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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Mar-19 6:25 PM View:  | Codexis, Inc. (CDXS) | 21-Mar-19 | Option Exercise | 40,000 | $4.10 | $164,000.00 | 30% 134.45K to 174.45K | |
| 22-Mar-19 6:25 PM View: | Codexis, Inc. (CDXS) | 21-Mar-19 | Market Option Sale (Planned) | 40,000 | $20.91 | $836,204.00 | (23%) 174.45K to 134.45K | (9%) |
| 22-Mar-19 6:25 PM View: | Codexis, Inc. (CDXS) | 20-Mar-19 | Option Exercise | 40,000 | $3.39 | $135,600.00 | 30% 134.45K to 174.45K | |
| 22-Mar-19 6:25 PM View: | Codexis, Inc. (CDXS) | 20-Mar-19 | Market Option Sale (Planned) | 40,000 | $20.85 | $834,012.00 | (23%) 174.45K to 134.45K | (9%) |
| 28-Jan-19 6:00 PM View: | Codexis, Inc. (CDXS) | 25-Jan-19 | Option Exercise | 40,000 | $3.39 | $135,600.00 | 30% 134.45K to 174.45K | |
| 28-Jan-19 6:00 PM View: | Codexis, Inc. (CDXS) | 25-Jan-19 | Market Option Sale (Planned) | 40,000 | $17.11 | $684,236.00 | (23%) 174.45K to 134.45K | (33%) |
| 28-Jan-19 6:00 PM View: | Codexis, Inc. (CDXS) | 24-Jan-19 | Option Exercise | 35,000 | $3.39 | $118,650.00 | 26% 134.45K to 169.45K | |
| 28-Jan-19 6:00 PM View: | Codexis, Inc. (CDXS) | 24-Jan-19 | Market Option Sale (Planned) | 35,000 | $16.74 | $585,942.00 | (21%) 169.45K to 134.45K | (36%) |
| 04-Oct-18 6:36 PM View: | Codexis, Inc. (CDXS) | 03-Oct-18 | Option Exercise | 40,000 | $17.11 | $684,516.00 | 30% 134.45K to 174.45K | 33% |
| 04-Oct-18 6:36 PM View: | Codexis, Inc. (CDXS) | 03-Oct-18 | Market Option Sale (Planned) | 40,000 | $17.11 | $684,516.00 | (23%) 174.45K to 134.45K | (33%) |
| 04-Oct-18 6:36 PM View: | Codexis, Inc. (CDXS) | 02-Oct-18 | Option Exercise | 40,000 | $16.76 | $670,476.00 | 30% 134.45K to 174.45K | 36% |
| 04-Oct-18 6:36 PM View: | Codexis, Inc. (CDXS) | 02-Oct-18 | Market Option Sale (Planned) | 40,000 | $16.76 | $670,476.00 | (23%) 174.45K to 134.45K | (36%) |
| 23-Aug-18 5:19 PM View: | Codexis, Inc. (CDXS) | 21-Aug-18 | Market Sale (Planned) | 18,736 | $15.31 | $286,906.00 | (12%) 153.19K to 134.45K | (49%) |
| 25-May-18 5:38 PM View: | Codexis, Inc. (CDXS) | 24-May-18 | Market Sale (Planned) | 18,736 | $14.11 | $264,307.00 | (11%) 171.93K to 153.19K | (61%) |
| 07-Mar-18 6:19 PM View: | Codexis, Inc. (CDXS) | 05-Mar-18 | Payment of Exercise | 18,497 | $10.90 | $201,617.00 | (10%) 190.42K to 171.93K | (109%) |
| 22-Aug-17 5:56 PM View: | Codexis, Inc. (CDXS) | 18-Aug-17 | Payment of Exercise | 6,264 | $5.45 | $34,138.80 | (3%) 196.69K to 190.42K | (319%) |
| 07-Mar-17 5:19 PM View: | Codexis, Inc. (CDXS) | 05-Mar-17 | Payment of Exercise | 34,847 | $4.15 | $144,615.00 | (15%) 231.53K to 196.69K | (450%) |
| 14-Feb-17 6:42 PM View: | Codexis, Inc. (CDXS) | 16-Jan-17 | Grant | 105,302 | -- | -- | 83% 126.23K to 231.53K | |
| 22-Aug-16 6:44 PM View: | Codexis, Inc. (CDXS) | 18-Aug-16 | Payment of Exercise | 6,264 | $4.15 | $25,995.60 | (5%) 132.5K to 126.23K | (450%) |
| 08-Mar-16 6:47 PM View: | Codexis, Inc. (CDXS) | 05-Mar-16 | Payment of Exercise | 20,101 | $3.66 | $73,569.70 | (13%) 152.6K to 132.5K | (523%) |
| 23-Feb-16 6:11 PM View: | Codexis, Inc. (CDXS) | 19-Feb-16 | Grant | 76,096 | -- | -- | 99% 76.5K to 152.6K | |
| 12-Feb-15 8:13 PM View: | Codexis, Inc. (CDXS) | 11-Feb-15 | Grant | 26,500 | -- | -- | 53% 50.0K to 76.5K | |
| 19-Aug-14 5:33 PM View: | Codexis, Inc. (CDXS) | 18-Aug-14 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 28-Sep-10 6:22 PM View: | Micrus Endovascular Corp. (MEND) | 27-Sep-10 | Disposition | 5,555 | -- | -- | (100%) 5.55K to 0 |