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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Sep-22 3:41 PM View:  | Zweig Total Return Fund Inc. (ZTR) | 21-Sep-22 | Private Purchase | 167 | $6.96 | $1,162.32 | 33% 0.5K to 0.67K | |
| 10-Mar-21 3:35 PM View: | DNP Select Income Fund Inc. (DNP) | 08-Mar-21 | Acquisition (other) | 4,287 | -- | -- | 41% 10.37K to 14.65K | |
| 10-Mar-21 2:38 PM View: | Duff & Phelps Utility & Cor... (DUC) | 08-Mar-21 | Disposition (other) | 4,062 | -- | -- | (100%) 4.06K to 0 | |
| 25-Sep-12 5:11 PM View: | DNP Select Income Fund Inc. (DNP) | 21-Sep-12 | Exercise (in-the money or at-the-money) | 1,025 | $9.57 | $9,809.25 | 21% 4.88K to 5.9K | (37%) |
| 08-Aug-11 4:17 PM View: | DNP Select Income Fund Inc. (DNP) | 08-Aug-11 | Market Purchase | 1,000 | $9.11 | $9,110.00 | 29% 3.48K to 4.49K | (29%) |
| 04-Aug-11 11:55 AM View: | Duff & Phelps Utility & Inf... (DPG) | 04-Aug-11 | Market Purchase | 3,000 | $20.00 | $60,000.00 | 100% 0 to 3.0K | (53%) |
| 16-Apr-10 5:17 PM View: | DNP Select Income Fund Inc. (DNP) | 16-Apr-10 | Market Purchase | 1,000 | $9.26 | $9,260.00 | 46% 2.15K to 3.15K | (22%) |
| 10-Jun-09 4:35 PM View: | DNP Select Income Fund Inc. (DNP) | 10-Jun-09 | Market Purchase | 2,000 | $7.94 | $15,880.00 | 100% 0 to 2.0K | (3%) |
| 16-Mar-09 11:43 AM View: | DTF Tax-Free Income Inc. (DTF) | 12-Mar-09 | Market Purchase | 2,000 | $11.76 | $23,517.00 | 100% 0 to 2.0K | 1% |
| 16-Mar-09 11:27 AM View: | Duff & Phelps Utility & Cor... (DUC) | 12-Mar-09 | Market Purchase | 2,000 | $10.79 | $21,583.00 | 100% 0 to 2.0K | (36%) |
| 16-Jan-09 4:36 PM View: | Duff & Phelps Utility & Cor... (DUC) | 14-Jan-09 | Disposition | 11 | $10.78 | $118.25 | (100%) 10 to 0 | 35% |
| 16-Jan-09 4:36 PM View: | Duff & Phelps Utility & Cor... (DUC) | 14-Jan-09 | Option Exercise | 11 | -- | -- | 100% 0 to 10 | |
| 14-Jan-09 2:18 PM View: | Duff & Phelps Utility & Cor... (DUC) | 12-Jan-09 | Disposition | 1,811 | $10.97 | $19,867.70 | (100%) 1.81K to 0 | 36% |
| 14-Jan-09 2:18 PM View: | Duff & Phelps Utility & Cor... (DUC) | 12-Jan-09 | Option Exercise | 1,811 | -- | -- | 100% 0 to 1.81K | |
| 21-Jun-05 3:02 PM View: | DTF Tax-Free Income Inc. (DTF) | 15-Jun-05 | Market Sale | 4 | $15.56 | $61.28 | (100%) (-3) to 0 | (20%) |
| 17-Jun-05 2:31 PM View: | DTF Tax-Free Income Inc. (DTF) | 10-Jun-05 | Market Sale | 4 | $15.56 | $61.29 | (100%) 3 to 0 | 20% |
| 16-Jun-05 11:21 AM View: | DTF Tax-Free Income Inc. (DTF) | 20-May-05 | Market Purchase | 715 | $15.35 | $10,974.80 | (100%) 0.71K to 0 | 18% |
| 17-May-05 11:20 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-May-05 | Market Purchase | 4 | $15.51 | $56.93 | < 1% 0.71K to 0.71K | (19%) |
| 04-May-05 3:38 PM View: | DTF Tax-Free Income Inc. (DTF) | 06-Apr-05 | Market Purchase | 4 | $15.37 | $56.64 | < 1% 0.71K to 0.71K | (18%) |
| 17-Mar-05 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 04-Mar-05 | Market Purchase | 3 | $16.36 | $56.36 | < 1% 0.7K to 0.71K | (22%) |
| 14-Feb-05 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 04-Feb-05 | Market Purchase | 3 | $16.08 | $56.08 | < 1% 0.7K to 0.7K | (21%) |
| 20-Jan-05 11:19 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-Jan-05 | Market Purchase | 94 | $15.89 | $1,499.25 | 16% 0.61K to 0.7K | (19%) |
| 14-Feb-05 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 06-Jan-05 | Market Purchase | 96 | $15.89 | $1,519.23 | 16% 0.6K to 0.7K | (19%) |
| 04-Jan-05 6:12 PM View: | Duff & Phelps Utility & Cor... (DUC) | 31-Dec-04 | Market Purchase | 255 | $14.72 | $3,758.01 | 29% 0.89K to 1.14K | (54%) |
| 16-Dec-04 10:04 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-Dec-04 | Market Purchase | 3 | $15.83 | $48.19 | < 1% 0.6K to 0.6K | (18%) |
| 19-Nov-04 9:55 AM View: | DTF Tax-Free Income Inc. (DTF) | 04-Nov-04 | Market Purchase | 3 | $16.19 | $47.95 | < 1% 0.6K to 0.6K | (20%) |
| 18-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 07-Oct-04 | Market Purchase | 205 | $15.89 | $3,249.25 | 52% 0.39K to 0.6K | (18%) |
| 05-Oct-04 10:00 PM View: | Duff & Phelps Utility & Cor... (DUC) | 05-Oct-04 | Market Purchase | 301 | $14.56 | $4,386.77 | 51% 0.58K to 0.89K | (52%) |
| 08-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 01-Oct-04 | Market Purchase | 206 | $15.89 | $3,281.01 | 53% 0.39K to 0.6K | (18%) |
| 18-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 24-Sep-04 | Market Purchase | 2 | $15.72 | $31.27 | < 1% 0.39K to 0.39K | (17%) |
| 07-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 07-Sep-04 | Market Purchase | 2 | $15.72 | $31.27 | < 1% 0.39K to 0.39K | (17%) |
| 07-Jul-04 4:25 PM View: | Duff & Phelps Utility & Cor... (DUC) | 06-Jul-04 | Market Purchase | 324 | $13.11 | $4,248.02 | 124% 0.26K to 0.59K | (46%) |
| 14-Feb-05 10:00 PM View: | Duff & Phelps Utility & Cor... (DUC) | 30-Jun-04 | Market Purchase | 214 | $12.84 | $2,750.01 | 19% 1.15K to 1.36K | (45%) |
| 07-Jul-04 4:12 PM View: | Duff & Phelps Utility & Cor... (DUC) | 30-Apr-04 | Market Purchase | 260 | $13.43 | $3,497.24 | (64298%) 0 to 0.26K | (47%) |