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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jun-20 4:15 PM View:  | CommVault Systems, Inc. (CVLT) | 05-Jun-20 | Option Exercise | 7,500 | $26.83 | $201,225.00 | 7% 113.64K to 121.14K | |
| 13-Feb-20 4:38 PM View: | CommVault Systems, Inc. (CVLT) | 11-Feb-20 | Option Exercise | 3,750 | $22.45 | $84,187.50 | 3% 109.89K to 113.64K | |
| 27-Aug-19 4:23 PM View: | CommVault Systems, Inc. (CVLT) | 23-Aug-19 | Grant | 4,803 | -- | -- | 5% 105.09K to 109.89K | |
| 07-Feb-19 4:25 PM View: | CommVault Systems, Inc. (CVLT) | 06-Feb-19 | Market Sale | 3,888 | $67.90 | $263,995.00 | (4%) 108.98K to 105.09K | (13%) |
| 07-Feb-19 4:25 PM View: | CommVault Systems, Inc. (CVLT) | 05-Feb-19 | Market Sale | 7,407 | $67.99 | $503,602.00 | (6%) 116.39K to 108.98K | (13%) |
| 27-Aug-18 3:18 PM View: | CommVault Systems, Inc. (CVLT) | 23-Aug-18 | Grant | 3,074 | -- | -- | 3% 113.31K to 116.39K | |
| 28-Aug-17 4:31 PM View: | CommVault Systems, Inc. (CVLT) | 24-Aug-17 | Grant | 3,407 | -- | -- | 3% 109.91K to 113.31K | |
| 30-Sep-16 5:08 PM View: | CommVault Systems, Inc. (CVLT) | 28-Sep-16 | Grant | 3,888 | -- | -- | 4% 106.02K to 109.91K | |
| 27-Jan-16 4:42 PM View: | CommVault Systems, Inc. (CVLT) | 26-Jan-16 | Option Exercise | 22,500 | $16.89 | $379,950.00 | 27% 83.52K to 106.02K | |
| 27-Jan-16 4:42 PM View: | CommVault Systems, Inc. (CVLT) | 25-Jan-16 | Option Exercise | 7,500 | $12.60 | $94,500.00 | 10% 76.02K to 83.52K | |
| 26-Oct-15 4:25 PM View: | CommVault Systems, Inc. (CVLT) | 22-Oct-15 | Grant | 4,750 | -- | -- | 7% 71.27K to 76.02K | |
| 02-Mar-15 5:42 PM View: | GFI Group Inc. (GFIG) | 26-Feb-15 | Disposition (change in control) | 93,697 | $6.10 | $571,552.00 | (100%) 93.7K to 0 | 1% |
| 03-Feb-15 11:34 AM View: | GFI Group Inc. (GFIG) | 31-Jan-15 | Option Exercise | 17,429 | -- | -- | 23% 76.27K to 93.7K | |
| 27-Oct-14 5:22 PM View: | CommVault Systems, Inc. (CVLT) | 23-Oct-14 | Grant | 2,600 | -- | -- | 4% 68.67K to 71.27K | |
| 06-May-14 4:32 PM View: | CommVault Systems, Inc. (CVLT) | 02-May-14 | Option Exercise | 5,000 | $4.50 | $22,500.00 | 8% 60.67K to 65.67K | |
| 06-May-14 4:32 PM View: | CommVault Systems, Inc. (CVLT) | 02-May-14 | Market Purchase | 3,000 | $49.79 | $149,370.00 | 5% 65.67K to 68.67K | 54% |
| 04-Feb-14 4:11 PM View: | GFI Group Inc. (GFIG) | 31-Jan-14 | Option Exercise | 21,142 | -- | -- | 38% 55.13K to 76.27K | |
| 25-Oct-13 4:31 PM View: | CommVault Systems, Inc. (CVLT) | 24-Oct-13 | Grant | 3,200 | -- | -- | 6% 57.47K to 60.67K | |
| 22-Aug-13 4:04 PM View: | CommVault Systems, Inc. (CVLT) | 20-Aug-13 | Market Sale | 4,000 | $83.22 | $332,880.00 | (7%) 61.47K to 57.47K | 8% |
| 04-Feb-13 2:56 PM View: | GFI Group Inc. (GFIG) | 31-Jan-13 | Option Exercise | 15,453 | -- | -- | 39% 39.67K to 55.13K | |
| 03-Jul-13 6:35 PM View: | CommVault Systems, Inc. (CVLT) | 25-Oct-12 | Grant | 3,200 | -- | -- | 5% 58.27K to 61.47K | |
| 02-Jul-12 10:35 AM View: | GFI Group Inc. (GFIG) | 30-Jun-12 | Option Exercise | 2,554 | -- | -- | 7% 37.12K to 39.67K | |
| 29-May-12 4:07 PM View: | CommVault Systems, Inc. (CVLT) | 24-May-12 | Option Exercise | 71,000 | $4.00 | $284,000.00 | 453% 15.67K to 86.67K | |
| 29-May-12 4:07 PM View: | CommVault Systems, Inc. (CVLT) | 24-May-12 | Market Option Sale | 28,400 | $49.69 | $1,411,200.00 | (33%) 86.67K to 58.27K | (55%) |
| 02-Feb-12 12:15 PM View: | GFI Group Inc. (GFIG) | 31-Jan-12 | Option Exercise | 16,194 | -- | -- | 77% 20.93K to 37.12K | |
| 31-Oct-11 4:19 PM View: | CommVault Systems, Inc. (CVLT) | 14-Oct-11 | Grant | 4,000 | -- | -- | 34% 11.67K to 15.67K | |
| 01-Jul-11 12:31 PM View: | GFI Group Inc. (GFIG) | 30-Jun-11 | Option Exercise | 2,479 | -- | -- | 13% 18.45K to 20.93K | |
| 01-Feb-11 5:53 PM View: | GFI Group Inc. (GFIG) | 31-Jan-11 | Option Exercise | 15,968 | -- | -- | 644% 2.48K to 18.45K | |
| 20-Oct-10 5:21 PM View: | CommVault Systems, Inc. (CVLT) | 14-Oct-10 | Grant | 4,000 | -- | -- | 52% 7.67K to 11.67K | |
| 01-Jul-10 3:35 PM View: | GFI Group Inc. (GFIG) | 30-Jun-10 | Option Exercise | 2,478 | -- | -- | 100% 0 to 2.48K | |
| 02-Jul-10 4:21 PM View: | CommVault Systems, Inc. (CVLT) | 12-Mar-10 | Grant | 2,000 | -- | -- | 35% 5.67K to 7.67K | |
| 18-Aug-09 4:23 PM View: | CommVault Systems, Inc. (CVLT) | 14-Aug-09 | Grant | 4,000 | -- | -- | 240% 1.67K to 5.67K | |
| 18-Mar-09 9:04 PM View: | Interwoven Inc. (IWOV) | 16-Mar-09 | Disposition | 8,750 | $16.20 | $141,750.00 | (100%) 8.75K to 0 | 1% |
| 18-Mar-09 9:04 PM View: | Interwoven Inc. (IWOV) | 16-Mar-09 | Option Exercise | 5,000 | -- | -- | 133% 3.75K to 8.75K | |
| 06-Jun-08 7:50 PM View: | Interwoven Inc. (IWOV) | 05-Jun-08 | Payment of Exercise | 1,250 | $13.50 | $16,875.00 | (25%) 5.0K to 3.75K | 0% |
| 06-Jun-08 7:50 PM View: | Interwoven Inc. (IWOV) | 05-Jun-08 | Option Exercise | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 18-Mar-08 4:43 PM View: | CommVault Systems, Inc. (CVLT) | 14-Mar-08 | Grant | 833 | -- | -- | 100% 0.83K to 1.67K | |
| 30-Oct-07 5:11 PM View: | Avaya Inc (AV) | 26-Oct-07 | Disposition | 18,079 | $17.50 | $316,382.00 | (100%) 18.08K to 0 | < 1% |
| 14-Jun-07 1:17 PM View: | CommVault Systems, Inc. (CVLT) | 14-Jun-07 | Grant | 833 | -- | -- | 83300% 1 to 0.83K | |
| 05-Mar-07 5:02 PM View: | Avaya Inc (AV) | 01-Mar-07 | Grant | 10,785 | $12.52 | $134,996.00 | 148% 7.29K to 18.08K | 40% |
| 01-May-07 10:00 PM View: | CommVault Systems, Inc. (CVLT) | 01-Feb-07 | Gift | 1 | -- | -- | 100% 0 to 1 | |
| 06-Nov-06 5:02 PM View: | Avaya Inc (AV) | 02-Nov-06 | Grant | 64 | $12.70 | $812.54 | < 1% 7.23K to 7.29K | 38% |
| 20-Sep-06 5:01 PM View: | Avaya Inc (AV) | 18-Sep-06 | Grant | 7,230 | $11.24 | $81,243.50 | 100% 0 to 7.23K | 56% |