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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-24 8:57 AM View:  | Nuveen Floating Rate Income... (JFR) | 01-Oct-24 | Sale | 20,000 | $8.77 | $175,400.00 | (60%) 33.4K to 13.4K | |
| 08-Sep-23 4:50 PM View: | Nuveen Floating Rate Income... (JFR) | 06-Sep-23 | Private Purchase | 2,200 | $8.19 | $18,015.80 | 7% 31.2K to 33.4K | |
| 10-Aug-23 7:44 PM View: | Nuveen Municipal High Incom... (NMZ) | 10-Aug-23 | Private Purchase | 4,100 | $10.38 | $42,558.00 | 273% 1.5K to 5.6K | |
| 10-Aug-23 7:44 PM View: | Nuveen Municipal High Incom... (NMZ) | 10-Aug-23 | Purchase | 800 | $10.40 | $8,320.00 | 14% 5.6K to 6.4K | |
| 02-Aug-23 4:17 PM View: | Nuveen Floating Rate Income... (JFR) | 31-Jul-23 | Acquisition (other) | 3,000 | -- | -- | 11% 28.2K to 31.2K | |
| 26-May-22 12:54 PM View: | Nuveen Municipal High Incom... (NMZ) | 26-May-22 | Private Purchase | 1,500 | $12.33 | $18,495.00 | 100% 0 to 1.5K | |
| 06-Apr-22 6:28 PM View: | Nuveen Real Estate Income F... (JRS) | 04-Apr-22 | Purchase | 800 | $11.99 | $9,592.00 | 100% 0 to 0.8K | |
| 15-Jun-20 3:46 PM View: | Nuveen Floating Rate Income... (JFR) | 11-Jun-20 | Private Purchase | 3,000 | $7.87 | $23,610.00 | 12% 25.2K to 28.2K | |
| 22-Nov-19 4:42 PM View: | USA Technologies Inc. (USAT) | 16-Oct-19 | Grant | 13,216 | -- | -- | 4% 373.27K to 386.48K | |
| 18-Jan-19 6:15 PM View: | USA Technologies Inc. (USAT) | 16-Jan-19 | Grant | 2,892 | $3.89 | $11,249.90 | < 1% 370.37K to 373.27K | |
| 23-Oct-18 4:15 PM View: | USA Technologies Inc. (USAT) | 23-Oct-18 | Grant | 1,563 | $7.20 | $11,253.60 | < 1% 368.81K to 370.37K | |
| 25-Jul-18 5:39 PM View: | USA Technologies Inc. (USAT) | 24-Jul-18 | Grant | 804 | $14.00 | $11,256.00 | < 1% 368.01K to 368.81K | |
| 05-Jul-18 9:04 AM View: | USA Technologies Inc. (USAT) | 02-Jul-18 | Grant | 6,677 | -- | -- | 2% 360.08K to 366.76K | |
| 25-Jul-18 5:39 PM View: | USA Technologies Inc. (USAT) | 05-Apr-18 | Grant | 1,250 | $9.00 | $11,250.00 | < 1% 366.76K to 368.01K | |
| 14-Feb-18 6:20 PM View: | USA Technologies Inc. (USAT) | 14-Feb-18 | Exercise (in-the money or at-the-money) | 20,000 | $2.05 | $41,000.00 | 6% 340.08K to 360.08K | |
| 17-Jan-18 4:52 PM View: | USA Technologies Inc. (USAT) | 12-Jan-18 | Grant | 1,154 | $9.75 | $11,251.50 | < 1% 338.93K to 340.08K | |
| 29-Dec-17 4:26 PM View: | USA Technologies Inc. (USAT) | 27-Dec-17 | Market Sale | 2,000 | $9.71 | $19,424.00 | (< 1%) 340.93K to 338.93K | |
| 29-Dec-17 4:26 PM View: | USA Technologies Inc. (USAT) | 26-Dec-17 | Market Sale | 9,478 | $9.61 | $91,049.50 | (3%) 350.4K to 340.93K | |
| 29-Dec-17 4:26 PM View: | USA Technologies Inc. (USAT) | 22-Dec-17 | Market Sale | 522 | $9.70 | $5,063.40 | (< 1%) 350.93K to 350.4K | |
| 18-Dec-17 7:54 PM View: | USA Technologies Inc. (USAT) | 18-Dec-17 | Market Sale | 12,000 | $9.65 | $115,800.00 | (3%) 370.93K to 358.93K | |
| 18-Dec-17 7:54 PM View: | USA Technologies Inc. (USAT) | 15-Dec-17 | Market Sale | 7,621 | $9.34 | $71,180.10 | (2%) 378.55K to 370.93K | |
| 18-Dec-17 7:54 PM View: | USA Technologies Inc. (USAT) | 14-Dec-17 | Market Sale | 379 | $9.20 | $3,486.80 | (< 1%) 378.93K to 378.55K | |
| 18-Dec-17 7:54 PM View: | USA Technologies Inc. (USAT) | 13-Dec-17 | Gift | 12,000 | -- | -- | (3%) 390.93K to 378.93K | |
| 29-Dec-17 4:26 PM View: | USA Technologies Inc. (USAT) | 13-Dec-17 | Market Sale | 2,000 | $9.25 | $18,500.00 | (< 1%) 352.93K to 350.93K | |
| 29-Dec-17 4:26 PM View: | USA Technologies Inc. (USAT) | 12-Dec-17 | Market Sale | 6,000 | $9.15 | $54,900.00 | (2%) 358.93K to 352.93K | |
| 06-Dec-17 6:54 PM View: | USA Technologies Inc. (USAT) | 05-Dec-17 | Market Sale | 2,000 | $8.46 | $16,920.00 | (< 1%) 392.93K to 390.93K | |
| 06-Dec-17 6:54 PM View: | USA Technologies Inc. (USAT) | 04-Dec-17 | Market Sale | 10,000 | $8.26 | $82,600.00 | (2%) 402.93K to 392.93K | |
| 04-Dec-17 5:02 PM View: | USA Technologies Inc. (USAT) | 01-Dec-17 | Market Sale | 4,037 | $8.58 | $34,637.50 | (< 1%) 406.96K to 402.93K | |
| 04-Dec-17 5:02 PM View: | USA Technologies Inc. (USAT) | 30-Nov-17 | Market Sale | 7,963 | $8.64 | $68,800.30 | (2%) 414.93K to 406.96K | |
| 27-Nov-17 4:42 PM View: | USA Technologies Inc. (USAT) | 27-Nov-17 | Market Sale | 2,000 | $8.50 | $17,000.00 | (< 1%) 416.93K to 414.93K | |
| 27-Nov-17 4:42 PM View: | USA Technologies Inc. (USAT) | 22-Nov-17 | Market Sale | 6,000 | $8.46 | $50,760.00 | (1%) 422.93K to 416.93K | |
| 21-Nov-17 5:11 PM View: | USA Technologies Inc. (USAT) | 17-Nov-17 | Market Sale | 20,000 | $8.25 | $165,000.00 | (5%) 442.93K to 422.93K | |
| 12-Oct-17 5:22 PM View: | USA Technologies Inc. (USAT) | 12-Oct-17 | Grant | 1,800 | $6.25 | $11,250.00 | < 1% 441.13K to 442.93K | 4% |
| 05-Jul-17 6:12 PM View: | USA Technologies Inc. (USAT) | 01-Jul-17 | Grant | 16,364 | -- | -- | 4% 424.76K to 441.13K | |
| 10-Apr-17 3:37 PM View: | Nuveen Floating Rate Income... (JFR) | 06-Apr-17 | Market Purchase | 200 | $11.40 | $2,280.00 | < 1% 25.0K to 25.2K | (30%) |
| 10-Mar-17 10:28 AM View: | Nuveen Floating Rate Income... (JRO) | 09-Mar-17 | Market Purchase | 3,000 | $12.02 | $36,045.00 | 100% 0 to 3.0K | (34%) |
| 07-Mar-17 12:57 PM View: | USA Technologies Inc. (USAT) | 06-Mar-17 | Market Purchase | 15,000 | $3.86 | $57,870.00 | 4% 409.76K to 424.76K | |
| 15-Feb-17 5:44 PM View: | Nuveen Floating Rate Income... (JFR) | 14-Feb-17 | Market Purchase | 25,000 | $12.02 | $300,500.00 | 100% 0 to 25.0K | (33%) |
| 07-Mar-17 12:57 PM View: | USA Technologies Inc. (USAT) | 18-Aug-16 | Gift | 4,000 | -- | -- | (< 1%) 413.76K to 409.76K | |
| 07-Mar-17 12:57 PM View: | USA Technologies Inc. (USAT) | 16-Aug-16 | Gift | 4,000 | -- | -- | (< 1%) 417.76K to 413.76K | |
| 07-Jul-16 4:32 PM View: | USA Technologies Inc. (USAT) | 01-Jul-16 | Grant | 9,479 | -- | -- | 2% 408.28K to 417.76K | |
| 04-Apr-16 4:54 PM View: | Wintrust Financial Corporat... (WTFC) | 31-Mar-16 | Grant | 10 | $48.52 | $485.20 | < 1% 7.12K to 7.13K | 53% |
| 24-Feb-16 4:41 PM View: | USA Technologies Inc. (USAT) | 22-Feb-16 | Market Sale | 10,000 | $3.94 | $39,400.00 | (2%) 418.28K to 408.28K | (9%) |
| 05-Jan-16 4:30 PM View: | Wintrust Financial Corporat... (WTFC) | 31-Dec-15 | Grant | 8 | $53.43 | $427.44 | < 1% 7.11K to 7.12K | 40% |
| 24-Feb-16 4:41 PM View: | USA Technologies Inc. (USAT) | 03-Dec-15 | Gift | 8,000 | -- | -- | (2%) 426.28K to 418.28K | |
| 01-Oct-15 4:58 PM View: | Wintrust Financial Corporat... (WTFC) | 30-Sep-15 | Grant | 8 | $53.38 | $427.04 | < 1% 7.1K to 7.11K | 40% |
| 24-Feb-16 4:41 PM View: | USA Technologies Inc. (USAT) | 01-Sep-15 | Gift | 25,000 | -- | -- | (6%) 451.28K to 426.28K | |
| 04-Aug-15 4:28 PM View: | USA Technologies Inc. (USAT) | 01-Aug-15 | Grant | 11,834 | -- | -- | 3% 439.45K to 451.28K | |
| 22-Jul-15 4:47 PM View: | Wintrust Financial Corporat... (WTFC) | 20-Jul-15 | Market Sale | 2,000 | $55.06 | $110,120.00 | (22%) 9.1K to 7.1K | (36%) |
| 01-Jul-15 4:38 PM View: | Wintrust Financial Corporat... (WTFC) | 30-Jun-15 | Grant | 9 | $47.68 | $429.12 | < 1% 9.09K to 9.1K |