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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Feb-22 4:59 PM View:  | Medley Capital Corporation (PFX) | 24-Feb-22 | Market Purchase | 350 | $40.08 | $14,028.00 | 54% 0.65K to 1.0K | 2% |
| 16-Feb-22 7:24 PM View: | Medley Capital Corporation (PFX) | 14-Feb-22 | Market Purchase | 500 | $39.75 | $19,875.00 | 333% 0.15K to 0.65K | 3% |
| 27-Sep-21 5:19 PM View: | Barnes & Noble Education, I... (BNED) | 24-Sep-21 | Grant | 11,804 | -- | -- | 24% 48.78K to 60.59K | |
| 26-May-21 7:50 PM View: | Medley Capital Corporation (PFX) | 24-May-21 | Market Purchase | 75 | $40.35 | $3,026.25 | 100% 75 to 0.15K | 2% |
| 19-May-21 8:37 PM View: | Medley Capital Corporation (PFX) | 17-May-21 | Market Purchase | 75 | $38.01 | $2,850.75 | 100% 0 to 75 | 8% |
| 26-Oct-20 4:49 PM View: | Barnes & Noble Education, I... (BNED) | 23-Oct-20 | Grant | 48,781 | -- | -- | 100% 0 to 48.78K | |
| 18-Jul-19 7:50 PM View: | Aratana Therapeutics, Inc. (PETX) | 18-Jul-19 | Disposition | 4,500 | -- | -- | (100%) 4.5K to 0 | |
| 07-Jun-19 5:58 PM View: | Aratana Therapeutics, Inc. (PETX) | 06-Jun-19 | Grant | 4,500 | -- | -- | 100% 0 to 4.5K | |
| 30-Jun-17 11:43 AM View: | ValueVision Media Inc. (IMBI) | 28-Jun-17 | Market Purchase | 7,000 | $1.02 | $7,140.00 | 5% 131.16K to 138.16K | (51%) |
| 16-Jun-17 12:25 PM View: | ValueVision Media Inc. (IMBI) | 14-Jun-17 | Grant | 59,090 | $1.10 | $64,999.00 | 82% 72.08K to 131.16K | (55%) |
| 01-Jun-17 8:43 PM View: | Sito Mobile, Ltd. (SITO) | 30-May-17 | Payment of Exercise | 12,871 | $4.04 | $51,998.80 | (64%) 20.0K to 7.13K | 50% |
| 01-Jun-17 8:43 PM View: | Sito Mobile, Ltd. (SITO) | 30-May-17 | Option Exercise | 20,000 | $2.60 | $52,000.00 | 100% 0 to 20.0K | |
| 05-Aug-16 2:27 PM View: | Higher One Holdings, Inc. (ONE) | 04-Aug-16 | Disposition | 66,465 | $5.15 | $342,295.00 | (100%) 66.47K to 0 | (65%) |
| 24-Jun-16 2:16 PM View: | ValueVision Media Inc. (IMBI) | 22-Jun-16 | Grant | 27,857 | -- | -- | 63% 44.22K to 72.08K | |
| 11-Apr-16 4:25 PM View: | ValueVision Media Inc. (IMBI) | 08-Apr-16 | Market Purchase | 6,500 | $1.17 | $7,595.00 | 8% 80.44K to 86.94K | (58%) |
| 01-Apr-16 3:05 PM View: | ValueVision Media Inc. (IMBI) | 31-Mar-16 | Market Purchase | 5,000 | $1.12 | $5,600.00 | 15% 32.72K to 37.72K | (56%) |
| 26-Jun-15 8:16 PM View: | ValueVision Media Inc. (IMBI) | 17-Jun-15 | Grant | 22,570 | -- | -- | 282% 8.0K to 30.57K | |
| 04-Mar-15 9:42 PM View: | Higher One Holdings, Inc. (ONE) | 02-Mar-15 | Grant | 25,256 | -- | -- | 61% 41.21K to 66.47K | |
| 25-Jun-14 7:25 PM View: | ValueVision Media Inc. (IMBI) | 23-Jun-14 | Grant | 8,000 | -- | -- | 372% 2.15K to 10.15K | |
| 17-Jun-14 6:06 PM View: | Higher One Holdings, Inc. (ONE) | 13-Jun-14 | Grant | 41,209 | -- | -- | 100% 0 to 41.21K | |
| 10-Apr-14 11:35 AM View: | Jones Apparel Group Inc. (JNY) | 08-Apr-14 | Disposition | 16,890 | -- | -- | (100%) 16.89K to 0 | |
| 17-Mar-14 5:56 PM View: | ValueVision Media Inc. (IMBI) | 13-Mar-14 | Grant | 2,148 | -- | -- | 100% 0 to 2.15K | |
| 20-Feb-14 9:05 AM View: | Jones Apparel Group Inc. (JNY) | 19-Feb-14 | Market Sale | 9,400 | $14.93 | $140,342.00 | (36%) 26.29K to 16.89K | (< 1%) |
| 18-Feb-14 4:25 PM View: | Jones Apparel Group Inc. (JNY) | 14-Feb-14 | Market Sale | 8,700 | $14.92 | $129,804.00 | (25%) 34.99K to 26.29K | (< 1%) |
| 14-Feb-14 2:21 PM View: | Jones Apparel Group Inc. (JNY) | 12-Feb-14 | Market Sale | 30,000 | $14.93 | $447,900.00 | (46%) 64.99K to 34.99K | (< 1%) |
| 04-Jan-13 3:01 PM View: | Jones Apparel Group Inc. (JNY) | 02-Jan-13 | Grant | 9,033 | -- | -- | 16% 55.96K to 64.99K | |
| 05-Jan-12 11:06 AM View: | Jones Apparel Group Inc. (JNY) | 03-Jan-12 | Grant | 9,737 | -- | -- | 21% 46.22K to 55.96K | |
| 06-Jan-11 10:38 AM View: | Jones Apparel Group Inc. (JNY) | 04-Jan-11 | Grant | 6,390 | -- | -- | 16% 39.83K to 46.22K | |
| 05-Jan-10 4:30 PM View: | Jones Apparel Group Inc. (JNY) | 04-Jan-10 | Grant | 6,120 | -- | -- | 18% 33.71K to 39.83K | |
| 07-Jan-09 10:39 AM View: | Jones Apparel Group Inc. (JNY) | 05-Jan-09 | Grant | 16,750 | -- | -- | 99% 16.96K to 33.71K | |
| 06-Jan-09 5:50 PM View: | MIVA Inc. (VTRO) | 05-Jan-09 | Grant | 125,000 | -- | -- | 42% 296.7K to 421.7K | |
| 08-Apr-08 12:36 PM View: | Jones Apparel Group Inc. (JNY) | 04-Apr-08 | Grant | 1,960 | -- | -- | 13% 15.0K to 16.96K | |
| 04-Jan-08 11:24 AM View: | Jones Apparel Group Inc. (JNY) | 02-Jan-08 | Grant | 3,000 | -- | -- | 25% 12.0K to 15.0K | |
| 04-Jan-08 4:09 PM View: | MIVA Inc. (VTRO) | 02-Jan-08 | Grant | 125,000 | -- | -- | 73% 171.7K to 296.7K | |
| 05-Jul-07 5:10 PM View: | MIVA Inc. (VTRO) | 29-Jun-07 | Payment of Exercise | 3,298 | $6.51 | $21,470.00 | (2%) 175.0K to 171.7K | 96% |
| 04-Jan-07 12:19 PM View: | Jones Apparel Group Inc. (JNY) | 02-Jan-07 | Grant | 3,000 | -- | -- | 33% 9.0K to 12.0K | |
| 19-Dec-06 6:04 PM View: | MIVA Inc. (VTRO) | 15-Dec-06 | Grant | 1,435,000 | -- | -- | (114%) (-1.26M) to 175.0K | |
| 06-Jan-06 9:48 AM View: | Jones Apparel Group Inc. (JNY) | 05-Jan-06 | Grant | 3,000 | -- | -- | 50% 6.0K to 9.0K | |
| 18-May-05 10:00 PM View: | Jones Apparel Group Inc. (JNY) | 18-May-05 | Grant | 6,000 | -- | -- | 100% 0 to 6.0K |