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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-15 4:39 PM View:  | Boulder Total Return Fund I... (BTF) | 20-Mar-15 | Sale | 6,016 | -- | -- | (100%) 6.02K to 0 | |
| 25-Mar-15 6:52 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 20,244 | -- | -- | (100%) 20.24K to 0 | |
| 25-Mar-15 7:12 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 41,282 | -- | -- | 454% 9.1K to 50.38K | |
| 08-Jun-10 6:31 PM View: | First Financial Fund Inc. (FOFI) | 07-Jun-10 | Market Purchase | 5,000 | $6.20 | $31,000.00 | 34% 14.63K to 19.64K | 58% |
| 08-Jun-10 6:31 PM View: | First Financial Fund Inc. (FOFI) | 04-Jun-10 | Market Purchase | 1,500 | $6.20 | $9,300.00 | 11% 13.13K to 14.63K | 58% |
| 03-Jun-10 6:00 PM View: | First Financial Fund Inc. (FOFI) | 02-Jun-10 | Market Purchase | 1,500 | $6.20 | $9,300.00 | 13% 11.63K to 13.13K | 58% |
| 28-May-10 1:27 PM View: | First Financial Fund Inc. (FOFI) | 27-May-10 | Market Purchase | 2,000 | $6.10 | $12,200.00 | 21% 9.63K to 11.63K | 61% |
| 27-May-09 2:26 PM View: | Boulder Total Return Fund I... (BTF) | 22-May-09 | Market Sale | 6,000 | $9.33 | $55,980.00 | (47%) 12.67K to 6.67K | (185%) |
| 27-May-09 2:20 PM View: | Boulder Growth & Income Fun... (STEW) | 22-May-09 | Market Purchase | 6,000 | $4.48 | $26,880.00 | 153% 3.91K to 9.91K | 78% |
| 24-Jun-08 3:42 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Jun-08 | Exercise (in-the money or at-the-money) | 978 | $7.48 | $7,315.44 | 33% 2.93K to 3.91K | (11%) |
| 18-Sep-07 1:05 PM View: | Boulder Growth & Income Fun... (STEW) | 14-Sep-07 | Exercise (in-the money or at-the-money) | 734 | $8.67 | $6,363.78 | 33% 2.2K to 2.93K | |
| 12-Jan-07 12:06 PM View: | First Financial Fund Inc. (FOFI) | 04-Jan-07 | Acquisition (other) | 934 | $14.97 | $13,976.30 | 11% 8.7K to 9.63K | (49%) |
| 21-Aug-06 12:35 PM View: | Boulder Growth & Income Fun... (STEW) | 18-Aug-06 | Market Sale | 8,000 | $8.41 | $67,280.00 | (78%) 10.2K to 2.2K | (3%) |
| 05-Jan-06 10:00 PM View: | First Financial Fund Inc. (FOFI) | 04-Jan-06 | Acquisition (other) | 1,891 | $14.83 | $28,043.50 | 28% 6.81K to 8.7K | |
| 03-Jan-05 3:39 PM View: | First Financial Fund Inc. (FOFI) | 30-Dec-04 | Market Purchase | 1,290 | $19.76 | $25,494.30 | 26% 5.0K to 6.29K | (48%) |
| 26-Aug-03 10:00 PM View: | First Financial Fund Inc. (FOFI) | 22-Aug-03 | Market Purchase | 4,900 | $14.90 | $73,010.00 | 4900% 100 to 5.0K | 3% |