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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Jul-12 8:22 PM View:  | SRS Labs Inc. (SRSL) | 20-Jul-12 | Disposition | 2,872,360 | -- | -- | (100%) 2.87M to 0 | |
| 30-Nov-11 7:10 PM View: | SRS Labs Inc. (SRSL) | 28-Nov-11 | Option Exercise Duplicate | 50,000 | $3.22 | $161,000.00 | 2% 2.82M to 2.87M | |
| 05-Jan-11 2:36 PM View: | SRS Labs Inc. (SRSL) | 04-Jan-11 | Option Exercise Duplicate | 50,000 | $2.62 | $131,250.00 | 2% 2.77M to 2.82M | |
| 24-Jun-10 12:52 PM View: | SRS Labs Inc. (SRSL) | 08-Jun-10 | Gift Duplicate | 27,000 | -- | -- | (< 1%) 2.8M to 2.77M | |
| 06-Nov-09 5:57 PM View: | SRS Labs Inc. (SRSL) | 05-Nov-09 | Option Exercise Duplicate | 70,000 | $3.44 | $240,625.00 | 3% 2.8M to 2.87M | |
| 06-Nov-09 5:57 PM View: | SRS Labs Inc. (SRSL) | 05-Nov-09 | Market Option Sale Duplicate | 70,000 | $7.01 | $490,364.00 | (2%) 2.87M to 2.8M | (3%) |
| 17-Feb-09 11:12 AM View: | SRS Labs Inc. (SRSL) | 22-Dec-08 | Option Exercise Duplicate | 35,000 | $2.69 | $94,062.50 | 1% 2.76M to 2.8M | 99% |
| 22-Jan-07 2:31 PM View: | SRS Labs Inc. (SRSL) | 19-Jan-07 | Option Exercise Duplicate | 15,000 | $5.00 | $75,000.00 | < 1% 2.97M to 2.98M |