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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-13 2:42 PM View:  | Flaherty & Crumrine Dynamic... (DFP) | 23-May-13 | Purchase | 2,000 | $25.00 | $50,000.00 | 100% 0 to 2.0K | |
| 03-Jan-12 4:58 PM View: | Emmis Communications Corp. (EMMS) | 03-Jan-12 | Grant | 14,754 | -- | -- | 180% 8.2K to 22.95K | |
| 14-Jul-11 4:49 PM View: | Emmis Communications Corp. (EMMS) | 13-Jul-11 | Grant | 2,195 | -- | -- | 100% 0 to 2.19K | |
| 31-Dec-08 4:00 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 30-Dec-08 | Market Purchase | 1,000 | $7.74 | $7,740.00 | 50% 2.0K to 3.0K | 337% |
| 31-Dec-08 4:11 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 30-Dec-08 | Market Purchase | 2,000 | $7.25 | $14,500.00 | 100% 2.0K to 4.0K | 351% |
| 28-Aug-07 10:30 AM View: | Metromedia International Gr... (MTRM.PK) | 22-Aug-07 | Disposition | 21,000 | $1.80 | $37,800.00 | (100%) 21.0K to 0 | < 1% |
| 26-Jan-06 11:00 AM View: | Flaherty & Crumrine/Claymor... (FLC) | 24-Jan-06 | Market Purchase | 500 | $20.44 | $10,220.00 | 33% 1.5K to 2.0K | 19% |
| 26-Jan-06 10:50 AM View: | Flaherty & Crumrine/Claymor... (FFC) | 24-Jan-06 | Market Purchase | 500 | $21.05 | $10,525.00 | 33% 1.5K to 2.0K | 12% |
| 26-Jan-06 10:28 AM View: | Flaherty & Crumrine Preferr... (PFD) | 24-Jan-06 | Market Purchase | 200 | $16.73 | $3,346.00 | 10% 2.0K to 2.2K | (80%) |
| 26-Jan-06 10:40 AM View: | Flaherty & Crumrine Preferr... (PFO) | 24-Jan-06 | Market Purchase | 500 | $12.56 | $6,280.00 | 20% 2.5K to 3.0K | (75%) |
| 29-Dec-04 8:27 AM View: | Flaherty & Crumrine/Claymor... (FLC) | 28-Dec-04 | Market Purchase | 500 | $24.49 | $12,245.00 | 50% 1.0K to 1.5K | 8% |
| 29-Dec-04 8:20 AM View: | Flaherty & Crumrine/Claymor... (FFC) | 28-Dec-04 | Market Purchase | 465 | $25.49 | $11,852.80 | 45% 1.03K to 1.5K | 1% |
| 05-Jan-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 31-Dec-03 | Acquisition (other) | 35 | $25.42 | $900.00 | 4% 1.0K to 1.03K | |
| 24-Dec-03 10:00 PM View: | Flaherty & Crumrine Preferr... (PFD) | 23-Dec-03 | Market Purchase | 500 | $18.32 | $9,160.00 | 33% 1.5K to 2.0K | (79%) |
| 24-Dec-03 10:00 PM View: | Flaherty & Crumrine Preferr... (PFO) | 23-Dec-03 | Market Purchase | 500 | $14.15 | $7,074.00 | 25% 2.0K to 2.5K | (74%) |
| 30-Jan-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 29-Aug-03 | Purchase | 1,000 | $25.00 | $25,000.00 | 100% 0 to 1.0K | (2%) |