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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Dec-23 3:54 PM View:  | Arrowhead Research Corp. (ARWR) | 15-Dec-23 | Grant | 14,987 | $25.41 | $380,820.00 | 191% 7.87K to 22.85K | |
| 06-Mar-23 6:04 PM View: | Arrowhead Research Corp. (ARWR) | 03-Mar-23 | Sale | 11,350 | $32.65 | $370,578.00 | (59%) 19.22K to 7.87K | |
| 11-Jan-23 8:17 PM View: | Arrowhead Research Corp. (ARWR) | 10-Jan-23 | Grant | 7,867 | -- | -- | 69% 11.35K to 19.22K | |
| 07-Jan-22 8:11 PM View: | Arrowhead Research Corp. (ARWR) | 07-Jan-22 | Grant | 6,400 | -- | -- | 129% 4.95K to 11.35K | |
| 04-Jan-22 10:00 PM View: | Arrowhead Research Corp. (ARWR) | 03-Jan-22 | Market Sale (Planned) | 4,050 | $64.75 | $262,233.00 | (45%) 9.0K to 4.95K | (8%) |
| 14-Sep-21 5:25 PM View: | Arrowhead Research Corp. (ARWR) | 13-Sep-21 | Market Sale | 2,750 | $63.76 | $175,340.00 | (20%) 14.0K to 11.25K | (1%) |
| 14-Sep-21 5:25 PM View: | Arrowhead Research Corp. (ARWR) | 13-Sep-21 | Market Sale (Planned) | 2,250 | $63.76 | $143,460.00 | (20%) 11.25K to 9.0K | (1%) |
| 05-Jan-21 6:16 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-21 | Grant | 9,000 | -- | -- | 180% 5.0K to 14.0K | |
| 17-Aug-20 9:04 AM View: | Tonix Pharmaceuticals Holdi... (TNXP) | 13-Aug-20 | Private Purchase | 5,350 | $0.94 | $5,029.00 | 100% 0 to 5.35K | |
| 08-Aug-13 2:24 PM View: | VaxGen Inc. (DDXS) | 06-Aug-13 | Grant | 5,958 | -- | -- | 100% 0 to 5.96K | |
| 14-Mar-13 7:09 PM View: | Bio-Imaging Technologies Inc. (BITID) | 12-Mar-13 | Disposition (change in control) | 52,000 | $7.25 | $377,000.00 | (100%) 52.0K to 0 | |
| 28-Oct-11 3:01 PM View: | ICAgen Inc. (ICGN) | 27-Oct-11 | Disposition | 7,062 | $6.00 | $42,372.00 | (100%) 7.06K to 0 | < 1% |
| 06-Sep-11 5:43 PM View: | ICAgen Inc. (ICGN) | 02-Sep-11 | Option Exercise | 4,500 | $3.20 | $14,420.00 | 33% 13.7K to 18.2K | |
| 07-Sep-11 4:47 PM View: | ICAgen Inc. (ICGN) | 02-Sep-11 | Disposition (change in control) | 11,141 | $6.00 | $66,846.00 | (61%) 18.2K to 7.06K | < 1% |
| 05-Jan-11 3:45 PM View: | ICAgen Inc. (ICGN) | 03-Jan-11 | Grant | 7,062 | -- | -- | 106% 6.64K to 13.7K | |
| 05-Jan-10 12:36 PM View: | ICAgen Inc. (ICGN) | 04-Jan-10 | Grant | 26,539 | -- | -- | 100% 26.59K to 53.13K | |
| 09-Mar-09 3:57 PM View: | ICAgen Inc. (ICGN) | 05-Mar-09 | Grant | 26,595 | -- | -- | 100% 0 to 26.59K | |
| 07-Jun-07 5:03 PM View: | VIA Pharmaceuticals, Inc. (VIAP) | 05-Jun-07 | Grant | 59,624 | -- | -- | 100% 0 to 59.62K | |
| 09-Feb-04 10:00 PM View: | Esperion Therapeutics Inc/mi (ESPR) | 05-Feb-04 | Option Exercise | 6,157 | $16.24 | $99,989.70 | 100% 0 to 6.16K | |
| 09-Feb-04 10:00 PM View: | Esperion Therapeutics Inc/mi (ESPR) | 05-Feb-04 | Disposition (change in control) | 6,157 | $35.00 | $215,495.00 | (100%) 6.16K to 0 | |
| 20-Jan-04 10:00 PM View: | Esperion Therapeutics Inc/mi (ESPR) | 16-Jan-04 | Option Exercise | 20,000 | $16.24 | $324,800.00 | 625% 3.2K to 23.2K | |
| 20-Jan-04 10:00 PM View: | Esperion Therapeutics Inc/mi (ESPR) | 16-Jan-04 | Option Sale | 20,000 | $34.65 | $692,978.00 | (86%) 23.2K to 3.2K | |
| 20-Jan-04 10:00 PM View: | Esperion Therapeutics Inc/mi (ESPR) | 16-Jan-04 | Sale | 3,200 | $34.65 | $110,876.00 | (100%) 3.2K to 0 | |
| 30-Dec-03 10:00 PM View: | Esperion Therapeutics Inc/mi (ESPR) | 18-Nov-03 | Option Exercise | 3,200 | $5.52 | $17,664.00 | 100% 0 to 3.2K |