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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Mar-15 4:02 PM View:  | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 1,000 | -- | -- | (100%) 1.0K to 0 | |
| 24-Mar-15 7:28 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 1,111 | -- | -- | 36% 3.08K to 4.19K | |
| 06-Jan-11 3:41 PM View: | Boulder Total Return Fund I... (BTF) | 04-Jan-11 | Market Sale | 326 | $15.56 | $5,071.26 | (100%) 0.33K to 0 | (75%) |
| 18-Jun-10 12:39 PM View: | First Financial Fund Inc. (FOFI) | 17-Jun-10 | Market Purchase | 1,000 | $6.26 | $6,255.00 | 100% 0 to 1.0K | 57% |
| 24-Nov-08 3:08 PM View: | Boulder Growth & Income Fun... (STEW) | 21-Nov-08 | Market Purchase | 1,000 | $3.49 | $3,486.40 | 48% 2.08K to 3.08K | 134% |
| 24-Jun-08 11:43 AM View: | Boulder Growth & Income Fun... (STEW) | 20-Jun-08 | Exercise (in-the money or at-the-money) | 520 | $7.48 | $3,889.60 | 33% 1.56K to 2.08K | (11%) |
| 18-Sep-07 12:38 PM View: | Boulder Growth & Income Fun... (STEW) | 14-Sep-07 | Exercise (in-the money or at-the-money) | 390 | $8.67 | $3,381.30 | 33% 1.17K to 1.56K |