Purchase | 23,000 | $6.66 | $153,230.00 | < 1% 4.52M to 4.54M | 46% |
| 07-Mar-12 1:28 PM View: | First Financial Fund Inc. (FOFI) | 05-Mar-12 | Market Purchase | 5,000 | $6.69 | $33,450.00 | < 1% 4.51M to 4.52M | 46% |
| 05-Mar-12 2:35 PM View: | First Financial Fund Inc. (FOFI) | 01-Mar-12 | Market Purchase | 11,000 | $6.72 | $73,910.00 | < 1% 4.5M to 4.51M | 45% |
| 29-Feb-12 2:19 PM View: | First Financial Fund Inc. (FOFI) | 28-Feb-12 | Market Purchase | 1,801 | $6.70 | $12,067.70 | < 1% 4.5M to 4.5M | 46% |
| 29-Feb-12 2:19 PM View: | First Financial Fund Inc. (FOFI) | 27-Feb-12 | Market Purchase | 16,400 | $6.74 | $110,570.00 | < 1% 4.48M to 4.5M | 45% |
| 27-Feb-12 2:20 PM View: | First Financial Fund Inc. (FOFI) | 23-Feb-12 | Market Purchase | 32,000 | $6.72 | $214,900.00 | < 1% 4.45M to 4.48M | 45% |
| 23-Feb-12 1:42 PM View: | First Financial Fund Inc. (FOFI) | 22-Feb-12 | Market Purchase | 15,000 | $6.74 | $101,150.00 | < 1% 4.43M to 4.45M | 45% |
| 23-Feb-12 1:42 PM View: | First Financial Fund Inc. (FOFI) | 21-Feb-12 | Market Purchase | 10,000 | $6.76 | $67,650.00 | < 1% 4.42M to 4.43M | 44% |
| 17-Feb-12 1:40 PM View: | First Financial Fund Inc. (FOFI) | 16-Feb-12 | Market Purchase | 1,870 | $6.76 | $12,633.80 | < 1% 4.42M to 4.42M | 44% |