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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Mar-15 4:24 PM View:  | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 425 | -- | -- | (100%) 0.42K to 0 | |
| 24-Mar-15 7:38 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 472 | -- | -- | 86% 0.55K to 1.02K | |
| 24-Jun-08 12:32 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Jun-08 | Exercise (in-the money or at-the-money) | 138 | $7.48 | $1,032.24 | 33% 0.41K to 0.55K | (11%) |
| 18-Sep-07 12:53 PM View: | Boulder Growth & Income Fun... (STEW) | 14-Sep-07 | Exercise (in-the money or at-the-money) | 104 | $8.67 | $901.68 | 34% 0.31K to 0.41K | |
| 07-Feb-07 3:11 PM View: | First Financial Fund Inc. (FOFI) | 05-Feb-07 | Market Purchase | 425 | $14.85 | $6,311.25 | 100% 0 to 0.42K | (49%) |