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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Dec-23 10:00 PM View:  | Boulder Growth & Income Fun... (STEW) | 01-Nov-23 | Market Purchase | 739 | $12.64 | $9,339.33 | < 1% 74.71K to 75.45K | 4% |
| 11-Dec-23 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Aug-23 | Market Purchase | 672 | $13.78 | $9,255.34 | < 1% 74.04K to 74.71K | (4%) |
| 11-Dec-23 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-May-23 | Market Purchase | 708 | $12.94 | $9,166.75 | < 1% 73.33K to 74.04K | 2% |
| 11-Dec-23 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Feb-23 | Market Purchase | 701 | $12.95 | $9,079.13 | < 1% 72.63K to 73.33K | 2% |
| 06-Dec-22 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Nov-22 | Private Purchase | 697 | $12.38 | $8,632.03 | < 1% 71.94K to 72.63K | |
| 06-Dec-22 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Aug-22 | Market Purchase | 666 | $12.85 | $8,552.50 | < 1% 71.27K to 71.94K | 2% |
| 06-Dec-22 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 02-May-22 | Market Purchase | 628 | $13.50 | $8,477.09 | < 1% 70.64K to 71.27K | (3%) |
| 06-Dec-22 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Feb-22 | Market Purchase | 593 | $14.17 | $8,406.18 | < 1% 70.05K to 70.64K | (7%) |
| 03-Dec-21 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Nov-21 | Market Purchase | 520 | $13.64 | $7,091.99 | < 1% 69.53K to 70.05K | (3%) |
| 03-Dec-21 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 02-Aug-21 | Market Purchase | 511 | $13.78 | $7,039.89 | < 1% 69.02K to 69.53K | (4%) |
| 03-Dec-21 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 03-May-21 | Market Purchase | 520 | $13.43 | $6,986.81 | < 1% 68.5K to 69.02K | (1%) |
| 03-Dec-21 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Feb-21 | Market Purchase | 624 | $11.09 | $6,923.14 | < 1% 67.87K to 68.5K | 20% |
| 10-Dec-20 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 02-Nov-20 | Market Purchase | 712 | $9.62 | $6,850.52 | 1% 67.16K to 67.87K | 14% |
| 10-Dec-20 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 03-Aug-20 | Market Purchase | 686 | $9.88 | $6,780.53 | 1% 66.47K to 67.16K | 10% |
| 10-Dec-20 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-May-20 | Market Purchase | 706 | $9.50 | $6,708.54 | 1% 65.77K to 66.48K | 14% |
| 10-Dec-20 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 03-Feb-20 | Market Purchase | 574 | $11.58 | $6,649.97 | < 1% 65.19K to 65.77K | (8%) |
| 03-Dec-19 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Nov-19 | Market Purchase | 586 | $11.25 | $6,590.22 | < 1% 64.61K to 65.2K | (6%) |
| 03-Dec-19 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Aug-19 | Market Purchase | 586 | $11.15 | $6,530.42 | < 1% 64.02K to 64.61K | (6%) |
| 03-Dec-19 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-May-19 | Market Purchase | 575 | $11.25 | $6,471.78 | < 1% 63.45K to 64.02K | (8%) |
| 03-Dec-19 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Feb-19 | Market Purchase | 591 | $10.84 | $6,411.44 | < 1% 62.86K to 63.45K | (3%) |
| 07-Dec-18 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Nov-18 | Market Purchase | 203 | $10.48 | $2,130.22 | < 1% 62.65K to 62.86K | < 1% |
| 07-Dec-18 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 01-Oct-18 | Market Purchase | 189 | $11.23 | $2,123.81 | < 1% 62.46K to 62.65K | (6%) |
| 07-Dec-18 10:00 PM View: | Boulder Growth & Income Fun... (STEW) | 04-Sep-18 | Market Purchase | 339 | $11.20 | $3,793.53 | < 1% 62.13K to 62.47K | (6%) |
| 25-Jun-18 4:42 PM View: | Boulder Growth & Income Fun... (STEW) | 21-Jun-18 | Market Purchase | 1,000 | $10.44 | $10,445.00 | 2% 61.28K to 62.28K | < 1% |
| 31-May-18 4:41 PM View: | Boulder Growth & Income Fun... (STEW) | 29-May-18 | Market Purchase | 2,000 | $10.63 | $21,258.50 | 3% 59.28K to 61.28K | (2%) |
| 21-Jan-16 1:10 PM View: | Boulder Growth & Income Fun... (STEW) | 19-Jan-16 | Market Purchase | 1,000 | $6.92 | $6,924.44 | 2% 58.28K to 59.28K | 36% |
| 24-Mar-15 1:39 PM View: | Boulder Total Return Fund I... (BTF) | 20-Mar-15 | Sale | 4,792 | -- | -- | (100%) 4.79K to 0 | |
| 24-Mar-15 3:35 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 22,232 | -- | -- | (100%) 22.23K to 0 | |
| 24-Mar-15 9:29 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 43,864 | -- | -- | 304% 14.41K to 58.28K | |
| 24-Mar-15 2:51 PM View: | The Denali Fund Inc (DNY) | 20-Mar-15 | Sale | 1,719 | -- | -- | (100%) 1.72K to 0 | |
| 08-Apr-14 5:56 PM View: | First Financial Fund Inc. (FOFI) | 18-Oct-13 | Market Sale | 1 | $8.45 | $5.41 | (< 1%) 22.23K | (17%) |
| 06-Dec-13 2:06 PM View: | Boulder Growth & Income Fun... (STEW) | 18-Oct-13 | Market Sale | 0 | $7.83 | $2.49 | (< 1%) 14.41K | (8%) |
| 06-Dec-13 2:53 PM View: | The Denali Fund Inc (DNY) | 18-Oct-13 | Market Sale | 1 | $19.00 | $18.47 | (< 1%) 1.72K | (28%) |
| 17-Jun-11 2:46 PM View: | First Financial Fund Inc. (FOFI) | 16-Jun-11 | Market Purchase | 2,000 | $6.98 | $13,960.00 | 10% 20.23K to 22.23K | 40% |
| 17-Jun-11 2:46 PM View: | First Financial Fund Inc. (FOFI) | 15-Jun-11 | Market Purchase | 1,000 | $7.03 | $7,030.00 | 5% 19.23K to 20.23K | 39% |
| 23-May-11 6:53 PM View: | First Financial Fund Inc. (FOFI) | 19-May-11 | Market Purchase | 2,500 | $7.10 | $17,750.00 | 15% 16.73K to 19.23K | 37% |
| 17-Mar-11 11:45 AM View: | First Financial Fund Inc. (FOFI) | 15-Mar-11 | Market Purchase | 1,000 | $7.02 | $7,020.00 | 6% 15.73K to 16.73K | 39% |
| 15-Mar-11 12:19 PM View: | First Financial Fund Inc. (FOFI) | 14-Mar-11 | Market Purchase | 1,000 | $7.11 | $7,110.00 | 7% 14.73K to 15.73K | 37% |
| 10-Jun-10 4:23 PM View: | First Financial Fund Inc. (FOFI) | 08-Jun-10 | Market Purchase | 1,000 | $6.15 | $6,150.00 | 7% 13.73K to 14.73K | 59% |
| 18-May-10 5:41 PM View: | First Financial Fund Inc. (FOFI) | 17-May-10 | Market Purchase | 2,000 | $6.43 | $12,850.00 | 17% 11.73K to 13.73K | 53% |
| 03-Feb-10 3:50 PM View: | Boulder Total Return Fund I... (BTF) | 28-Jan-10 | Market Sale | 1 | $13.23 | $14.68 | (< 1%) 4.79K to 4.79K | (105%) |
| 06-Jan-10 11:30 AM View: | The Denali Fund Inc (DNY) | 05-Jan-10 | Acquisition (other) | 20 | $14.47 | $289.00 | 1% 1.7K to 1.72K | 86% |
| 05-Jan-10 5:38 PM View: | First Financial Fund Inc. (FOFI) | 04-Jan-10 | Acquisition (other) | 58 | $6.04 | $350.24 | < 1% 11.67K to 11.73K | 62% |
| 14-May-09 12:27 PM View: | First Financial Fund Inc. (FOFI) | 13-May-09 | Market Purchase | 2,000 | $4.65 | $9,300.00 | 21% 9.68K to 11.68K | 104% |
| 12-May-09 5:24 PM View: | First Financial Fund Inc. (FOFI) | 11-May-09 | Purchase | 1,000 | $4.95 | $4,950.00 | 12% 8.68K to 9.68K | |
| 05-Jan-09 12:19 PM View: | First Financial Fund Inc. (FOFI) | 31-Dec-08 | Acquisition (other) | 241 | $4.55 | $1,095.38 | 3% 8.43K to 8.68K | 120% |
| 21-Nov-08 11:56 AM View: | Boulder Growth & Income Fun... (STEW) | 20-Nov-08 | Market Purchase | 1,000 | $3.53 | $3,530.00 | 7% 13.41K to 14.41K | 131% |
| 20-Oct-08 3:02 PM View: | The Denali Fund Inc (DNY) | 17-Oct-08 | Market Purchase | 200 | $10.69 | $2,137.98 | 13% 1.5K to 1.7K | 147% |
| 06-Oct-08 1:32 PM View: | The Denali Fund Inc (DNY) | 03-Oct-08 | Market Purchase | 700 | $14.93 | $10,451.00 | 88% 0.8K to 1.5K | 75% |
| 18-Sep-08 1:37 PM View: | First Financial Fund Inc. (FOFI) | 16-Sep-08 | Market Purchase | 1,000 | $6.95 | $6,950.00 | 13% 7.43K to 8.43K | (8%) |