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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-15 8:07 PM View:  | Arq, Inc. (ARQ) | 03-Mar-15 | Grant | 36,078 | -- | -- | 7% 508.57K to 544.64K | |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 10-Dec-14 | Gift | 17,000 | -- | -- | (3%) 522.82K to 505.82K | |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 11-Nov-14 | Gift | 10,000 | -- | -- | (2%) 532.82K to 522.82K | |
| 26-Aug-14 5:59 PM View: | Arq, Inc. (ARQ) | 22-Aug-14 | Payment of Exercise | 50,939 | $21.00 | $1,069,720.00 | (8%) 611.1K to 560.16K | 83% |
| 26-Aug-14 5:59 PM View: | Arq, Inc. (ARQ) | 22-Aug-14 | Option Exercise | 98,020 | $4.30 | $421,486.00 | 19% 513.08K to 611.1K | |
| 18-Feb-14 1:48 PM View: | Arq, Inc. (ARQ) | 11-Feb-14 | Grant | 18 | $52.18 | $939.24 | < 1% 256.52K to 256.54K | (93%) |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 03-Feb-14 | Gift | 1,200 | -- | -- | (< 1%) 486.9K to 485.7K | |
| 15-Jan-14 6:52 PM View: | Arq, Inc. (ARQ) | 13-Jan-14 | Market Sale (Planned) | 3,300 | $52.59 | $173,533.00 | (1%) 259.82K to 256.52K | 93% |
| 07-Jan-14 4:41 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Grant | 12,253 | $53.00 | $649,409.00 | 5% 250.49K to 262.74K | (93%) |
| 07-Jan-14 4:41 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Payment of Exercise | 2,921 | $53.00 | $154,813.00 | (1%) 262.74K to 259.82K | 93% |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 29-Nov-13 | Gift | 12,000 | -- | -- | (2%) 480.24K to 468.24K | |
| 08-Nov-13 12:46 PM View: | Arq, Inc. (ARQ) | 06-Nov-13 | Grant | 157 | $37.96 | $5,959.72 | < 1% 250.33K to 250.49K | (91%) |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 20-Aug-13 | Gift | 6,600 | -- | -- | (1%) 486.52K to 479.92K | |
| 02-Aug-13 1:16 PM View: | Arq, Inc. (ARQ) | 01-Aug-13 | Grant | 119 | $42.95 | $5,111.05 | < 1% 250.21K to 250.33K | (92%) |
| 23-May-13 6:44 PM View: | ADA-ES Inc. (ADES) | 14-May-13 | Grant | 5,150 | $31.29 | $161,144.00 | 2% 245.06K to 250.21K | (36%) |
| 03-May-13 2:21 PM View: | ADA-ES Inc. (ADES) | 02-May-13 | Grant | 244 | $24.33 | $5,936.52 | < 1% 244.82K to 245.06K | |
| 22-Feb-13 12:01 PM View: | ADA-ES Inc. (ADES) | 20-Feb-13 | Grant | 306 | $18.23 | $5,578.38 | < 1% 244.51K to 244.82K | |
| 31-Oct-12 7:28 PM View: | ADA-ES Inc. (ADES) | 29-Oct-12 | Grant | 308 | $19.25 | $5,929.00 | < 1% 244.21K to 244.51K | 5% |
| 10-Aug-12 4:16 PM View: | ADA-ES Inc. (ADES) | 08-Aug-12 | Grant | 232 | $21.94 | $5,090.08 | < 1% 243.97K to 244.21K | (8%) |
| 03-May-12 5:14 PM View: | ADA-ES Inc. (ADES) | 02-May-12 | Grant | 262 | $22.64 | $5,931.68 | < 1% 243.71K to 243.97K | |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 01-May-12 | Gift | 8,000 | -- | -- | (2%) 481.28K to 473.28K | |
| 17-Feb-15 4:40 PM View: | Arq, Inc. (ARQ) | 10-Apr-12 | Gift | 6,000 | -- | -- | (1%) 487.28K to 481.28K | |
| 01-Feb-12 10:26 AM View: | ADA-ES Inc. (ADES) | 31-Jan-12 | Grant | 234 | $21.75 | $5,089.50 | < 1% 243.7K to 243.94K | (7%) |
| 21-Nov-11 6:04 PM View: | ADA-ES Inc. (ADES) | 18-Nov-11 | Grant | 658 | $15.28 | $10,054.20 | < 1% 243.04K to 243.7K | 32% |
| 02-Nov-11 5:33 PM View: | ADA-ES Inc. (ADES) | 19-Oct-11 | Grant | 416 | $14.26 | $5,932.16 | < 1% 242.63K to 243.04K | |
| 18-Aug-11 5:27 PM View: | ADA-ES Inc. (ADES) | 16-Aug-11 | Grant | 399 | $14.86 | $5,929.14 | < 1% 242.23K to 242.63K | 36% |
| 18-Aug-11 5:27 PM View: | ADA-ES Inc. (ADES) | 04-May-11 | Grant | 484 | $10.49 | $5,077.16 | < 1% 241.75K to 242.23K | 92% |
| 16-Feb-11 11:15 AM View: | ADA-ES Inc. (ADES) | 14-Feb-11 | Grant | 494 | $12.00 | $5,928.00 | < 1% 241.25K to 241.75K | |
| 08-Feb-11 3:05 PM View: | ADA-ES Inc. (ADES) | 04-Feb-11 | Grant | 14,015 | $12.12 | $169,862.00 | 6% 227.24K to 241.25K | |
| 22-Dec-10 2:05 PM View: | ADA-ES Inc. (ADES) | 22-Dec-10 | Market Sale | 5,000 | $10.13 | $50,650.00 | (2%) 232.24K to 227.24K | (94%) |
| 22-Dec-10 2:05 PM View: | ADA-ES Inc. (ADES) | 21-Dec-10 | Market Sale | 5,000 | $10.06 | $50,300.50 | (2%) 237.24K to 232.24K | (95%) |
| 18-Nov-10 12:45 PM View: | ADA-ES Inc. (ADES) | 16-Nov-10 | Payment of Exercise | 875 | $5.58 | $4,882.50 | (< 1%) 238.11K to 237.24K | (252%) |
| 01-Nov-10 2:13 PM View: | ADA-ES Inc. (ADES) | 29-Oct-10 | Grant | 845 | $6.01 | $5,078.45 | < 1% 237.27K to 238.11K | 226% |
| 29-Jul-10 1:29 PM View: | ADA-ES Inc. (ADES) | 15-Jul-10 | Grant | 715 | $6.47 | $4,626.05 | < 1% 235.84K to 236.56K | 203% |
| 07-Apr-10 3:24 PM View: | ADA-ES Inc. (ADES) | 31-Mar-10 | Grant | 349 | $7.96 | $2,778.04 | < 1% 239.21K to 239.56K | 146% |
| 01-Mar-10 11:55 AM View: | ADA-ES Inc. (ADES) | 25-Feb-10 | Grant | 8,124 | $5.17 | $42,001.10 | 4% 228.09K to 236.21K | 279% |
| 19-Feb-10 12:35 PM View: | ADA-ES Inc. (ADES) | 17-Feb-10 | Grant | 1,014 | $5.45 | $5,526.30 | < 1% 227.07K to 228.09K | 260% |
| 29-Jan-10 1:34 PM View: | ADA-ES Inc. (ADES) | 27-Jan-10 | Grant | 21,876 | $6.17 | $134,975.00 | 11% 205.2K to 227.07K | 218% |
| 05-Jan-10 12:27 PM View: | ADA-ES Inc. (ADES) | 09-Nov-09 | Grant | 1,316 | $2.11 | $2,776.76 | < 1% 203.88K to 205.2K | 827% |
| 19-Aug-09 10:32 AM View: | ADA-ES Inc. (ADES) | 18-Aug-09 | Grant | 880 | $3.95 | $3,476.00 | < 1% 203.0K to 203.88K | 396% |
| 19-Aug-09 10:32 AM View: | ADA-ES Inc. (ADES) | 09-Jun-09 | Grant | 1,462 | $2.70 | $3,947.40 | < 1% 201.54K to 203.0K | 638% |
| 22-Jan-09 5:46 PM View: | ADA-ES Inc. (ADES) | 21-Jan-09 | Grant | 13,871 | $5.90 | $81,838.90 | 7% 187.67K to 201.54K | 257% |
| 15-Jan-09 4:14 PM View: | ADA-ES Inc. (ADES) | 15-Jan-09 | Grant | 16,129 | $4.12 | $66,451.50 | 9% 171.54K to 187.67K | 35% |
| 30-Jan-09 10:00 PM View: | ADA-ES Inc. (ADES) | 23-Apr-08 | Gift | 4,000 | $10.26 | $41,040.00 | (2%) 175.54K to 171.54K | (105%) |
| 28-Mar-08 12:29 PM View: | ADA-ES Inc. (ADES) | 28-Mar-08 | Grant | 28,860 | $8.66 | $249,928.00 | 20% 146.68K to 175.54K | 143% |
| 05-Feb-08 10:52 AM View: | ADA-ES Inc. (ADES) | 04-Feb-08 | Grant | 1,140 | $9.64 | $10,989.60 | < 1% 146.54K to 147.68K | 118% |
| 25-Jan-08 10:00 PM View: | ADA-ES Inc. (ADES) | 13-Apr-07 | Gift | 2,000 | $17.66 | $35,320.00 | (1%) 148.54K to 146.54K | (19%) |
| 24-Jan-07 10:00 PM View: | ADA-ES Inc. (ADES) | 05-Jul-06 | Gift | 2,000 | $18.17 | $36,340.00 | (1%) 150.54K to 148.54K | (16%) |
| 06-Apr-05 6:39 PM View: | ADA-ES Inc. (ADES) | 31-Mar-05 | Market Sale | 10,000 | $23.75 | $237,500.00 | (6%) 160.54K to 150.54K | 11% |
| 11-Feb-05 5:15 PM View: | ADA-ES Inc. (ADES) | 10-Feb-05 | Option Exercise | 9,990 | $8.60 | $85,914.00 | 7% 150.55K to 160.54K |