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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jun-22 8:47 PM View:  | The Gabelli Global Utility ... (GLU) | 13-Jun-22 | Sale | 252 | $0.04 | $10.08 | (100%) 0.25K to 0 | |
| 12-Dec-18 5:13 PM View: | The Gabelli Global Utility ... (GLU) | 10-Dec-18 | Sale | 252 | $0.23 | $57.96 | (100%) 0.25K to 0 | |
| 03-Jan-14 4:30 PM View: | Echo Therapeutics, Inc. (ECTE) | 18-Dec-13 | Grant | 14,500 | -- | -- | 106% 13.7K to 28.2K | |
| 16-Dec-13 4:40 PM View: | The LGL Group, Inc. (LGL) | 12-Dec-13 | Grant | 1,969 | -- | -- | 46% 4.32K to 6.28K | |
| 02-Oct-13 2:00 PM View: | Echo Therapeutics, Inc. (ECTE) | 01-Oct-13 | Grant | 400 | -- | -- | 3% 13.3K to 13.7K | |
| 02-Jul-13 4:30 PM View: | Echo Therapeutics, Inc. (ECTE) | 01-Jul-13 | Grant | 400 | -- | -- | < 1% 129.0K to 129.4K | |
| 10-Jun-13 12:08 PM View: | The Gabelli Global Utility ... (GLU) | 06-Jun-13 | Sale | 252 | $0.49 | $123.48 | (100%) 0.25K to 0 | |
| 10-Apr-13 4:46 PM View: | Echo Therapeutics, Inc. (ECTE) | 09-Apr-13 | Grant | 4,000 | -- | -- | 3% 125.0K to 129.0K | |
| 11-Jan-13 9:49 AM View: | Echo Therapeutics, Inc. (ECTE) | 10-Jan-13 | Grant | 6,250 | -- | -- | 3% 202.08K to 208.33K | |
| 19-Dec-12 4:56 PM View: | The LGL Group, Inc. (LGL) | 17-Dec-12 | Grant | 1,950 | -- | -- | 82% 2.37K to 4.32K | |
| 02-Oct-12 4:15 PM View: | Echo Therapeutics, Inc. (ECTE) | 30-Sep-12 | Grant | 6,250 | -- | -- | 3% 195.83K to 202.08K | |
| 03-Jul-12 4:05 PM View: | Echo Therapeutics, Inc. (ECTE) | 30-Jun-12 | Grant | 6,250 | -- | -- | 3% 189.58K to 195.83K | |
| 04-Jan-12 5:00 PM View: | The LGL Group, Inc. (LGL) | 30-Dec-11 | Grant | 1,365 | -- | -- | 137% 1.0K to 2.37K | |
| 12-Sep-11 4:42 PM View: | The LGL Group, Inc. (LGL) | 09-Sep-11 | Market Purchase | 1,000 | $9.05 | $9,050.00 | 100% 0 to 1.0K | 15% |
| 12-Sep-11 4:42 PM View: | The LGL Group, Inc. (LGL) | 09-Sep-11 | Market Purchase Duplicate | 1,000 | $9.05 | $9,050.00 | 100% 0 to 1.0K | 15% |
| 09-Mar-11 1:18 PM View: | Echo Therapeutics, Inc. (ECTE) | 07-Mar-11 | Grant | 50,000 | -- | -- | 37% 133.33K to 183.33K | |
| 30-Apr-10 4:14 PM View: | Echo Therapeutics, Inc. (ECTE) | 15-Jun-09 | Grant | 50,000 | -- | -- | 60% 83.33K to 133.33K | |
| 17-May-05 5:14 PM View: | Aphton Corp. (APHTQ.PK) | 13-May-05 | Grant | 15,000 | $0.74 | $11,100.00 | 150% 10.0K to 25.0K | |
| 28-Apr-05 7:39 PM View: | Aphton Corp. (APHTQ.PK) | 21-Apr-05 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 26-May-04 4:07 PM View: | The Gabelli Global Utility ... (GLU) | 25-May-04 | Purchase | 250 | $20.00 | $5,000.00 | 100% 0 to 0.25K | 30% |