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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-May-13 9:03 PM View:  | First California Financial ... (FCAL) | 31-May-13 | Disposition | 94,687 | -- | -- | (100%) 94.69K to 0 | |
| 01-Feb-13 2:21 PM View: | First California Financial ... (FCAL) | 30-Jan-13 | Grant | 1,873 | -- | -- | 2% 92.81K to 94.69K | |
| 27-Jan-12 8:31 PM View: | First California Financial ... (FCAL) | 25-Jan-12 | Grant | 3,597 | -- | -- | 4% 89.22K to 92.81K | |
| 03-Jan-12 5:20 PM View: | MassMutual Participation In... (MPV) | 30-Dec-11 | Market Purchase | 315 | $15.85 | $5,000.00 | 3% 12.08K to 12.39K | (6%) |
| 14-Nov-11 2:44 PM View: | MassMutual Participation In... (MPV) | 10-Nov-11 | Market Purchase | 461 | $15.73 | $7,255.97 | 4% 11.62K to 12.08K | (3%) |
| 08-Aug-11 1:09 PM View: | MassMutual Participation In... (MPV) | 05-Aug-11 | Market Purchase | 554 | $14.45 | $8,006.60 | 5% 11.22K to 11.77K | 8% |
| 09-May-11 1:35 PM View: | MassMutual Participation In... (MPV) | 06-May-11 | Private Purchase | 558 | $14.11 | $7,878.52 | 5% 10.66K to 11.22K | |
| 18-Mar-11 5:13 PM View: | First California Financial ... (FCAL) | 16-Mar-11 | Grant | 3,969 | -- | -- | 5% 85.25K to 89.22K | |
| 02-Feb-11 1:46 PM View: | MassMutual Participation In... (MPV) | 14-Jan-11 | Market Purchase | 352 | $14.19 | $4,997.51 | 3% 10.31K to 10.66K | 14% |
| 25-May-10 1:46 PM View: | MassMutual Participation In... (MPV) | 07-May-10 | Market Purchase | 141 | $11.92 | $1,682.39 | 2% 9.36K to 9.5K | 43% |
| 04-Mar-09 2:38 PM View: | First California Financial ... (FCAL) | 25-Feb-09 | Grant | 3,045 | -- | -- | 4% 82.2K to 85.25K | |
| 21-Mar-08 7:18 PM View: | First California Financial ... (FCAL) | 19-Mar-08 | Grant | 1,765 | -- | -- | 2% 80.44K to 82.2K | |
| 19-Feb-08 2:46 PM View: | MassMutual Participation In... (MPV) | 11-Feb-08 | Disposition (other) | 8,222 | $20.00 | $164,442.00 | (100%) 8.22K to 0 | |
| 19-Feb-08 2:42 PM View: | MassMutual Participation In... (MPV) | 24-Jan-08 | Disposition (other) | 2,500 | $13.76 | $34,400.00 | (23%) 10.72K to 8.22K | (17%) |
| 19-Feb-08 2:34 PM View: | MassMutual Corporate Invest... (MCI) | 23-Jan-08 | Disposition (other) | 2,500 | $27.75 | $69,375.00 | (100%) 2.5K to 0 | (21%) |
| 22-Mar-07 2:40 PM View: | MAIR Holdings Inc. (MAIR.PK) | 21-Mar-07 | Option Exercise | 15,000 | $5.97 | $89,550.00 | 167% 9.0K to 24.0K | |
| 14-Mar-07 7:59 PM View: | National Mercantile Bancorp (FCAL) | 12-Mar-07 | Disposition | 80,438 | -- | -- | (100%) 80.44K to 0 | |
| 19-Sep-06 11:48 AM View: | National Mercantile Bancorp (FCAL) | 18-Sep-06 | Option Exercise | 1,250 | $12.04 | $15,050.00 | 2% 79.19K to 80.44K | |
| 31-Aug-05 1:57 PM View: | National Mercantile Bancorp (FCAL) | 30-Aug-05 | Option Exercise | 4,000 | $7.39 | $29,580.00 | 6% 63.35K to 67.35K | |
| 31-Aug-05 1:57 PM View: | National Mercantile Bancorp (FCAL) | 30-Aug-05 | Market Option Sale | 4,000 | $15.50 | $61,984.00 | (6%) 67.35K to 63.35K | |
| 01-Jun-05 5:18 PM View: | National Mercantile Bancorp (FCAL) | 31-May-05 | Market Sale | 3,000 | $14.51 | $43,532.00 | (5%) 66.35K to 63.35K | |
| 24-May-05 3:30 PM View: | National Mercantile Bancorp (FCAL) | 20-May-05 | Market Sale | 5,000 | $14.20 | $71,000.40 | (7%) 71.35K to 66.35K | |
| 03-May-05 10:00 PM View: | National Mercantile Bancorp (FCAL) | 02-May-05 | Market Sale | 5,000 | $12.48 | $62,400.00 | (7%) 76.35K to 71.35K | 35% |
| 03-May-05 10:00 PM View: | National Mercantile Bancorp (FCAL) | 29-Apr-05 | Market Sale | 500 | $12.08 | $6,040.00 | (< 1%) 76.85K to 76.35K | 36% |
| 01-Mar-05 5:05 PM View: | National Mercantile Bancorp (FCAL) | 28-Feb-05 | Market Sale | 2,000 | $14.02 | $28,038.00 | (3%) 78.85K to 76.85K | |
| 01-Mar-05 5:05 PM View: | National Mercantile Bancorp (FCAL) | 25-Feb-05 | Market Sale | 100 | $14.61 | $1,461.00 | (< 1%) 78.95K to 78.85K | |
| 14-Feb-05 10:00 PM View: | National Mercantile Bancorp (FCAL) | 14-Feb-05 | Market Sale | 300 | $15.00 | $4,500.00 | (< 1%) 79.25K to 78.95K | |
| 14-Feb-05 10:00 PM View: | National Mercantile Bancorp (FCAL) | 11-Feb-05 | Market Sale | 2,100 | $15.30 | $32,139.00 | (3%) 81.35K to 79.25K | |
| 13-Sep-04 10:00 PM View: | MAIR Holdings Inc. (MAIR.PK) | 10-Sep-04 | Option Exercise | 9,000 | $5.97 | $53,730.00 | 54% 16.65K to 25.65K | |
| 13-Sep-04 10:00 PM View: | MAIR Holdings Inc. (MAIR.PK) | 10-Sep-04 | Market Option Sale | 900 | $8.23 | $7,406.19 | (4%) 25.65K to 24.75K | 46% |
| 13-Sep-04 10:00 PM View: | MAIR Holdings Inc. (MAIR.PK) | 10-Sep-04 | Market Sale | 15,750 | $8.23 | $129,608.00 | (64%) 24.75K to 9.0K | 46% |
| 13-Sep-04 10:00 PM View: | MAIR Holdings Inc. (MAIR.PK) | 09-Sep-04 | Market Option Sale | 8,100 | $8.28 | $67,080.00 | (33%) 24.75K to 16.65K | 46% |