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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Oct-17 6:16 PM View:  | ING Prime Rate Trust (PPR) | 02-Oct-17 | Market Sale | 49,250 | $5.21 | $256,366.00 | (100%) 49.25K to 0 | 25% |
| 30-Jun-16 12:17 PM View: | ING Prime Rate Trust (PPR) | 29-Jun-16 | Market Purchase | 49,250 | $5.09 | $250,436.00 | 100% 0 to 49.25K | (20%) |
| 05-Jan-16 2:14 PM View: | Pomona Investment Fund (N/A) | 04-Jan-16 | Purchase | 4,970 | $10.06 | $50,000.00 | (2781130%) 0 to 4.97K | |
| 02-Mar-16 6:17 PM View: | Pomona Investment Fund (N/A) | 04-Jan-16 | Purchase | 4,888 | $10.23 | $50,000.00 | 1179010% 0 to 4.89K | |
| 08-Apr-11 3:51 PM View: | ING Senior Income Q (XSIIX) | 15-Mar-11 | Market Sale | 807 | $13.26 | $10,705.10 | (100%) 0.81K to 0 | (27%) |
| 08-Apr-11 4:52 PM View: | ING Senior Income Q (XSIIX) | 15-Apr-10 | Market Purchase | 1,163 | $12.90 | $15,000.00 | 553813% 0 to 1.16K | 31% |